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Ecstatic Tran.iformation: On the uses ofAlterity
in the Middle Ages
by Michael Uebel
ECSTATIC TRANSFORMA TION
ONTHE USES OFALTERITY INTHE
MIDDLE AGES
Michael Uebel
*
ECSTATIC TRANSFORMATION
© Michael Uebel, 2005.
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Uebel, Michael.
Ecstatic transformation : on the uses of alterity in the Middle Ages I
by Michael Uebel.
p. cm.-(New Middle Ages)
Includes bibliographical references and index.
ISBN 978-1-349-73279-1
ISBN 978-1-137-11140-1 (eBook)
DOI 10.1007/978-1-137-11140-1
1. literature, Medieval-History and criticism. 2. Utopias in
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CONTENTS
Acknowledgments
Introduction: The Uses of Medieval Alterity
Part 1
The Material of Alterity
IX
1
9
1.
Eastern Marvels
11
2.
Muslim Monstrosity
25
Part 2
The Space of Alterity
55
3.
Medieval Desert Utopias
57
4.
Desert Ecstasies
85
Part 3
The Structure of Alterity
101
5.
The Marvel and the List
103
6.
Monstrous Topoi
127
Postscript: Utopic Endings
151
Appendix: Translation of the Original Latin Letter of Prester John
155
Notes
161
Index
223
ACKNOWLEDGMENTS
M
y first acknowledgment is to a body of words that I now scarcely
recognize as my own. The ideas and words here became animated
under the fever of finishing a Ph.D. and then finishing a career as a
medievalist working for tenure. The folder on my computer desktop, greeting me for years every time I logged on, is entitled simply "medievalbook."
This folder will always be associated with the end of things, having become,
in the words of Tom Shear, "a document to prove that I was here ... a document to prove I was at all." Utopic? Maybe.
It would be somehow amiss not to recognize the little people who have
tried to hinder me. Perhaps someday they'll understand why utopia is so
risky: two bitter narcissists in a certain headless department of English who
have no loyalty other than to their own self-causes, and another member of
the same who tirelessly proves Karl Kraus basically right-"out of a
hundred jackasses there are scarcely ten who will admit their nature,
and one at most who will put it in writing," whether that single ass knows
it or not.
True acknowledgments, of course, are always to real people and to how
they touched your life, your work. It would be a mistake to imagine that my
life and my work are squarely, or sometimes even remotely, superimposed,
and so I acknowledge first those who helped me predominantly in one area
or another. Those who made my life better by supplying at least one of the
things I cannot live without-thrills, regressions, laughter, and beauty-are:
Anna Cahill, Lisa Wensley, AI Ruch ("it's good to be the king"), Luke
Saladin, David Zorin, Celeste Buxton, Rob Quan, Buford Wynn, Johnny
Petot III, Scott Zumwalt, Jessica Hampton, November/Theresa (wherever
she may be), and the luminous "Max girls" (Lisa, Kristina, LaDonna, and
Jazzmine). I moved away or they moved away, but somehow we never did.
In other spheres, I have had the privilege of being encouraged and supported by the intellectual generosity and goodwill of Aranye Fradenburg,
AI Shoaf, Steve Kruger, Sarah Stanbury, Laurie Finke, Bruce Holsinger,
Ethan Knapp, Patricia DeMarco, Hoyt Duggan, Maurice Apprey, Britton
Harwood, and James Goldstein. Thank you.
X
ACKNOWLEDGMENTS
Special acknowledgment is reserved for those who continue to leave
their imprint on much of what I do (and don't do), whether it be scholarly
or otherwise: Jim Hurley for really knowing me and for "narrative";Vance
Smith for being a Wile E. Coyote genius and a trusted friend since the
hours we shared the Pixies on the way to the Zoo; Jeffrey Cohen for being
immer ein Mensch; Andrew Cole just for being the Caner and ever my bro;
Wolfgang Natter for being a model; Kellie Robertson for being in Bob
Kellogg's Anglo-Saxon class and letting me admire her ever since; Denise
Fulbrook for managing a smile in the face of so much shit; Dina Smith for
effervescent expressions; Gruppe 190 for being the sole reason ever to stay
in the academy; Bonnie Wheeler for caring what happened to me; Ben
Allen for never actually punching me; Jeremy Russell for picking up the
request line at 2 AM, always armed with enigmas, insight, and "quirky
curios"; David Lee Miller for reciprocal understanding; Danielle Eagan for
knowing that the line between pleasure and knowledge is porous; Kate Frank
for crossing that line so gracefully; Joan E. McRae for creating possibilities;
Lee Eliosoff for encouraging me in intellectual perversity; Martin Irvine for
taking a chance on a young medievalist once; Dan Chesire for lessons in the
art of war; and Michael Calabrese for walking the verbal streets ofBabylon
with me.
Thanks to the good people at Palgrave: Melissa Nosal and Farideh
Koohi-Kamali, who cut me slack when I needed it. Newgen Imaging,
located of all places in India, deserves my gratitude: thanks to Maran
Elancheran and the anonymous copy-editor. Two anonymous readers made
this a better book; would that all readers were so smart and so generous.
There are three women to whom I attribute all value in my life: my
mother Katharine, my daughter Louisa, and my wife Debra.
INTRODUCTION: THE USES OF
MEDIEVAL ALTERITY
Fantasy. . .is, pre-eminently, the creative activity from which the answers to all answerable
questions come; it is the mother of all possibilities, where, like all psychological opposites, the inner
and outer world, are joined together in living union. Fantasy it was and ever is which fashions the
bridge between the irreconcilable claims of subject and object.
-C.G.Jung*
T
his book develops a critical language for narrating the ways that
Western medieval culture imaginatively transformed itself in and
through its relation to otherness. The central contention is that Europe's
Eastern others-notably, the Muslims and Prester John-functioned in the
Western imaginary as symptoms that turned Europe itself into a problem. It
is not merely that medieval Western Europe depended for its self-definition
upon the various others against which it both protected and asserted itself;
rather, in the very act of representing alterity, benign or threatening,
medieval Europeans necessarily confronted the possibility of utopic-or, as
I begin to analyze it in chapter 3, "ecstatic"-transformation. Otherness
offered the reader or beholder an ambiguous representation, a deeply
equivocal image of social meanings contrary to the concept of clear division
or firm limit. Precisely because alterity, I argue, was not always reducible to
the terms of the self-same, perceptions of the same in the different gave way
to perceptions of the different in the same. In the images of alterity I study
here, the transformative power of otherness reveals the extent to which
social and individual bodies continually interchange with the world across
porous boundaries. 1
Yet, within the current practice of critical medievalism and its fascination
with otherness, the transformative force of alterity is rarely studied or even
remarked. As important as the work, for example, of Norman Daniel,
Michael Camille, and Ruth Mellinkoff is for building an understanding of
medieval conceptions of alterity, such work seems content, on the one hand,
merely to identifY, label, and categorize otherness within the construction of
2
ECSTATIC TRANSFORMATION
a kind of typology, and, on the other, to read otherness as that which is,
uncomplexly, appropriated and domesticated, or exoticized and consigned
to a place beyond cultural analysis. These critical approaches amount to
the same interpretative tendency: foreclosing analysis of the ideologically
transformative effects of alterity, by placing resemblance, rather than difference, at the center of history, ethics, politics, science, and so on. This book is
thus an attempt to place difference and becoming at the center of medieval
cultural practice, and to look for its mutative effects within specific literary
and historical discourses.
Though the vast majority of studies of cultural identity in the Middle Ages
tend to overlook the transformative force of the alien, three notable exceptions are the work of Jacques Le Goff, Louise 0. Fradenburg, and Jeffrey J.
Cohen. These medievalists, more than any others, have articulated the cultural
issues raised by the provocative agency of otherness. Fradenburg, for instance,
draws attention, using Le Goff for her point of departure, to "the 'surrealistic
anthropology' of the medieval literature on India and Mrica, [which]
exemplifies ... the doubleness of the ideal of beauty: its 'formative' or productive power-its power to propel the body into a history of formation-and
its power to alienate the body, to 'produce' it as grotesque, excessive or insufficient, chaotic. It produces at once aspiration to perfection of form and a
distancing from sensuality and materiality." 2 While accounting for the other's
capacity to alienate and distance, this book focuses on its instrumental
function as an agent of cultural metamorphosis. Cohen's sustained analysis of
the concept of monstrosity, 3 like Fradenburg's more recent work on the logic
of sacrifice and pleasure, 4 is acutely sensitive to the cultural functions of alterity and identification. The theoretical emphases of these two medievalists in
particular have continually served as springboards for my own ideas.
An explanation may be at hand for why cultural analysis tends to
overlook the productive energies of alterity. Georg Simmel pointed out, in
his landmark essay on "The Stranger" (1950), that an understanding of
morality and liberty is irrevocably linked to fundamental problems in the
way we perceive reality itself. Freedom is a function of ontology, Simmel
claims, because it depends upon taking up an objective stance with respect
to the material conditions in which one is immersed: "the objective individual is bound by no commitments which could prejudice his perception,
understanding, and evaluation of the given." 5 This freedom-that, in some
sense, valorized by the desert hermits I discuss in chapter 3-depends for its
meaning upon detachment, the making of radical distinctions between
individuals and, by extension, societies. A. David Napier summarizes:
"The more we deemphasize the symbolic interconnectedness of 'things'
(their dependence), the more we glamorize what it means to be 'free,' to be
entirely independent; the more we deny that one individual is 'like' another,
THE USES OF MEDIEVAL ALTERITY
3
the more we sanctifY the fact that each of us is, indeed, quite 'different.' " 6
The dangers inherent in the achievement of such freedom should be
clear: "the totally free individual cannot know the world through contrast." 7
Such an individual is precisely the one too readily assumed in cultural
analysis. The distinction-making enterprises of medieval culture are seen as
predicated upon an essential freedom, which, in this view, involves repeatedly
overcoming, according to the logic of stereotyping, 8 the alien.
But this ritual subordination of the stranger forecloses the construction
of a possible future. Indeed, as I argue pointedly with respect to the function
of the Prester John legend in medieval culture, Western documents of alterity were the chief vehicles for transmitting how certain kinds of otherness
are to be handled, how difference itself is to be countenanced, "how certain
kinds of diversity are [to be] precluded, how what distinguishes 'us' from
'them' is a function of refining what [medieval culture is] over time," 9 and
what that culture takes itself to be and wishes to become. Chapter 1, then,
examines two possibilities for social desire and intellectual transformation
in medieval culture. First, it looks at the ways medieval writers took constructive possession of the inveterate ambivalence of the other. Historians,
encyclopedists, apologists, and polemicists continually faced the impossibility
of assigning the other a place firmly outside. Discursive borderlines mediate,
rather than insulate, cultures. Second, it looks at modes of exchangehistorical and fictive-between Eastern and Western ways of life, in which
the other is continually actualized within the culture of the self-same.
Cultural extremes, such as Frederick II's fetishization of Arab culture in
Sicily or Richard I's temporary cannibalism in the Holy Land, illustrate
most clearly how distant otherness produces social effects at home.
One of this book's chief concerns is to examine ambivalence and
exchange in light of their function as components of utopia. Implicit here is
a psychoanalytic model offantasy, the creative activity that animates the world
of imagination and its contents. Fantasy, I am suggesting, is never that purely
illusory (that is, internal and private) production that cannot be sustained
when confronted with the demands of external reality. Instead, I take fantasy to be vital to both individuals and collectivities as the activity by which
identity is protected against loss and the threat of dissolution, by which
representations of and solutions to enigmas and contradictions are generated, and by which the refusal to accept reality as it is means that the future
takes precedence over the past and present. By placing a utopic impulse at
the center of my discussion of medieval representations of and responses to
otherness, I mean to signal the ways that the other itself comes to function
less as an object than as an identification that leads to a state of satisfaction,
elation, ecstasy. The discursive modalities for handling otherness, together
with the images that most poignantly represent that otherness (the desert,
4
ECSTATIC TRANSFORMATION
for example), all reveal a compulsive desire to assert and deny difference
alternately.
This double attitude toward the other bears striking affinities with the
perverse impulse. Perversion, the psychoanalyst Masud Khan has emphasized, is, in its essential form, akin to dreaming or, better, to the dramatization
of dreams. It has, therefore, a collective or social dimension, that is not often
underscored: "Perversions are much nearer to cultural artifacts than disease
syndromes." 10 This book studies the workings of the utopic impulse in
medieval culture not to diagnose that culture--to label it perverse or
neurotic-but to understand why some elements of reality in the twelfth
century are supercharged with cultural significance while others drop away
or seem repressed. My interest in medieval culture's attachment to exotic, or
fantastic, objects and places constitutes an attempt, for example, to understand the Western fascination with and fear of the Arab other. Phobias of
any kind, it would seem, are less catastrophic-indeed, we might say more
successful-the more they are associated with the alien and distant: as
Edward Glover summarizes, "it is more advantageous to suffer from tigerphobia in London than in an Indian jungle." 11 But this book puts forward
a very specific advantage that medieval culture recognized and seizedthe creation of fantasies of alterity that allow for the opportunity of selfcritique and reinvention.
By interrogating what I term the material, spaces, and structures of
alterity, I aim at defamiliarizing the Middle Ages in order that we might
better reacquaint ourselves with it. What appear as the objects of analysis are
finally less objects than processes, mechanisms, techniques for disrupting the
dispassionate logic of reason-a logic that inevitably finds itself transformed
into myth, fantasm, and hallucination by the pulsion of social desire and
cultural phobia, imaginative attachment and violent repulsion. To distinguish reality from illusion, reason from play, is to repudiate fantasy itself, and
thus to foreclose opportunities for cultural- and self-reformation. My guiding interest is therefore the cultural uses to which alterity was put in the
Middle Ages, how otherness functioned as a response to, a mechanism for
coping with, and a means for ultimately transforming unacceptable realities.
The utopic, the ecstatic, represents a process or agent of change, not an
object or mere reflection of the medieval identities more historically
familiar to us. Prester John's relocation in the Middle Ages from India to
Africa, as the former became better mapped and explored by the fourteenth
century, is just one illustration of how crucial it was to keep fantasy alive and
mobile even in the face of historical and geographical "reality."
What is most threatening to medieval culture appears to be responsible
for the creation of a medieval literary form: the utopia. Medieval utopic
texts, such as the fantastic Letter of Prester John (ca. 1160) and the immensely
THE USES OF MEDIEVAL ALTERITY
5
popular literature surrounding Alexander the Great, developed in response
to the differences that were perceived to exist between European and nonEuropean cultures. Utopias crucially presuppose otherness-some temporal,
cultural, or spatial break with traditional modes of thinking and living that
turns alterity itself into an object for analysis. The otherness of the Orient
represented for medieval European society difference par excellence.
Closing off its frontiers to such difference proved impossible, as demonstrated
by the failure of the Second Crusade; it is shortly thereafter that extraordinary
utopias began to circulate throughout Europe. Thus, beginning in the middle
of the twelfth century, Western Europe embraced, rather than disavowed,
the differences confronting it. My reading of medieval utopic literature
focuses attention on the boundaries marking difference, which are best
understood not as sharp border lines but as ambivalent" contact zones."The
imaginary locus of India, for example, becomes a gap wherein lie the
possibilities for cultural transformation, self-discovery, and imaginative
identification with others.
This book offers an account of the origin and functions of utopic thinking
that differs markedly from traditional accounts in literary history. The
inception of utopia in the twelfth century is tied to the cultural and psychological work of imagining Western self and Oriental other in dialectical
relation. It is no coincidence that the Crusades become the most important
context for imagining utopia in the Middle Ages. Cultural fantasy in the
Middle Ages always cuts two ways: as a form of wish fulfillment, issuing
from profound insecurity in the face of the alien and unpredictable, and as
a form of sheer pleasure, delight in the exotic. Utopic fantasy reflects the
extent to which medieval society distorts reality in direct relation to its
own insecurity, at the same time that it reflects a liberated alternative to
a repressed or impoverished Christian society. For the twelfth-century
theologian Alan of Lille, Christendom could be summed up as latinitas
penuriosa [latinity in dire need). Precisely what did Latin Europe imagine
itself as needing so badly? A look at the medieval Marvels of the East tradition, from Pliny through Augustine to the famous Liber monstrorum [Book
of Monsters], offers an alternative way of conceiving otherness as that
which is inherently resistant to fixation under a fetishistic gaze (chapter 1).
The fetishistic attachment to monsters in the Middle Ages, as evidenced
by the incessant need to allegorize them as fallen ideals, only served to
charge them with utopic significance. Monsters became the primary markers of the utopic impulse because, as deviations from the natural order,
they require a method of imagining them that itself deviates from natural
patterns of thought.
Muslims of course provided Western crusade chroniclers with additional
monstrous subject matter (chapter 2).The histories of the First and Second
6
ECSTATIC TRANSFORMATION
Crusades are important ciphers of the important imaginative and ideological
responses the threat oflslam provoked. Guibert ofNogent's and Fulcher of
Chartres's chronicles, for example, reveal how the ground upon which
Christendom imagined itself was fully discursive, not only in the limited
sense that it was imaginable largely through discourses on the other, but in
the deeper sense that it formulated an opposition between sacred word, the
nonarbitrary word of God, and alien word, founded upon semiotic
deviance. This opposition became a pretext for crusade and reconquest, as
well as, more crucially, the precondition for utopic discourse. The utopian
drive underwriting this way of imagining the societas Christiana posits a
harmonious and unified social world in which language functions as device
for linking the members of that world. The Middle English romance
Richard Coer de Lyon, a text to which I briefly turn, demonstrates the cultural imperative informing the construction of a discursive and imaginary
community in the face of the Muslim other.
It is impossible to imagine the Orient without imaginatively coming to
terms with the desert (chapters 3 and 4). For a number of medieval writers,
including Richard of St. Victor and John Mandeville, the desert became
charged with religious, even ecstatic, significance.While clearly representing
the alternative to civilized, everyday existence, this space of"wild(er)ness" is
nevertheless put in the service of transcending everyday life through providing a model of unrest, incessant change, and orientation toward a time to
come. The efficacy of the desert in offering a model for transformation is
tied to the desert's own metaphoric mobility, to its inimitability. That is, by
demanding and exceeding all figuration, by approximating what Slavoj
Zizek terms "the sublime object of ideology," 12 the power of the desert
metaphor depends precisely upon the hope of ongoing mobilizations of its
social meaning. The desert, as my survey of its ideological uses demonstrates, is a metaphor that inscribes the possibility of thinking-or better,
the thinking of possibilities.
Three medieval literary genres structurally supported thinking about the
possible: the fictional epistola, the list or montage, and the travel narrative
(chapter S).All three are particularly well suited for handling the complexities of relations between self and other that arise when utopic literature
attempts to deal with alternative realities. These generic modes deny the
satisfaction of final meaning or utopian significance in order to instill in
medieval culture pleasure itself in the form of ongoing desire. Utopia can
be characterized as a social formation founded on a loss, an absence that
instills in the reader the desire to search for something to replace or exceed
the original missing object. The loss of the Holy Land in the Second
Crusade cut deeply into the social imaginary, such that anxiety would
become the primary affect motivating travel narratives in the Middle Ages.
THE USES OF MEDIEVAL ALTERITY
7
Mandeville's Travels, along with the Wonders of the East documents,
immensely popular throughout the medieval period, dramatize the ways
that anxiety drives utopic discourse.
Utopic writing is deeply implicated in the narrative structure of what
I term "the moving image" (chapter 6).The ideological value of the flow of
images found in the list structure, a flow with special affinities to filmic
montage, resides in the imaginary relations it produces and into which readers are interpellated. The montage, a central feature of Sergei Eisenstein's
famous "agit cinema," activates self-analysis leading to self-transformation.
In film theory we find the clearest articulation of the forms such self-analysis
can take. Just as the film viewer is placed by the film and the act of spectation itself into new and multiple relations to the film, the reader of the
utopic text is stimulated to leave the close comfort of familiarity for the
provocative alien, the ungraspable that leads, even seduces, the reader forward
to the discovery of the new and better.
PART ONE
THE MATERIAL OF ALTERITY
CHAPTER 1
EASTERN MARVELS
Imagining Otherness
The Other is not a simple presence of a self to a self; it is not contained in a relation which starts
from a distance and ends in a bringing together. The Other is radical only if the desire for it is not
the possibility of anticipating it as the desirable or of thinking it out biforehand but if it comes
aimlessly as an absolute alterity, like death.
-John Heaton 1
In 1238, England experienced a glut of herring. At coastal cities near
Yarmouth, an overabundance of the fish drove prices down to almost nothing; and in areas distant from the sea herring sold at a fraction of the usual
price. That year the fish merchants of Gotland and Friesland decided against
making the annual trip to Yarmouth, the place from which they always
returned, their ships weighed down with herring. For Matthew Paris,
whose Chronica maiora records this event, the availability and price of herring did not so much illustrate the microeconomics of fish production as lay
bare a mentalite underlying Western European attitudes toward what is
unknown and uncontainable.
Paris fits his account of the Yarmouth herring fishery and its economic
effects under the rubric "De Tartaris prorumpentibus de locis suis terras
septentrionales devastantibus" [Concerning the Tartars bursting forth from
their own lands in order to devastate the northern regions]. 2 The Go danders
and Frieslanders, Paris suggests, had good reason to abstain from the fisherythey were compelled by their profound fear of the Mongols [impetus eorum
pertimentes]. Even at the fringes ofWestern Europe, removed from the contested areas and from probable danger-indeed, the Mongols were never
known for their naval prowess-deep-seated fear and anxiety gripped the
folk. The Mongol invasions of the thirteenth century brought before
European Christians an image of an immense pagan population more cruel
12
ECSTATIC TRANSfORMATION
and aggressive than the Muslims they had been fighting since the eighth
century. By 1238, the early hope that the Mongols might form an alliance
with Christendom to wipe out the Saracens was all but abandoned. 3 John
of Plano Carpini, sent out by Pope Innocent IV in 1245 on a diplomatic
mission to the Mongols, returned two years later with an alarming message
for Christendom-the Mongols have only one purpose: "to overthrow the
whole world and reduce it to slavery." 4
In later chapters we shall have occasion to examine specific cultural and
psychological aspects of Christian optimism concerning deliverance from
"pagan" threat. The belief in an Eastern ally like Prester John who might
contain the Saracens by helping to surround them held a prominent place in
the Western medieval imagination from the middle of the twelfth until the
early sixteenth century. 5 As a form of wish fulfillment, such a fabulous belief
stems in great part from profound psychological insecurity in the face of the
alien and unpredictable. Fantasy, and its cultural form utopia, the
psychoanalysts remind us, reflect the extent to which an individual or society
distorts reality in a direct relation to one's (or its) own insecurity. 6 Fantasy,
then, is a way of mitigating the anxiety imposed by alterity. But the other side
to fantasy is perhaps the more familiar one: the sheer pleasure of imagining
difference and of marveling at the uncommon, the unknown. The alien, as
an agent, frightens and, as an object of inquiry and wonder, fascinates.
Taken here as a kind of running theme subject to continual refinement, the
concept of vacillation-the flux of attraction/repulsion or fear/ enjoymentwill be seen as central to the cultural and psychological work of imagining
others. In even so prosaic a history of alterity as Matthew Paris's account of
the "Tartars," cultural paranoia plays against intellectual curiosity. Paris,
describing the Tartars in conventional terms, emphasizes their grotesqueness:
Hi quoque capita habentes, magna nimis et nequaquam corporibus proportionata, carnibus crudis et etiam humanis vescuntur... robusti viribus, corporibus
propagati, impii, inexorabiles, quorum lingua incognita omnibus quos attingit
notitia ... ducem habentes ferocissimum, nomine Caan. Hi borealem plagam
inhabitantes, ... numerosi nimis, in pestem hominum creduntur ebullire, et hoc
anno, licet aliis vicibus exierint, solito immanius debacchari. 7
[They have heads that are too large, disproportionate to their bodies, and they
eat raw meat, and even human flesh ... they have robust energy, sturdy bodies, are cruel and inexorable; their language is incomprehensible to all who
come in contact with them... they have the most ferocious ruler, named
Caan. They inhabit the northern region, ... [from which], in excessive
number, they are believed to bubble forth as a pest to mankind, and now,
although they go forth with other vices, it (i.e., the pest) makes it its constant
and monstrous habit to rage without control.]
EASTERN MARVELS
13
A set of stock features imputed to non-Western others emerges from this
description of the Tartars: violations of proportion and number, godlessness,
unintelligibility, and predilection toward and enjoyment of barbaric behavior.
The myth of cannibalism among the Mongols or Tartars was universal. 8 In the
thirteenth century, Mongols replaced Saracens as the representative antitypes of humanity. Paris's characterization of the Mongols displays a marked
interest in corporeal features, monstrous anatomical details signifYing more
monstrous appetites. The historian generates wonder about a race the
Saracens themselves see as inordinately barbaric.
In the grip of terror, Western Europe sought an explanation for
the devastating waves of Mongols "breaking out" and "rushing forth"
(L. prorumpere; proruere) from the region of the Caspian Mountains. 9 In the
space between history and literature known as the Alexander Romance,
especially in Pseudo-Methodius, an explanation was readily found: Mongols
were among the unclean tribes of Gog and Magog, broken loose from their
imprisonment behind the Caucasus.As minions of Antichrist and as beastly
anthropophagi from the North, the Mongols were neatly identified with
these pernicious biblical nations. 10 However, by the fourteenth century, as
the Ebstorf and Hereford mappaemundi attest, the Turks succeeded the
Tartars as de stirpe Gog et Magog [from the race of Gog and Magog) . 11
The imagined origin of Mongol invaders who exceeded all limits
disrupted the West's confidence in its own boundaries, contributing to the
production of a" citadel" or "siege mentality," 12 dependent upon the desperate
attempt to demarcate the lines separating what is known and unknown,
same and other. 13 The civilized world-Gr. oikoumene, in legend protected
from the barbarians by a mountain range extending from the Caucasus to
the remote Orient near the coast ofindia-looked to heroes like Alexander
the Great and Prester John to keep the other safely in the margins, remote
from the centers of civilization and religion, Rome and Jerusalem. 14 But at
the frontier itself, boundaries between what is known and what is unknown
began to blur, and barriers started to crumble. The Gotlanders and
Frieslanders felt threatened because they were uncertain about both the
placement and security of the boundary line between "us and them." Their
own liminal status is in some sense as frightening, certainly as troubling, to
them as that of the monstrously marginal Tartars described by Paris. In
imagining the terrible other, the fishermen had to imagine themselves and
their precarious place in the world. Deciding to stay home was prompted
less by fear of a radical other than by an awareness of the ambiguity of the
spatial markers that actually serve to delimit self and other.
Imagining others necessarily involves constructing the limits that
contain-in the double sense, to enclose and to include--what is antithetical
to the self. These limits, as I continue to suggest in more historical detail, are
14
ECSTATIC TRANSFORMATION
characterized by two intersecting paradoxes that guide our preliminary
inquiry into the ambivalences inherent in imagining otherness: the paradox
of the ideological construction 15 of the other and the paradox of occupying
the frontier.The first paradox holds that alterity is never radical because "the
terms of a binary interrelate, interdepend. But to differing degrees: in one
kind of interdependence the one term presupposes the other for its
meaning; in another more radical kind of interdependence the absolutely
other is somehow integral to the selfsame. In the latter, absence or exclusion
simultaneously becomes a presence." 16 The second paradox arises from the
border's double status as both marker of separation and line of commonality. Because border lines mediate and are "created by contacts, the points
of differentiation between two bodies are also their common points.
Conjunction and disjunction are inseparable in them.'m Flickering between
contact and avoidance, interaction and interdiction, border lines produce
spaces "in-between;' gaps or middle places symbolizing exchange and
encounter. As such, they are the areas wherein identity and sovereignty are
negotiated, imaginatively and discursively, in relation to the necessary other.
These spaces of alterity are finally most interesting not for what they reveal
about the other per se but for what they disclose about the ways in which
the other was produced and constructed.
This book is a meditation on the concept of boundaries or interspaces,
their meaning and function, as they touch on the twelfth-century legend of
Prester John, and more generally on the production of utopias. I probe the
gaps between history and fiction, political reality and myth, in order to understand the ways in which twelfth-century society's belief structures worked to
articulate confrontations of self and other. The myth of Prester John marks
crucial historical moments when the suspension of disbelief becomes the
activation of belief, when the ways in which the other is imaginatively
produced take precedence over the ways it is objectively described. 18 Boundaries
and interspaces offer opportunities to think about the unfolding of productive
relations to alterity. Heidegger's "Building, Dwelling, Thinking" reminds us of
this generative force inhering in boundaries:
A boundary is not that at which something stops but, as the Greeks
recognized, the boundary is that from which something begins its essential
unfolding. That is why the concept is that of horismos, that is, the horizon, the
boundary. 19
As a utopic locus, Prester John's kingdom in India functions, to borrow Louis
Marin's description of More's Utopia, as a kind of dream "horizon, [where]
this edge of the world joins, onto another edge, that of the other world, and
on this limit between the two, a space, a gap, is opened up that belongs
15
EASTERN MARVELS
neither to the one nor the other, a gap between the interior space that is
closed by the routes of travels (the terrae cognitae) and the unknown outer
space." 2 For in this interstice lie the debilitating paranoia of the Gotlanders
and Frieslanders and, as we will see, the utopic possibility for cultural
transformation, self-discovery, and imaginative identification with others. 21
°
Marvels of the East: Monsters and Saracens
Praecipue India Aethiopumque tractus miraculis scatent.
{India and parts of Ethiopia especially teem with marvels.]
-Pliny the Elder2 2
The kind of"oneiric horizon" described by Marin as belonging neither
to the one nor the other-neither to the self-same nor the alien-precisely
fits the terms of Jacques Le Goff's description of medieval conceptions of
the Indian Ocean and the land beyond it as a place of wonders and monsters.23 Onto the world of the Indian Ocean-believed to be a mare clausum
[enclosed sea] until the late fifteenth century-was projected a whole range
of dreams, myths, and marvels. The ocean became the imaginative repository of fantastic men and beasts with bizarre enjoyments such as incest and
coprophagy but also the site of the Earthly Paradise and saintly Brahmins.
India was thus viewed through binocular lenses, with a stereoscopic vision
that looked for mirabilia, alien spectacles assigned to a place beyond analysis,
and for domesticated images, allegories representing ideal Western forms.
This is the double optics of an inexhaustible history of the marvels of the
East, with its Western origins in the religious forms of Greek mythology
and, most significantly for medieval Latins, in the secular history of
Herodotus. 24 Medieval Europe inherited both a secular and religious vision
of Eastern marvels, since the heritage of pagan antiquity-in Pliny,
Pomponius Mela, and Solinus-was filtered through the lens of biblical
authority. St. Augustine, familiar with the descriptions of fabulous races
found in Pliny's Naturalis Historia, attempted to reconcile those marvels
with Christian doctrine. In a famous chapter of the City of God (book 16,
chapter 8) entitled "Whether certain monstrous races of men are derived
from the stock ofAdam or Noah's sons," Augustine advances a logical argument aimed at showing that such creatures as the Panotti, or "all-ears," are
not contra naturam but a part of divine creation immune to human judgment
since only God has absolute knowledge of and authority over creation-as
author of creation only he sees the similarities and diversities comprising
the beauty of the whole. But Augustine also allows for the possibility that
the monsters are really animals, lacking both reason and a pedigree traceable
16
ECSTATIC TRANSFORMATION
to Adam. He considers the case of the Cynocephali, or Dog-Men:
What am I to say of the Cynocephali, whose dog's head and actual barking
prove them to be animals rather than men? Now we are not bound to believe
in the existence of all the types of men which are described. But no faithful
Christian should doubt that anyone who is born anywhere a man-that is, a
rational and mortal being-derives from that one first-created human being.
And this is true, however extraordinary such a creature may appear to our
senses in bodily shape, in color, or motion, or utterance, or in any natural
endowment, or part, or quality. However it is clear what constitutes the
persistent norm of nature in the majority and what, by its very rarity,
constitutes a marvel. 25
It is striking that in this individual case Augustine is deliberately ambivalent
about the status of the Dog-Men. He suggests, however, that even the extraordinary nature and appearance of the Cynocephali do not exclude them
from humanity. This point is necessary to establish the rest ofhis argument,
where, in what has been described as a rhetorical tour de force, 26 Augustine
suggests that God may have created the monstrous races so that Christians
might not think that the spectacular births which appear among them,
and which the theologian himself claims to have seen, are failures of divine
wisdom.
For Augustine, the monstrous other is much more than a fictive or
provisional condensation of the characteristics marking differences among a
superficially diverse humanity. The perceived differences between "us and
them" are strictly the products of fundamental distinctions along a hierarchy of salvation. These differences, which manifest the limits of the recognizable and unrecognizable, are, in the theological view, subsumable to
divine dispensation. Others, as imperfect humanity, represent the potentially
salvageable since all races are open to grace. Monsters remain historically,
culturally divided from normative humanity, yet potentially unified with it
at the moment of the Last Judgment. As incarnations of a fallen ideal, they
possess a double status as insiders enjoying the promise of salvation and as
outsiders reminding humanity of the consequences of the Fall. As long as
the other is imagined to be other, recognized as somehow different from yet
integral to the same or normative, the binary us/ them loses its meaning as
an absolute opposition between two terms. The result is not merely
(con)fusion between the terms or empty equivocation, but an important
shift in emphasis from the terms themselves to the relation they structure,
from the relata to the relatio. Any binary, according to Jacques Derrida's
famous axiom, translates to a violent hierarchy or relation.
In the Middle Ages, difference was always hierarchical-the other was
perennially inferior to what passed as normal. Belief in and adherence to
EASTERN MARVELS
17
the tenets and strictures of Christianity marked the principal dividing line
between the damned and the saved, the wild and the civilized. That
Augustine should inherit and make use of the concept of the city as a
metaphor for Christian civilization is not surprising given the prominence
of the complex theme of wilderness, the city's antithesis, in Hebrew
thought. 27 Saracens and monsters were relegated either to the wasteland, to
the desert, or to a metaphoric city of evildoers, which the Christian tradition consistently associated with the pedigree of Cain. 28 The connection
between monsters and a biblical outcast as their first parent is a medieval
topos. One need look no further than the beginnings of English literaturethe monsters of Beowulf, Grendel and his mother, are said to be Cain's kinor the Western origins of anti-Muslim propaganda-Muhammad and Islam
are foreshadowed in the fate of Ishmael, who, according to Genesis 16:12,
"shall be a wild man [ferus homo]. His hand will be against all men, and all
men's hands against him: and he shall pitch his tents against all his
brethren." 29
In the period roughly from Augustine and extending through a tradition
of commentary traceable until the sixteenth century, the monstrous other is
often a figure of punishment. The Dog-Man, for example, is commonly
seen as an image of punishment that submission to desire brings down upon
us. Even the debates contending whether Cynocephali were men with the
souls of animals or men so degraded that they had forfeited the possibility
of grace leave no doubt as to the status of the Dog-Men as images of
punished desire. 30 In the monster's double status as exteriorized danger
or spectacle and interiorized allegory, a tension arose between the notion of
a divided humanity, the damned and the saved, and the notion of potentially, that is finally, unified humanity where man, fellowman, and God
comprise the ideal Christian community. This tension between exclusion
and inclusion had far-reaching implications for the possibility of proselytizing non-Christian others-in order to be proselytized the other must first
be undemonized. While the broad history of Dog-Men as favorite targets
for conversion in medieval treatments of missionary activity has already
been written, 31 I would like to emphasize one strand of that history, the
close link between theological interest in converting Cynocephali and the
Pentecostal dissemination of the Word to the East. The gathering of nations
in Jerusalem at Pentecost is typically depicted with a representative of the
Dog-Men, who often serves as a stand-in for the "Arabians." 32 In both
Eastern and Western traditions of anti-Muslim polemic, Saracens and
Cynocephali were often associated. 33 Christians depicted Muslims as a race
of dogs, often confronting the crusaders in innumerable hordes. 34 For the
propagandist, the symbolism of the dog-headed Saracen conveys the ideas
of religious heresy, monstrosity, remoteness, and irrationality-in short, pure
18
ECSTATIC TRANSFORMATION
deviance. Saracens and Dog-Men were construed as savage animals whose
deviant desires represent willful rejection and perversion of Christian truth. 35
As images of disruptive desire, monsters and Saracens connote liberation
from the strictures of religion and convention. In the mid-eleventh-century
Anglo-Saxon manuscript of the Marvels of the East (Cotton Tiberi us B. v)
several engaging illustrations of fabulous races portray the individual racial
exemplar as a dynamic, playfully transgressive figure. One such exemplar of
the race ofBlemmyae, "the men whose heads do grow beneath their shoulders" in Othello's words, serves to illustrate the dynamism of uncontainable,
monstrous desire (fol. 82a).The Blemmyae fills the apparently solid frame from
which it steps out, grasping it as though stretching confining bars. The creature,
figuring deviation from the physical norms and customs of the medieval
community, suggests an energy too great to be contained in isolation. The
Blemmyae appears to test the limits of its own marginality, thereby placing
in question the self-imagined identity of the community at the center.
Raising questions about where inside and outside meet, the monster, construed as culturally peripheral, becomes symbolically central. The Blemmyae,
in its double status as icon of inside and outside, thus dramatizes the effects
of simultaneous framing and distancing.
Even these few examples from the monster and Eastern Marvels
traditions allow us to generalize about imaginative constructions of the
other in the Middle Ages. We observe, first of all, several interlocked tensions, competing attitudes toward the other that arise from the medieval
inheritance and subsequent conflation of two divergent intellectual
traditions-the Greco-Roman and the Judea-Christian. Hayden White
neatly summarizes the differences between these two systems of thought:
"perceived differences between men had less significance for Greeks and
Romans than they had for Hebrews and Christians. For the former, differentness was perceived as physical and cultural; for the latter, as moral and
metaphysical." 36 From the Greco-Roman tradition, the Middle Ages inherited
what may be termed a scientific impulse, and from the Judea-Christian, an
allegorical impulse. These two impulses combined to suspend the monster
or marvel between defamiliarization (science) and exemplification (allegory),
where the former attempted to grasp the marvelous object in its alterity in
order to highlight what is different or surprising about it and the latter
attempted momentarily to suppress the marvelous object's alterity in order
to emphasize what is familiar or exemplary about it. Put another way,
science apprehends the normal in its abnormality whereas allegory
understands the abnormal in its normality.
Obviously the opposition between science and allegory was never so
neat, for each term contains its own set of contradictions. Medieval science
is marked (perhaps principally) by an impulse to name, enumerate, or make
19
EASTERN MARVELS
an example of, and allegory (in most medieval definitions) by an impulse to
conceal or make strange. In our context, this entangled relation between
scientific analysis and allegorical interpretation of the other is in part
explicable by the long history of etymological ambiguity concerning
monstra (monsters).While in the Middle Ages there was universal agreement
on the lexical meaning of the word monstrum as referring to things contra
naturam, there was, nevertheless, little agreement on the word's ideological
overtones. 37 Etymologically, monstrum was said to combine two Latin verbs,
monere (to remind someone of something, to make someone remember; to
warn, to prompt, to advise) and monstrare (to show, to point out, to teach, to
inform). Since both verbs encompass the sense of informing or advising
someone to do something, most Latins understood monstrum in the sense of a
divine prescription or indication, a revelation of god's will. 38 As something to
behold, a monstration, 39 the other announces itself as a marvelous, extraordinary thing. And as a warning, the other predicts the arrival of the marvelous,
abnormal thing-in moral terms, it represents the condition into which an
individual might degenerate. The close relationship here between the spatial
object and its temporal re-presentation emphasizes the degree to which the
other structures the boundaries of cultural space and psychological motion.
That is, the other marks a cultural break at the same time that it reminds one
of the limits of desire and of the consequences of moral transgression.
Monsters, then, in many ways epitomize Western medieval conceptions
of otherness. A particular rhythm informs their being-an oscillation
between domestication (disavowal of difference) and estrangement (recognition of difference). They may be framed by allegory and/or distanced by
the obviousness of their differentness. As deviations from the natural order,
they require a method of imagining them that itself deviates from natural
patterns of thought. Monstrous others disorient normal interpretative
strategies and disrupt usual critical paradigms. How is an understanding of
alterity anchored in the flux of acceptance and fear, clarity and opacity,
certainty and uncertainty? How is the normality of abnormality or its
inverse to be understood? 40
Imagining the Place of Otherness
VVhat is foreign is that which escapes from a place.
-Michel de Certeau41
My reading ofPrester John's place in the medieval imagination will affirm
that one fictional solution to the contradictions posed by such dialectical
approaches to otherness is to locate the other in a kind of neutral space.
20
ECSTATIC TRANSFORMATION
Neutral space is here provisionally understood as space that possesses, in
place of geographical fixity, perceived ideological fixity. For over a thousand
years, India represented for the West such a neutral space. 42 India-or, more
properly, the Indias-was more a floating toponym than a specific, indeed
specifiable, region of the world. Almost unanimously subdivided into three
parts, 43 India circumscribed an area from Egypt and Ethiopia to the Far
East-to what Roau d'Arundel's late-twelfth-century translation of the
Letter of Prester John terms "la fin de 1' orient" (the echo of which is heard in
Columbus's famous designation of the "Indies" as "the end of the East").
India was virtually coextensive with the best, however little, known parts of
Asia and northeast Mrica, the two continents (though not understood in
those terms) along with Europe making up the oikoumene. As a result of its
geographical sprawl, "India" represented for medieval Europeans an
immense terra incognita that became synonymous with the alien, the remote,
and, as the epigraph from Pliny's Natura/is Historia to the preceding section
typifies, the marvelous. The mobility of India's placement on the mappae
mundi was inversely proportional to its fixed placement in the medieval
imagination. Whatever fixity India lacked as a geographical sign, it recovered
as a sign of difference in the ideological construction of otherness.
Much oflndia's force as a neutral space derives from its special susceptibility to imaginative appropriation.An "imaginative geography" 44 endowed
India with its mythical status as a place embracing two extremes: Earthly
Paradise and a sort of hell on earth. Fully colonized by the imagination,
India assumed a fictional reality that had an overall quiescent effect upon
the tensions it embraced: heaven and hell could coexist. In at least three
critical registers, one narratological and two historical, India can be viewed
as a neutral space capable of provisionally resolving the tensions between
self and other, science and allegory, attraction and repulsion, ideal and antitype,
that emerge in Western medieval constructions of the other.
The first register involves the nature of the aesthetic act itself. Fredric
Jameson argues that, rather than see fiction as charged with certain preexisting ideologies, we must recognize that fiction produces ideology and is
itself ideological work "with the function of inventing imaginary or formal
'solutions' to unresolvable social contradictions." 45 Jameson's understanding
of fiction's role in the fabrication of specific ideologies recalls the wellknown etymology of fiction. Fiction, from the Latin for fashioning or
making (jictio, from jictus, past participle of jingere, to touch, form, mold),
foregrounds the active process of forming ideologies and molding social
realities. Such processes of construction are perhaps most transparent in the
communifying work of myths. In their treatment of "The Nazi Myth,"
Jean-Luc Nancy and Philippe Lacoue-Labarthe analyze Plato's condemnation and exclusion of myth in terms that will be especially pertinent for an
EASTERN MARVELS
21
understanding of the "Indian myth" that I am describing. "Myth," they
write, "is a fiction in the strong, active sense of'fashioning' or, as Plato says,
of 'plastic art': it is, therefore, a fictioning, whose role is to propose, if not
impose, models or types ... by means of which an individual, or a city, or an
entire people, can take possession of itself and identify with itself." 46
Accordingly, as Georges Dumezil contends, myth is the ideal site for analyzing
disclosures of ideology. 47
Northrop Frye's taxonomy of myth brings before us the close linkage of
myth and utopia. "There are," Frye observes, "two social conceptions which
can be expressed only in terms of myth. One is the social contract ... the
other is utopia, which presents an imaginative vision of the telos or end at
which social life aims." 48 The image of India represents the limits of such a
telos, the extreme reaches of imaginative projection and human possibility.
The myth oflndia contains-in the double sense of inclusion and enclosure-the ideal of political and social order (Prester John) and the possibility of
disorder (races of giants and anthropophagi). In other words, India dramatizes
a state between what Frye calls the apocalyptic and the demonic, functioning
as a neutral space in which the desires of medieval men struggled against
forces that prevented their fulfillment. 49 Thus where ideology, myth, and
utopia converge, the image of India as the place of both the other and the
ideal of Prester John offers a space for speculating on the possibilities of
existing between alternative subject positions.
In great part, the ideological meaning of India in the Middle Ages
depended on its location at the margins of the known world. India, the most
remote region of the oikoumene, often functioned in vernacular literature as a
synecdoche for "the whole earth." This so-called India topos 50 constitutes,
in my terms, the second frame through which India was imagined as a space
where alterity was a function of geography and through which India was
figured as a neutral space. A subdivision of the poetic topos "the whole
earth sings his praises," the India topos was a shorthand expression for conveying the vast extent of one's notoriety or dominion. Thus, in the chanson
de geste Aymeri de Narbonne, Aymeri, urging Charlemagne to take vengeance
against "Ganelon le felon traitor. .. si que trestuit, li grant et li major, I
L'oient conter jusqu'en Inde major" [Ganelon the evil traitor such that
everyone, the great and the important ones, heard tell of it all the way to
greater India]Y India signifies totality, but also the edge; widely disseminated meaning, but also limited representation; distance, but also contiguity.
That this liminal locus-neither here nor there-should be the place where
the other resides is not surprising since the other has been consigned to a
special place, time, or history in an ethnographic tradition extending from
the ancients to the moderns, from Herodotus to Malinowski. What
I referred to earlier as the simultaneous framing and distancing in which the
22
ECSTATIC TRANSFORMATION
monster was suspended is here understood in terms of the mechanism of
lirninali ty.
The central role that lirninality plays in rites de passage that establishes a
sense of self and community vis-a-vis others has been well documented in
the anthropological literature. 52 In the liminal phase of the rite of passage,
the ritual subject, having left a fixed place in the social structure, becomes a
kind of ambiguous traveler passing "through a cultural realm that has few or
none of the attributes of the past or corning state." 53 In his state of limbo,
the subject is made aware of the differences and boundaries that separate
cultural spaces. Medieval village rituals, such as one on Rogation Day called
Beating the Bounds, dramatized the extent to which imagining the other
was preeminently a process of imagining the place of the other. Beating the
Bounds involved introducing village children to the boundary streams and
trees where they were dunked and bruised. Knowing the spatial limits of
one's world often substituted for knowing what was reportedly beyond
those limits. Beating the Bounds emphasized that awareness of the other's
place in the world, which is founded upon an awareness of one's own place,
was more crucially important than any knowledge of the other itself. One
was not taught what was over the hill, only that one should not go there. But
such rituals also dramatized the neutrality of the boundary itself, the place
where the child was momentarily disoriented by being beaten or dunked.
A boundary stream became a synecdoche for "the whole world," the region
of the known while remaining itself, at least symbolically, ambiguous.
Placing the other just beyond the hill outside the village or in India outside
the bounds of Christianity creates the critical distance and lirninality necessary
for working out-ritually, fictively, imaginatively-relations of self and other.
As should be clear by now, my use of India as a representative of the edge
and as a figure for neutral space is meant to draw attention to the ideological
work of" imaginative geography" in the Middle Ages. What has always been
most striking about mappae mundi such as the famous Hereford or Ebstorf
maps is their status as works of the imagination, as visual representations of
ideas regarding the relation of objects to their proper place. The center of
the map of course was symbolically identified with safety, stability, and
salvation (Christ, Jerusalem) and the edges with danger, deviance, and
damnation (Indian and Ethiopian monsters). But complementing the
symbolic, theological interpretation of place and its relation to disposition
or to being was a fundamentally scientific vision of the intrinsic relation
that objects must bear to their geographic place. Geographic understanding,
accordingly, is negotiated in the space between allegory and science. The
ideological significance of the location oflndia at the edge depends, as I have
suggested, upon its fictive operations, its distance and lirninality effects, and
finally, as I now suggest, upon its theological and scientific visualization.
EASTERN MARVELS
23
While allegorical and scientific treatments of place, especially in relation
to medieval cartography, have received excellent scholarly attention, 54
I want to emphasize the ways in which the two systems of thought combined to formulate conceptions of otherness. Roger Bacon's statement on
the intrinsic relation of geography to natural characteristics summarizes a
long tradition of Western and Eastern views on the significance of place: "If
[the latitude and longitude of every location] were known, man would be
able to know the characteristics of all things in the world and their natures
and qualities which they contract from the force of this location." 55
Circulating in a scientific tradition founded in Aristotle, extending through
Pliny and Ptolemy, to Isidore of Seville and the Arabic scientist Mesue, and
achieving its most acute articulation in the late-medieval scientists Bacon
and Albertus Magnus, the belief that geography was destiny maintained a
prominent place in thinking about others. Bacon called place "the beginning of our existence" 56 because location vigorously determines character
and influences appearance. As in Pliny and his Aristotelian sources, the other
at the place of extremes-especially extremes of temperature and humidity
or of vulnerability to astral influences-was not only markedly different
from but was culturally inferior to the medial or temperate. Albertus
Magnus, in De natura loci, distinguishes among the seven habitable zones in
such a way that the middle regions of the world, the fourth and fifth
climates, were naturally conducive to the benefits of golden moderation:
justice, faith, peace, and respect for the society of men. 57 The others at the
edge, strangers to such benefits, became the victims of a science that rooted
them in place, thus subject to the influences of climate, and of a morality
that fixed their abject relation to the virtuous center.
Medieval mappae mundi often combined the scientific view of the
Macrobian zone maps with the allegorical view of the Noachid, or tripartite (T-in-0) maps. The Macrobian map typically focuses on the regions of
habitability or inhabitability, providing, in place of information about
particular races, cities, or monuments, theoretical reasons to account for differences among the regions. The Noachid map, on the other hand, focuses
on races and local curiosities with an ethnological purpose, to supply names
and to assign places rather than theorize about the effects of location. The
Macrobian map in its purest form refuses to name or specify the occupants
of each region; instead, it seeks to understand what makes each regional
phenomenon unique. The Noachid map operates in an allegorical mode,
demystifying regional phenomena in order to discover what is true about
them and always has been. Most maps, though, offered a kind of summa of
the two visualizations of alterity. They aimed at both a literal and a symbolic
representation of geographic, cosmological ideas concerning otherness.
India and Ethiopia, so the double argument went, were havens for monsters
24
ECSTATIC TRANSFORMATION
because these places were traditional sites for such creatures and because
their environment and location on the world map guaranteed their relation
to monstrosity.
Efforts to fix the other in the medieval "imaginative geography" yielded
mixed results. Despite a certain ideological fixity, the other would defY
placement in the taxonomic imagination of the West, betraying what de
Certeau would call an inveterate nomadism. Marking the other was a hesitation between two visualizations of alterity, which I have broadly described
as the allegorical and the scientific. In the space of this hesitation fantasies
about the other's differentness and about the other's relation to the Western
self were generated. When Albertus Magnus characterized the inhabitants of
the temperate zones as medii, or middle people, or people between-anyone,
he wrote, "scit medium constitui ab extremis" [knows that the median is
constituted by the extremes]-he drew attention to the intermediate space
where self-identity is formed. Yet the other-imagined or real-also occupies a middle ground, a neutral space open to ideological territorialization.
CHAPTER2
MUSLIM MONSTROSITY
Corpus Christianus: The Threat of Islam
To the sacrilegious, there is no distinction
of place and no respect for persons.
-William ofTyre 1
All the werewolves who exist in the darkness
there can be no rule.
of history. .
.keep alive that fear without which
-Max Horkheimer and Theodor Adorno 2
In 1190, as Roger of Howden recorded in his chronicle, Richard I stopped
at Messina on his way to the Holy Land to visit a certain Cistercian abbot
named Joachim, who was earning a reputation as a wise prophet, a gifted
interpreter of the Book of Revelation. 3 Richard and his retinue of churchmen "took great delight" in hearing a detailed, animated description of the
seven-headed dragon ofAntichrist waiting to devour the faithful, the offspring
of the Holy Church. The seven heads, Joachim of Fiore explained, represented the seven persecutors of the Church, five of whom have passed, one
of whom is, and one of whom will be. Among those who have passed was
Muhammad, and "the one who is" was none other than Richard's nemesis
Saladin, over whom the prophet predicted Richard's eventual victory.
Though the bishops attending Richard would dispute Joachim's general
interpretation of Revelation, and even Roger himself would question it by
following it in his chronicle with two different, more standard interpretations, one aspect would remain clear-the prophetic association of Muslims
with the monstrous instruments of Antichrist.
Parts of chapter 2 previously appeared as "Unthinking the Monster: Saracen Alterity in the
Twelfth Century," Monster Theory: Reading Culture, ed. Jeffrey Cohen (Minneapolis: University
of Minnesota Press, 1996), pp. 264-91.
26
ECSTATIC TRANSFORMATION
In the West, Islam, taken to be the culmination of all heresies, 4 was seen
as a sign of apocalypse, a foreshadowing ofAntichrist, as early as the polemical writings of the Cordovan martyrs Eulogius and PaulAlvarus (ca. 854). 5
Joachim only revived the coherent vision of Islam developed by the
Cordovan martyrs, who had imaginatively constructed the other in the
shape of the known by placing it in the framework of Christian apocalypse.
Explaining the threat of Islam in terms of the fulfillment of biblical
prophecy epitomized a type of analogical thinking-recognizing oneself in
the other, as in a mirror-which dominated Western conceptions of otherness. 6 Islam, construed as the perverse culmination of Christianity, became
Latin Europe's perfect antithesis, and as such an essential part or measure of
its identity. While I discuss later the roles that Islam played in the construction of Western identity in the twelfth century, I want to emphasize the
importance of these roles as a background against which medieval notions
of alterity developed. The terms and gestures by which Muslim otherness
was understood form a context for understanding the legend of Prester
John as both a reaction to and an extension of that otherness.
Coextensive with the Middle Ages itself was the threat of Islam. From the
late seventh until the late seventeenth century, Islam in one of its forms-Arab,
Ottoman, or Spanish and North African~eously
challenged the existence
of Christianity. According to R. W Southern, Islam epitomized alterity in the
Middle Ages. "The existence oflslam;' he argues, "was the most far-reaching
problem in medieval Christendom;' a danger that was "unpredictable and
immeasurable."7 This "problem," as I suggested earlier, was essentially one
concerning the integrity and preservation of inviolable boundaries. Like the
Dog-Men with whom they were often identified, Saracens and their religion
symbolized the blurring of ideal boundaries, such as those separating rational
man from animal or civilized man from barbarian. Boundaries thus became
contested spaces, areas betwixt and between, where relations had to be
determined-what was the relation of the historical trajectory of Islam to
Christian history? Of Muhammad to Christ? Of the Koran to the Bible? Of
the Muslim afterlife to the Christian heaven? It is not surprising then that, as a
rhetorical form, dialogue [disputatio] was commonly used to structure theological debates between representatives oflslam and Christianity. 8 Nor is it surprising that the indeterminacy Latins perceived in Islam should be felt to have
terrible consequences: the Saracens, "with all the appearance of a swarm of
bees, but with a heavy hand, came fast out of Babylon and Africa into Sicily;
they devastated everything and all around;' wrote Erchimbert, a monk at
Monte Cassino in the late eleventh century. 9 Because the political, military,
economic, artistic, and religious responses to Islam have been well documented
and analyzed elsewhere, 10 I confine my reading of "the threat of Islam" to
some of the important imaginative or ideological responses it provoked.
MUSLIM MONSTROSITY
27
The reports of Pope Urban II's speech launching the Crusade at the
Council of Clermont on November 27, 1095 univocally proclaim and, as
we shall see, dramatize the paramount importance of recovering the Holy
Lands. Whatever other reasons impelled, ideologically speaking, restoring
the Holy Lands to Christian rule--the rescue of the Eastern Church, the
alleviation of internal strife, the exercise of a new awareness of Christian
Empire and of holy war-the ordering of genealogy and the retrieval of
rightful inheritance remained the primary motivations, on the level of the
social imaginary, for crusade. Lamentations 5:2 echoed throughout the long
history of conflict with Islam: "Hereditas nostra versa est ad ali enos, domus
nostrae ad extraneos" [Our inheritance has been turned over to strangers,
our home to foreigners]. In his account of Urban's speech, Robert the
Monk associates the earthly place of Jerusalem with rightful Christian
inheritance of the heavenly Jerusalem: "Enter upon the road to the Holy
Sepulchre; wrest that land from the wicked race, and subject it to yourselves. That land, which as the Scripture says 'floweth with milk and honey,'
was given by God into the possession of the children of Israel. Jerusalem is
the navel of the world; the land is fruitful above others, like another paradise
of delights [Iherusalem umbilicus est terrarum . . .quasi alter Paradisus deliciarum]." 11
The universal identification of Jerusalem as umbilicus terrarum makes concrete the importance of the place of origin in the rejection of Muslim
appropriations. In his description of Jerusalem as paradise and fountain,
Guibert ofNogent provides another, more embellished account of Urban's
plea to recover the place of Christian inception:
Let us suppose, for the moment, that Christ was not dead and buried, and had
never lived any length of time in Jerusalem. Surely, if all this were lacking, this
fact alone ought still to arouse you to go to the aid of the land and city-the
fact that "Out of Zion shall go forth the law and the word of Jehovah from
Jerusalem!" If all that there is of Christian preaching has flowed from the
fountain of Jerusalem, its streams, whithersoever spread out over the whole
world, encircle the hearts of the Catholic multitude, that they may consider
wisely what they owe such a well-watered fountain. If rivers return to
the place whence they have issued only to flow forth again, according to the
saying of Solomon, it ought to seem glorious to you to be able to apply a new
cleansing to this place, whence it is certain that you received the cleansing of
baptism and the witness of your faith. 12
Islam, it was maintained, obstructs the flow of Christian doctrine, preventing
at the source the dissemination of saving dogma. The crusades represent,
then, a series of new beginnings-cleansings-which are simultaneously
returns to origin.
28
ECSTATIC TRANSFORMATION
Thus at stake in these representative accounts of crusade propaganda is
the proper ordering and movement of providential history, the achievement
of a Christian telos. Islam threatens the preservation and renewal of sacred
history by setting up an alternative, perverse history. For twelfth-century
historians like Otto of Freising, the theological interpretation of history
rested upon translatio imperii [transference of empire], the placement of"the
Roman Empire at the end of a succession of ancient empires as a providential preparation for the age of Christ, in the course of history as well as
in the geography of salvation." 13 The predestination of the Roman Empire
guaranteed, through the crucial role it played in unifying mankind, that all
men would be receptive to the dispensation of grace. The universality of
empire figures, then, the universality of the Christian world order. Thus in
the vision of Daniel, historians found confirmation of the providential succession of empires. Otto of Freising, as propagandist of the Holy Roman
Empire, saw in Daniel the transference of empire from the Romans to the
Greeks to the Franks to the Lombards and finally to the Germans. 14
The existence of Islam jeopardized the translation, and hence the
universality, of Christian Empire. For another transference became
thinkable-the westward movement of civilization might be halted in a
return to its oriental source. Holy Empire might be replaced at the end of
history by the rising Islamic Empire. The survival of Christian Empire
became a matter of preserving its place and time in the composition of history, a matter of maintaining its geographical and historical source, so compactly symbolized in the image of umbilicus terrae. This emphasis on the
convergence of place and time in the representation of history was reflected
in twelfth-century formulations of mundus [world] and saeculum [century,
age]. 15 Representing history depended upon considering relations of
mundus and saeculum, for example, the movement of civilization from East
to West. 16 In De area Noe morali, Hugh of St. Victor writes that, in order to
represent the complexity of history, "loca simul et tempora, ubi et quando
gestae sunt, considerare oportet" [one ought to consider time as well as
place, where as well as when events happened] _17 Islam, the histories and
polemical writings of the twelfth century held, threatened to pervert history, distorting the providential order of place and time upon which, for
example, morality was based. Gerald of Wales, writing on "temp estate
Saraceni" [the furious rise of the Saracens] in De principis instructione, was not
alone in linking place and time in an argument regarding Muslim carnality
and what he termed the devil's plot [arte diabolica] for a hot climate. 18
Geography determined the kind of history that Islam would generate. 19
As a sign of absolute alterity, the threatening place oflslam on the margins
of Western history-mundus and saeculum-upset the imperial ambitions of
Christianity. In a letter to Saladin in 1188, Frederick I Barbarosa was
MUSLIM MONSTROSITY
29
astounded and incensed by the Saracen's ignorance of Roman history
securing the rights of Christians to the Holy Lands:
Nunc autem quoniam terram sanctam profanasti, cui [aeterni] regis
[imperamus] imperio, in praeside Judaeae, Samariae et Palestinorum in tanti
sceleris praesumptuosam et plectibilem audaciam debita animadversione
decernere imperialis sollicitudo nos ammonet. ... Vix enim credimus hoc te
latere, quod ex scripturis veterum et ex antiquis historiis nostri temporis et facti
novitate redolet. Numquid scire dissimulas ambas Ethiopias, Mauritaniam,
Persiam, Syriam, Parthiam, ubi Marci Crassi nostri dictatoris fata sunt praematurata, Judaeam, Samariam, Maritimam, Arabiam, Chaldaeam, ipsam quoque
JEgyptum, ubi, proh pudor, civis Romanus Antonius, vir insigni virtute praeditus, citra nitorem temperantiae, secus quam decebat [militem] a tanto rerum
culmine emissum, minus sobriis Cleopatrae inserviebat amoribus?
[However, now since you have profaned the Holy Land, which we rule by
the empire of the eternal king, in protection of the inhabitants of Judea,
Samaria, and Palestine, our imperial responsibility demands that we combat
with due punishment the presumption and culpable audacity of such great
wickedness .... For we scarcely believe that this is unknown to you, these
recent events from the writings of the ancients and from the old histories of
our own time. Do you pretend not to know both Ethiopias, Mauratania,
Persia, Syria, Parthia, where Marcus Crassus our ruler met his premature
death, Judea, Samaria, Arabia, Chaldea, and Egypt itself, where, for shame,
Antony, a Roman citizen, a man endowed with the marks of virtue, though
not extending to the excellence of temperance, which otherwise was proper
for a soldier sent out on such high missions, was with litde sense a slave for
the love of Cleopatra?j2°
The letter continues in this vein to enumerate the nations and races subject
to the sway of Roman history, forces that could be effectively marshaled
against Saladin. Frederick presents a Roman imperial history-including
the place of Emperor Marcus Crassus's untimely death and a moral tale
censuring Antony's imprudent love of Cleopatra-inescapably bound to
the fate of Christian crusade. In emphasizing Saladin's ignorance ofRoman
history as garnered "ex scripturis veterum et ex antiquis historiis nostri
temporis" [from the writings of the ancients and from the old histories of
our own time], Frederick dramatizes the Saracens' position outside history,
a place that at once guarantees and threatens Roman rule.
Roman history is in an important sense dependent upon or authorized
by its marginal alternatives. Islamic history, from the other side of the
frontier, calls imperial history into being, and demands that its narrative be
retold. Roman history, in turn, demands that Islam remain outside the frontier
separating the two histories to ensure that their narratives do not converge.
30
ECSTATIC TRANSFORMATION
However, these frontiers, like the narratives they separate, are inherently
unstable and never free of competing ideologies. They figure oscillations
between acceptance and abomination, simultaneity and separation. Efforts,
then, to fix-in both senses, to set in place and to repair-these boundaries are
immensely difficult and even likely to fail. Presenting tremendous problems
for twelfth-century theologians, the proximity oflslam to the frontier itself
was understood chiefly in terms of the ways that Islam violated certain
boundaries. Islam, as several modern historians have pointed out, was rarely
understood in its own terms, but grasped in its relation to Christianity. 21
That is to say, Islam "became an image ... whose function was not so much
to represent Islam in itself as to represent it for the medieval Christian." 22 If,
as I have suggested, Islam was a threat to the origins and univocality of
Christian history, then the image oflslam might be said to have functioned
ideologically as a sign of deviation or perversion-in short, as a sign of
monstrosity. Monsters, we recall, inhere in the breaking of boundaries and,
as hybrids, bear an uneasy relation to what is figured as the rule or norm. In
the medieval Christian imagination the monstrosity of Islam was perceived
in every aspect of the rival religion-in its theory, in its practices, in its
personages, and in its holy books.Virtually no responses, learned or literary,
to Muhammad and his religion fail to evoke monstrosity. In fact, the
primary Western images that reflect the ways Islam was imaginatively
fashioned contribute to this notion of monstrosity. They include attributions to Muslims of limitless enjoyment and unarrestable desire, 23 of sexual
deviation, 24 of powers of seduction,Z5 of madness, 26 of disorder, 27 and of idolatry.28What ultimately binds together these characteristics is an anxiety over
the stability and placement of the actual boundaries marking differences
between the two cultures.
Alan of Lille begins the fourth book of Contra paganos with a rather
grandiloquent overview ofhis subject matter:
Nunc contra Machometi cliscipulos stili vertamus vestJ.gmm. Cuius
Machometi monstruosa vita, monstruosior secta, monstruosissimus finis in
gestis eius manifeste reperitur; qui, maligno spiritu inspiratus, sectam abhominabilem inuenit, carnalibus voluptatibus consonam, a carnalium voluptatibus
non clissonam; et ideo multi carnales, eius secta illecti, et per errorum varia
precipitia deiecti, rniserabiliter perierunt et pereunt; quos communi vocabulo
vulgus Saracenos vel paganos nuncupat. 29
[Now let us turn our writing (the tracks of our pen) against the disciples of
Muhammad. Muhammad's monstrous life, more monstrous sect, and most
monstrous end Oirnit) is manifesdy found in his deeds. He, inspired by the evil
spirit, founded an abominable sect, one suitable for fleshly indulgences, not
disagreeable to pleasures of the flesh; and therefore these carnal men, allured
MUSLIM MONSTROSITY
31
by his sect, and humiliated by the errors of various precepts, have died and
continue to die miserably; the people call them with the usual appellation
Saracens or pagans.]
In the concatenation "monstrous life, more monstrous sect, most monstrous
end"-the last part most certainly a reference to the Western myth of
Muhammad having been devoured by pigs (or dogs, according to Alan? 0-are
condensed the energies of polemical biography and theological controversy.
The religion of Muhammad is marked above all by its willful "error" (L. errare,
to wander from a place, to deviate from a course), by its transgression of the
norms and bounds of Christianity. In this connection "monstruosissimus finis"
can be understood in its primary meaning as "most monstrous border, boundary, or limit."The limits oflslam were coextensive with the extremes of everything monstrously liminal according to the Christian system of thought. Islam
not only began, but overlapped, where Christianity imagined itselfleaving off.
For Peter the Venerable, who commissioned the first translation of the
Koran into Latin in 1143 and wrote the first systematic refutation oflslamic
doctrine in the Latin language, Islam was a hybrid of everything antithetical
to Christian belief. In a letter to Bernard of Clairvaux, Peter justifies his
project of translation by following patristic example concerning Islam: "Hoc
ego de hoc precipuo errore errorum de hac fece universarum heresum, in
quam omnium diabolicarum sectarum quae ab ipso Salvatoris adventu ortae
sunt reliquiae contluxerunt, facere volui." 31 As the depository of all Christian
heresies, Islam, through its cultural marginality and deviance, became a
measure of Christianity's symbolic centrality and stability.
In the prologue to the Liber contra sectam sive haeresim Saracenorum, Peter
asks a series of rhetorical questions that more precisely define the nature of
Islam's threat: "Et quae unquam o lector heresis adeo aecclesiae Dei nocuit?
Quis unquam error adeo rem publicam Christianum vexavit? Quis in
tantum terminos eius rescidet? Quis tant massa perditorum numerum infernalem adauxit?" 32 The urgent question "What has broken down its boundaries by so much?" points not only to the extent of Muslim irruptions into
the Christian republic but to the anxiety attending such violations. If the
boundaries and extremities of Christianity are unstable or permeable, how
does that affect its foundation and center? Peter, who, like many of the
theologians for whom he wrote, could not finally decide whether Muslims
were heretics or pagans, 33 perceived in Islam a nefarious mixture of Christian,
heretical, and pagan doctrines. Muhammad, he argued, had indiscriminately
fashioned a monster out of the religions that preceded him:" et sic undique
monstruosus, ut ille ait, 'humano capiti cervicem equinam, et plumas' avium
[Mahumet] copulat. 34 . • . Dehinc processu temporis et erroris, in regem ab
eis quod concupierat, sublimatus est. Sic bona malis permiscens, vera falsis
32
ECSTATIC TRANSFORMATION
confundens, erroris semina sevit, et suo partim tempore, partim et maxime
post suum tempus segetem nefariam igne aeterno concremandum produxit."35 The image of the "devilish crop" [nifariam segetem] growing up
from the seeds of error planted in a mixture of good and evil, truth and
falsity figured an otherness without and a danger within. Composed of
elements of the exterior and interior, the hybrid with its fate "to be consumed
by eternal fire" served as a figure for absolute alterity and as a warning to
more local forces of impurity and dissidence. 36
No other set of images better dramatizes Western anxiety over the convergence of the exterior and interior than the images of bodily dismemberment universally used by propagandists of the First Crusade. Originating
in a late-eleventh/ early-twelfth-century letter allegedly sent by Alexius I
Comnenus to Count Robert of Flanders, these images, deployed to evoke
repulsion and desire for vengeance among the Latins, found their way into
several accounts of Urban's harangue at Clermont. 37 In his appeal for aid
against the advancing infidels, Emperor Alexius details some gruesome
violations of religious, sexual, and ethnic prohibitions:
Nam pueros et iuvenes Christianorum circumcidunt super baptisteria
Christianorum et circumcisionis sanguimen in despectum Christi fundunt in
eisdem baptisteriis et desuper eos mingere compellent et deinceps in circuitu
ecclesiae eos violenter deducunt et nomen et fidem sanctae Trinitatis blasphemare compellunt. Illos vero nolentes ea diversis poenis adfligunt et ad
ultimum eos interficiunt. Nobiles vero matronas ac earum filias depraedatas
invicem succedendo ut animalia adulterando deludunt.Alii vero corrumpendo
turpiter virginies statuunt ante facies earum matres, compellentes eas nefarias
et luxuriosas decantare cantilenas.
[For they circumcise Christian boys and youths over the baptismal fonts of
Christian (churches) and spill the blood of circumcision right into the
baptismal fonts and compel them to urinate over them, afterward leading
them violently around the church and forcing them to blaspheme the name
of the Holy Trinity. Those who are unwilling they torture in various ways and
finally murder. When they capture noble women and their daughters, they
abuse them sexually in turns, like animals. Some, while they are wickedly
defiling the maidens, place the mothers facing, constraining them to sing evil
and lewd songs while they work their evil. f 8
Especially repugnant to a society dependent upon taboos and hierarchies,
Saracen atrocities in the Holy Land were assaults against the fabric of Western
identity. Saracens, "haec impiissima gens," have polluted and destroyed
(contaminant et destruunt) 39 the inviolable lines separating the sacred from the
profane. These violations of sacred space, metaphors for infidel intrusion
into the Holy Land, are expressed in terms of bodily violations, monstrous
MUSLIM MONSTROSITY
33
acts opening up a vulnerable Christian body. As anomalous hybrids of
anti-Christian vice, who spill the circumcision blood of innocent Christian
boys like Jews in the popular anti-Semitic literatures and who copulate ut
animalia, 40 Saracens embody a shifting, intrusive menace to the sanctity of the
Christian corpus. In the polemical and propagandistic literature such threats
assume many ideological representations-as the threatening possibility of
dismemberment, of rape and sodomization, 41 of invasion by vast numbers, 42
of unholy profanation43-but these representations function together in a
"discursive chain" 44 to convey the danger posed to the boundaries and limits defining Christianity as a religion apart from and superior to its others. 45
Indeed representations of intrusion and dismemberment, like the forms of
monstrosity discussed earlier, make for such excellent propaganda because
they function within a broad field of signification. Such representations
work metonymically in association with a related set of images and
metaphorically in a system of analogies.
Christian emphasis on corporeal integrity and purity focused attention
on the body as a site, a topography oflicit and illicit areas. 46 The renunciation of the natural body in Judea-Christian thought only served to reaffirm
its ideological centrality. Thus an elaborate system of analogies developed
between the physical body and the political or collective body. 47 The body
often served as a map onto which were projected political and religious
hierarchies. Humbert of Moyenmoutier's Adversus simoniacos (1057), for
example, conflates the individual and collective body in order to illustrate
the famous tripartite scheme of societal organization48 and to emphasize
the subordination of the masses to ecclesiastical and secular powers. In
Humbert's treatise the Church is represented as the eyes, the lay nobility as
the chest and arms, and the masses as the lower limbs and extremities. 49 The
body was the paradigm through which the sacral community was imagined.
And in the Policraticus (1159) John of Salisbury maps the body politic onto
the organic body: "The state [res publica]," he writes, "is a body [corpus quoddam]" and then proceeds, in the manner of Humbert, to detail the correlation
of political rank with bodily location. 50 Given this set of relations figuring
the security of hierarchical organizations in medieval culture, it is not
surprising then that any anxieties about religious identity and political
integrity should be distributed across bodily landscapes.
Robert the Monk and Guibert ofNogent, in their versions of Urban's
exhortation at Clermont, are the most graphic about the kind of threat
Islam posed to what William of Tyre confidently called "an inviolable
faith." 5 1 The race of Saracens, writes Robert,
ecclesiasque Dei aut funditus everterit aut suorum ritui sacrorum
mancipaverit. Altaria suis foeditatibus inquinata subvertunt, Christianos
34
ECSTATIC TRANSFORMATION
ci[r]cumcidunt, cruoremque circumcisionis aut super altaria fundunt aut in
vasis baptisterii immergunt. Et quos eis placet turpi occubitu multare,
umbilicum eis perforant, caput vitaliorum abstrahunt, ad stipitem ligant et sic
tlagellando circumducunt, quoadusque, extractis visceribus, solo prostrati
corruunt. Quosdam stipiti ligatos sagittant; quosdam extento collo et nudato
gladio appetunt et utrum uno ictu truncare possint pertentant. Quid dicam
de nefanda mulierum constupratione, de qua loqui deterius est quam silere?
Regnum Graecorum iam ab eis ita emutilatum est et suis usibus emancipatum
quod transmeari non potest itinere duorum mensium.
[has either entirely destroyed the churches of God or appropriated them for
the rites of its own religion. They destroy the altars, after having defiled them
with their uncleanness. They circumcise the Christians, and the blood of
the circumcision they either spread upon the altars or pour into the vases of the
baptismal font. When they wish to torture people by a base death, they perforate their navels, and dragging forth the extremity of the intestines, bind it
to a stake; then with flogging they lead the victim around until, the viscera
having gushed forth, the victim falls prostrate upon the ground. Others they
bind to a post and pierce with arrows. Others they compel to extend their
necks and then, attacking them with naked swords, attempt to cut through
the neck with a single blow. What shall I say of the abominable rape of the
women? To speak of it is worse than to be silent. The kingdom of the Greeks
is now dismembered by them and deprived of territory so vast in extent that
it cannot be traversed in a march of two months.j5 2
To these bodily violations, Guibert adds a description of Saracen cruelties
suffered by pilgrims to the Holy Land:
Quid de his dicturi sumus, qui nihil prorsus habentes, nudae fiducia paupertatis, dum nil praeter corpora videntur habere quod perdant, illud iter
arripiunt? Dum ab eis pecunia quae non est suppliciis intolerandis exigitur,
dum callos talorum, ne forte quicpiam ibi insuerint, dissecando ac revellendo
rirnantur? Crudelitas nefandorum ad hoc usque perducitur, ut aurum vel
argentum miseros absorbuisse putantes, aut, data in potum scamonia, usque ad
vomitum vel etiam eruptionem eos vitalium urgent; vel ferro, quod dici nefas
est, discissis ventribus, intestinorum quorumque involucra distendentes,
quicquid habet natura secreti, horribili concisione aperiunt.
[What shall we say of those who took up the journey without anything more
than trust in their barren poverty, since they seemed to have nothing except
their bodies to lose? They not only demanded money of them, which is not
an unendurable punishment, but also examined the callouses of their heels,
cutting them open and folding the skin back, lest, per chance, they had sewed
something there. Their unspeakable cruelty was carried on even to the point
of giving them scammony to drink until they vomited, or even burst their
bowels, because they thought the wretches had swallowed gold or silver; or,
MUSLIM MONSTROSITY
35
horrible to say, they cut their bowels open with a sword and, spreading out
the folds of the intestines, with frightful mutilation disclosed whatever nature
held there in secret. p3
At work in these two passages of anti-Muslim propaganda is a cluster of
anxieties, at once imperial, religious, sexual, economic, and epistemological.
Robert the Monk is most clear about the analogy he wishes to establish
between the limits of imperial geography and the boundaries of the human
body. For him the images of cutting and penetration figure Christian territoriallosses as the result of Muslim invasion. The Eastern Church and the
Holy Land have been cut off from the Christian world by the effects of
Saracen "dismemberment." Robert multiplies detailed images of torture to
the (male) Christian body not merely for dramatic effect or impression
upon the memory of his readers but to convey something of the ways
Saracens both imagine and enjoy unmaking the boundaries that define
what is holy. 54 The Saracens reduce the body to its utter materiality, stripping it of any religious signification and opening it up to the flux and chaos
of the merely physical. In Guibert's vision of Saracen torture, the body's
boundaries are manipulated for the purpose of examination. 55 Whereas in
Robert's account the Saracens' motives-defile and destroy-are radically
anti-Christian, in Guibert's they assume an almost scientific tenor-dissect
and investigate. Here the Christian body is not only the object of inventive
cruelties but that of probing gazes which turn the body into a place where
something is hidden. Turned inside out, the body reveals "whatever nature
held there in secret," and in the process is demystified.
In both descriptions of tortures in the Holy Land, the Christian body in
pain is objectified, turned into a thing whose boundaries preventing undifferentiated contact with the external world are annihilated by the Saracens.
These corporeal boundaries, however, may be all that the Saracens can
dismantle. Guibert's remark that the pilgrims seem to have only their bodies
to lose challenges the idea of total appropriation. That is, the Muslims can
only penetrate and interrogate the body; they cannot penetrate the
transcendental mysteries and meanings of Christian faith. Saracen concern
with materiality is set against Christian renunciation of the same, as in the
moment when the pilgrims' callouses, the physical signs of their piety, are
misrecognized as concealments of their riches.
If there were certain confidences and securities regarding the drawing of
boundaries between self and other in the twelfth century, there were more
often anxieties and the imagined need for such securities. There was, as we
have observed, a profound need to specifY the place of non-European others, who were defined, as the epigraph to this section exemplifies, by their
disrespect of place and limitations. Canon legislation, for instance, worked
36
ECSTATIC TRANSFORMATION
extensively to keep Christians apart from Muslims and Jews. Church
authorities in the eleventh and twelfth centuries condemned miscegenation,
construed as sexual relations between a Latin Christian and a non-Christian,
non-European partner. 56 The Council of Nablus (1120) enacted harsh
penalties against Latin men in the Holy Land who consorted sexually
with Muslim women. 57 In Gratian's Decretum (1140), Christians were strictly
forbidden to receive service in Muslim households and were excommunicated
for living in them. And the Fourth Lateran Council (1215) codified what
already been enforced locally, the law forbidding Muslims and Jews to hold
any position of public authority and the requirement that they wear distinctive clothing. To draw definite limits around the territory others were
imagined to inhabit became a preoccupation of those who thought about
their own place in history, for history (time) was precisely a matter of place
(space). In this context, then, the ideological function ofPrester John-who
marks a time and space outside of (beyond) both Christian and Muslim
worlds-became crucially important in structuring self-other relations.
The Necessity of Alterity
In the process of reacting against external pressures, the Latin West defined
itself internally. Community and solidarity were the essential results of the
ideological work of facing hostility from without and shaping discourses to
address the challenges of opposition. Norman Daniel, in his study of crusade propaganda, has argued convincingly that the churchmen composing
such polemics were consciously writingfor their coreligionists rather than
against the Muslims. The ideological significance of anti-Muslim propaganda
resided in the fact that it
both sprang out of and served to fortifY the sense of Christian
solidarity.... Western Christendom wanted to establish its sense of identity.
The constant preoccupation with orthodoxy, the crusades against heretics,
and the development of the Inquisition all bear witness to the extent to
which uniformity was desired by the people who made up the society as a
whole. This was not affected by division in society, or by anticlericalism
within the bounds of orthodoxy. They felt it to be a precondition of their solidarity. To establish that a whole religion, lex, was in every respect the reverse
or denial of European society was immensely helpful in creating a mental as
well as a physical frontier. 58
If imagining the Muslim other as the inverse, or alter ego, of the Christian
self generated necessary mental and physical frontiers, then it remains to
specifY the nature of those frontiers. Frontiers, as I have suggested, mark less
lines of division than interspaces where identities are formed through
MUSLIM MONSTROSITY
37
negotiation, interaction, and engagement. The cultural formations taking
place at the frontier are the results of a doubly specular process rather than
of entrenchment, as Daniel seems to imply. That is, while it is certainly true
that Latin Christendom constructed Islam as its mirror reflection-reversed
as such images are-it is equally true, and culturally significant, that in the
process of constituting itself Christendom revealed itself to be "a play of
projections, doublings, idealizations, and rejections of a complex, shifting
otherness." 59 Thus emphasis on Western solidarity and totality is replaced by
focused attention on the potentially unstable dialectic and ideological play
generating such formative cultural oppositions. Again the shift is from the
terms of the binary to the tensions that structure it. As will become
apparent, the investigation of Prester John's function in fashioning twelfthcentury identity, in terms of both "Christian solidarity" and "a play of
projections" or differences, necessarily calls into question the imperviousness
of the frontiers delimiting that identity.
It appears that the boundaries separating Latin Europe from its others
were always meant to be crossed, reflected across. Christianity's sustained
missionary impulse, gaining great momentum in the thirteenth century, led
one historian to label that period "the century of reason and hope," 60 an era
of the philosophical contemplation of cultural otherness and of theological
optimism in the unity of differences. Occupying the center stage in this
so-called period of "reason and hope" was the cultural culmination of a
long literary tradition of Byzantine and Spanish anti-Muslim polemics in
dialogue form 61 -the famous debate of William of Rubroek with the
Buddhists and Muslims at Karakorum, May 30, 1254. Translation across
cultural divides, however, was already the optimistic concern of Peter the
Venerable, who expressed his wish in the prologus to the Liber contra sectam
that his book be translated into Arabic, "just as the abominable error could
come across [transmigrare] to the knowledge of the Latins." "The Latin
work," he continues, "when translated into that strange language, may possibly profit some others whom the Lord will wish to acquire life by the
grace of God." 62 Naturally the historical forces bringing together and
encouraging or requiring exchange between Latins and their others were
not limited to the desire for conversion. Other arenas of cultural exchange
and translation included commerce; fields of learning such as astronomy,
philosophy, and medicine; literature and literary forms; and court culture. 63
To this extent, crossing the boundaries between cultures meant necessarily identifYing with others, acknowledging, in the very process of cultural
growth and community formation, the degree to which the other is constituent of the self-same. Here different psychoanalytically charged accounts
of self-other relations might usefully be aligned, distilled to reveal an essential
feature of the ideological image of otherness-namely, that, in the creation of
38
ECSTATIC TRANSFORMATION
the self, the other is unavoidable. 64 In the Lacanian view, for example, the subject depends upon identifYing itself with some other in order to guarantee its
place in the symbolic network. This is because, as Slavoj Zizek writes,
Lacan likened the subject of psychoanalysis to [a pure, nonsubstantial subjectivity), to the great surprise of those used to the "psychoanalytic image of
man" as a wealth of"irrational drives"; he denotes the subject by a crossedout S, indicating thereby a constitutive lack of any support that would offer the
subject a positive, substantial identity. It is because of this lack of identity,
that the concept of identification plays such a crucial role in psychoanalytic
theory: the subject attempts to fill out its constitutive lack by means of
identification. 65
As Zizek implies, construing meaning and identity in terms of identificatory
relations need not depend upon Freudian notions of the centrality of
unconscious impulses in the makeup and recognition of the self. Thus the
scope of the idea of Latin Europe's identification with and reaction against
its others in the Middle Ages enables readings that can focus simultaneously
upon imaginary (instinct or drive-related) and symbolic (linguistic) phenomena. Indeed, the most suggestive readings of difference and "positional
meanings" 66 in medieval culture are those that analyze communities of
discourse, or epistemes, 67 which comprise the history cif thought configuring
alterity, in terms that relate individual psychic disposition to cultural
attitude.
Or, in the Foucauldian sense, the history cif unthought configuring alterity.
For Foucault, histories of alterity reveal how the other, "at once interior and
foreign," has been unthought, "shut away (in order to reduce its otherness)."68 In the process ofbeing marginalized and inscribed by ideologically
hegemonic discourses, the other relinquishes its own voice, its own narrative
agency, to become a reflection on structures of power and their formation
and, most tellingly, on the subject(s) at the center. Though "shut away," the
other is absolutely integral to the self-same, a necessary parable (Gr. parabole,
juxtaposition, comparison, from paraballein, to set beside) of the self
Man has not been able to describe himself as a configuration of the episteme
without thought at the same time discovering, both in itself and outside itself,
at its borders yet also in its very warp and woof, an element of darkness, an
apparently inert density in which it is embedded, an unthought which it
contains entirely, yet in which it is also caught. The unthought (whatever
name we give it) is not lodged in man like a shrivelled-up nature or a stratified
history; it is, in relation to man, the Other: the Other that is not only a
brother, but a twin, born, not of man, nor in man, but beside him and at the
same time, in an identical newness, in an unavoidable duality. 69
39
MUSLIM MONSTROSITY
This proximate duality of other and self underwrites the most basic notions
of identification and community in the Middle Ages. In the following two
historical and literary examples, processes of identification vis-a-vis the
Muslim other, specifically Frederick II's cultivation of Muslim civilization
in Sicily and Richard l's fashioning of a national identity as related in the
Middle English crusade poem Richard Coer de Lyon, work to reveal the "play
of projections, doublings, idealizations, and rejections" informing the
"unavoidable duality" of the unthought.
Community and Contact Zone
The history of the idea of Christian Europe in the Middle Ages depends
upon specifYing the ways that community was then imagined. 7 For
community, as Benedict Anderson puts it, is intrinsically an "imagined"
entity: "the members of even the smallest nation will never know most of
their fellow-members, meet them, or even hear of them, yet in the minds of
each lives the image of their communion." Communities, he continues, are
distinguished above all "by the style in which they are imagined." 71 In the
eleventh and twelfth centuries, the images of Christian community (societas
Christiana) most accessible to us resided with the learned clerics who were
concerned with theorizing the limits and durability of Christian ideals of
reform and crusade. The creation and ascendancy of papal supremacy,
fostered by the Gregorian reform under the leadership of Hugh of Cluny
(1024-1109) and Pope Leo IX (1049-54), and the investiture conflict
(finally resolved in 1122), coincided with the early stages of the Reconquista
of the Mediterranean world. The notion of Christendom was thus an outgrowth of combined monastic, papal, and canonical movements, all of
which were steered by scholastic intellectuals. Humbert of Romans, for
instance, felt acutely the threat of Islam to the proper guidance of
Christendom in the hands of the clerics: "Although the abandonment of
Christendom to the Muslims must greatly touch all Christians, it touches
the clerical and priestly estate more, for it is they who see more
clearly... because of their greater gift of intellect; and it concerns them
more, because of the responsibility they have for Christendom." 72 Thus the
style in which Christendom imagined its "anti-Saracen identity" 73 was the
function of intense intellectualism and scholastic polemic. Christendom
was in a sense imagined from the center outward, from its religious and
intellectual core out to less sharply defined zones where the crusades actually brought Christians in contact with their cultural others.
The center of Christendom-described by Guibert ofNogent as a central "fountain" from which flows the source of Christian preaching-and
the movement of history guaranteeing the steady flow and advance of
°
40
ECSTATIC TRANSFORMATION
sacred word are images in which discourse and power are inextricably
linked. The very discourses-preaching, polemic, history, cartography, marvels of the East, and so on-through which Christendom articulated itself
tended not only to spatialize the alterities they delimited but to inscribe
these alterities within "a model by which monologic discourse or logocentric
rhetoric could be transformed into an assertion of political power justified
by sacred authority." 74 In other words, the style by which Christendom
imagined itself was discursive not only in the limited sense that it was imaginable largely through discourses on the other, but in the deeper sense that it
formulated an opposition between sacred word, dependent upon "the nonarbitrariness of the sign," 75 and alien word, founded upon monstrosity. This
opposition, as Stephen Nichols has demonstrated in his reading of Gerald of
Wales's Itinerarium Kambriae andVillehardouin's La conqueste de Costentinoble,
became a pretext for crusade and reconquest, Christian attempts to ensure
the inviolability of sacred language and the societas such "truth language"
supports. 76
The utopian drive clearly underwriting this "style of imagining" the
societas Christiana posits a harmonious and monologic social world in which
language functions as a device for linking the members of that world.
Matters of admission to membership and of converting others for the
purpose of admission to membership are grounded within the notion of a
privileged, legitimate script and language. In her work on "linguistic
utopias," Mary Louise Pratt has shown how the ways a community like
Latin Christendom gets imagined are precisely reflected in modern constructions of linguistics's object of study, the speech community. 77 Speech
communities, like Anderson's "imagined communities," are intensely
utopian in the sense that they postulate a unified, authorized discourse that
obscures "the extent to which dominant and dominated groups are not
comprehensible apart from each other, to which their speech practices are
organised to enact their difference and their hierarchy." 78 In other words,
concepts of nation-community and speech community are always challenged from within by the operation oflanguage across multiple lines of cultural difference. For Pratt a "linguistics of contact" would study "modes and
zones of contact between dominant and dominated groups, between
persons of different and multiple identities, speakers of different languages"
and focus "on how such speakers constitute each other relationally and in
difference, how they enact differences in language." 79 Pratt's deconstruction
of ideal or utopian speech communities reveals how such communities
are imagined from the center outward, how they depend only upon the
uniformity of the center for their definition and suppress the role of
the frontier, which is often dismissed as devoid of structure, and as monstrous,
chaotic.
MUSLIM MONSTROSITY
41
The term contact zone suggests, then, the intrinsic hybridity of the
frontier and foregrounds in any historicized approach to writing on alterity
the interactive dimensions of encountering otherness. It focuses attention
on the boundary itself as a zone wherein dialectic relations of self and other
must be grasped in terms of"copresence, interaction, interlocking understandings and practises." 80 Interaction in the contact zone is thus always
charged with ambivalence-oscillation or hesitation between extremes of
attraction and repulsion, of mastery and anxiety. Perhaps nowhere is this
style of imagining community and its others more clearly manifested than
in the Sicilian court of Frederick II Hohenstaufen (1215-50).
After the Norman conquest of Sicily, which had been under Arab
cultural domination from 902 to 1091, the rule of Frederick II, the second
of the "two baptized Sultans of Sicily," 81 fostered the interaction of Arab,
Greek,Jewish, and Latin culture. After his return to Sicily from Germany in
1220 and following his imperial coronation, Frederick occupied himself
with fashioning Sicily as a "mirror;' reflecting the image of the future
empire, the "envy of princes and standard of kings": "Ut sit admirantibus
omnibus similitudinis speculum, invidia principum, et norma regnorum." 82
Frederick's court was the focal point of this mirror, the site of renewed
intellectual and political activity built upon the cultural foundation of the
emperor's Norman predecessors. 83
However, the cultural rehabilitation of Sicily was only a reflection of
Frederick's larger ambitions, goals that ultimately transcended national
kingship-reclaiming the rights of the Roman Empire and restoring its
absolute temporal authority and majesty. In Frederick's nostalgic dream his
intellectual and political aims often held an antagonistic relation to one
another. His special position on the frontier, in the contact zone of Roman,
Visigothic, Byzantine, and Arab civilization, afforded him the opportunity
to absorb, for example, the fruits of Arab learning and diplomacy or
Byzantine aesthetics, but it also demanded from him constant vigilance to
preserve the separateness upon which his colonial domination was
premised. In the service of the empire, Saracens functioned as government
officials, but as heretics, threatening more as disrupters of the state than as
offenders of the faith, they were persecuted by Frederick and driven from
the mountainous regions of Sicily and transplanted to Lucera on the mainland. Reliance of the Hohenstaufen court on Arab and Jewish scholars in its
intellectual pursuits-such as the translation of philosophical works contributing to the extraordinary rise and impact ofAverroes's interpretation of
Aristotle 84 or Frederick's ongoing correspondence with Arab thinkers in
places like Egypt, Iraq,Yemen, and Spain-is perhaps more well known than
the limits of the emperor's tolerance. 85 As law giver, Frederick displayed
certain anxieties over the integrity of Christian Empire and the island that
42
ECSTATIC TRANSFORMATION
was proclaimed its "mirror." In his assizes of 1221 at Messina, for instance,
he enacted harsh penalties against Jews who failed to distinguish themselves
by either wearing a blue-gray linen garment or growing a beard. Violators
suffered property confiscation or branding on the forehead. 86 Frederick
maintained, then, a hesitant relation to the cultural others who both fostered and threatened his imperial, intellectual projects. In the contact zone,
subjects previously separated by historical and geographical disjunctures are
structured along a continuum, a range of responses to otherness revealing
the complex yet unavoidable interplay of what Foucault called "unthought."
This hesitance explains in part the divergent opinions held by modern
historians toward Frederick and his Sicilian enterprises. For while some
extol the "mental catholicity of the Hohenstaufen court" and its "freedom
of spirit unfettered by scholastic philosophy and church dogma," 87 others,
placing the court firmly in its historical context, see it as merely "a pale
shadow of the opulent Norman court, and a less grandiose affair than under
his Angevin successors," an intellectual center culturally dependent upon
and eclipsed by the one at Toledo. 88 This tension between admiration and
harsh realism, between elevation and humiliation, is also reflected in the
polarized thirteenth-century responses to Frederick's Sicilian activities. 89
His long-standing and bitter conflict with the papacy over the sovereign
rights of imperium versus those of ecclesia culminated at the Council of Lyons
in 1245 with Frederick forced to defend himself against charges of heresy
based largely on his reputed intimacy with Muslim and Jewish scholars. 90
From the papal point of view, Sicily was nothing less than an infidel colony,
a dangerous outpost subject to alien influences. Innocent IV complained
that Frederick had led Saracen rebels in a "rape and pillage" spree through
southern Italy91 and that he was building "a large and strongly fortified city
in Christendom, peopling it with Saracens, retaining their customs and
superstitions, and rejecting all Christian counsel and religion." 92
To these charges, not uncommon throughout Frederick's reign, contemporary chroniclers, especially the notoriously irresponsible Salimbene
(ca. 1221-89), added tales of atrocity perpetrated in the name of scientific
experimentation. Among many such tales is one in which the emperor
ordered two men to be disemboweled, after one had slept and the other
strenuously exercised, in order to determine how their digestive systems
had been affected by the contrasting activities. Salimbene also tells the story
of how Frederick, in order to discover what language humans would naturally speak if raised in total isolation and deprived of hearing spoken words,
had infants raised by foster mothers who were only to care for them but not
to speak to them. Frederick's desire "to know whether or not they would
speak Hebrew, which is the original language, or Greek, Latin, or Arabic, or
the language of the parents from whom they were born" went unsatisfied
MUSLIM MONSTROSITY
43
because, as Salimbene relates, the infants "all died." 93 Such hostile propaganda
distorts Frederick's genuine scientific interests and the intellectual spirit
at his court. What are admirable or praiseworthy in general-his yearning
for and contributions to knowledge-are turned into an exemplum of
overreaching desire and monstrous cruelty. His identification with Arabic
scientific impulses becomes an emblem of his otherness. At work here are
some of the same anxieties attending Muslim violations of the Christian
corpus we saw displayed in Guibert ofNogent's crusade propaganda.
In the contact zone, myth and political reality are interwoven. 94
Frederick, acclaimed both "stupor mundi" and Antichrist by his contemporaries, became a symbol of the transgressions and border crossings that take
place at the frontier, thus a threat whose novelty and provocativeness had to
be contained, stilled. Frederick's court became therefore a local ideological
extension of the Orient, which always "vacillates between the West's contempt
for what is familiar and its delight in-or fear of-novelty." 95 Those delighting
in the emperor's originality and efforts to transcend the familiar included
one of the most innovative thinkers of the thirteenth century, Michael Scot
(d. 1236), who is credited by Roger Bacon with introducing Arabic
Aristotelian philosophy to the West. Scot exclaimed, "0 fortunate Emperor,
truly I believe if ever a man who, by virtue of knowledge, could transcend
death itself that you would be that one!" 96 The itinerant poet Henry of
Avranches lavishly praised the emperor's endless pursuit of the secrets of
knowledge, comparing him to Greek and Roman luminaries. 97 And, overcoming their amazement, the Muslim sources consistently praised Frederick's
tolerance and understanding oflslamic culture, often defending him against
papal accusations and admiring his ability to analyze the faults of his
coreligionists. 98
While political interests clearly underwrite both admiration and
condemnation of Frederick, the two views nevertheless dramatize the ideological complexity of the frontier. Frederick's own attitudes toward his
precarious position on the border and toward the others he must manage
display some of the same tensions as do the conflicting opinions among
modern and among thirteenth-century commentators. These tensions
amount to an ambivalence that recalls the fundamental self-other relation
structuring identification and identity. The other-that irrecusable twin-is
absolutely essential to the self, but is finally under neither the self's physical
nor mental control. Looking at the other, as in a mirror, brings before us the
ambivalence of any relation to alterity: "As a consequence of the irreducible
distance which separates the subject from its ideal reflection, it entertains a
profoundly ambivalent relation to the reflection. It loves the coherent identity which the mirror provides. However, because the image is external to
it, it also hates that image." 99 In this context, Frederick's designation of
44
ECSTATIC TRANSFORMATION
Sicily as a mirror of empire exceeds its political meaning to suggest
something of the dialectic mechanics of imaginative geography.
Like neutral space, the contact zone is full of the tensions, interplays, and
vacillations inherent in confrontations of self and other. But unlike neutral
space, the contact zone offers no temporary fictive solution to the contradictions it contains. Frederick's Sicily can be read, then, as caught within an
oscillating rhythm of familiarity and estrangement, of exclusion and
fascination-neither one nor the other, neither here nor there. That the
oscillations cannot be imaginatively overcome so long as Frederick's
"mirror" continues to return the gaze of its onlookers is strikingly dramatized in the many legends circulating after his demise, which connected the
emperor with Prester John. 100 Tales of Prester John's emissaries bringing to
the Hohenstaufen court rare and magical gifts such as an asbestos garment,
a potion of youth, a ring of invisibility, and the philosopher's stone
culminated in two separate legends that placed Frederick in Prester John's
kingdom after his disappearance from the living world. One explained the
absence of the king by claiming that he vanished in the Orient in order to
retire to the realm of Prester John. The other, a later legend (ca. 1400), said
that Frederick while on a hunting expedition activated Prester John's
magical ring and disappeared forever. These are legends whose popularity
depended upon the emperor's absence, upon efforts to compensate for the
loss or decline that he came to represent. On an ideological level, they
reveal, like all myths, the active fashioning of a solution to the social and
historical tensions radiating through society. They point to Prester John's
place in medieval imaginative geography as a neutral space capable of
resolving even the extreme tensions of the contact zone.
Unavoidable Dualities: Appetite and Enjoyment in
Richard Coer de Lyon
Acre is the chief of the Frank cities of Syria, the great port of the sea, and the great anchorage for
their ships, being second only to Constantinople. It is the meeting place of Muslim and Christian
merchants of all lands. The place is full ofpigs and of crosses.
-from the diary of the Spanish traveler lbnjubair, who visited the city of Acre in
1185, two years before it was recaptured by Saladin
At another meeting place, at the intersection of related historical, cultural
phenomena-crusade histories, pictorial representations ofWestern Europe's
others, the Middle English metrical romance of the Third Crusade and its
hero, Richard Lion-Heart-violent binarisms compete with one another to
circumscribe the contact zone: self/ other, attraction/ repulsion, fetish/ phobia,
enjoyment/ displeasure. For the purpose of focusing a discussion of these
MUSLIM MONSTROSITY
45
interanimating binarisms, and to speculate about national fantasies and
unnatural unions, I take as their center and point of departure the early
fourteenth-century Richard Coer de Lyon. 101
Surviving in eight manuscripts, this intensely nationalistic 7200-line
poem traces the exploits of Richard I (1157-99) by playing the interwoven
motives for crusading against one another. The obvious materialistic and
religious motives for crusading pale in comparison to what we might label
the mythic. That is, the popularity of this poem-there are in addition to
the manuscripts three sixteenth-century printings (Wynkyn de Worde's
[1509 and 1528] and Thomas Purfoot's [1568])-owes to its intractable
nationalism, to its understanding of the construction of a definitively
English myth, a fiction or fictioning, to cite Lacoue-Labarthe and Nancy
again, "whose role is to propose, if not impose, models or types ... by means
of which an individual, or a city, or an entire people, can take possession of
itself and identifY with itself." 102
The answer to Goethe's famous question "What unites men?" has,
I believe, to do with the process of"fictioning," a set of acts, not necessarily
discursive, whose purpose is to hold together a community in the face of
forces that would disrupt it: nomadism, piracy, polygamy, sodomy, heresy,
usury, leprosy, epilepsy, magic, witchcraft, and so on. The central fantasy
driving nationalism is, at first look, the one that imputes to the external
other all those nasty, unnatural elements possessed at home. The fashionable
term for this-othering-describes a not very complex process of projection
onto the other of unwanted or unrecognized qualities and attributes, so as
to construct the other. The difference of the other is emphasized in order to
reinforce an imagined notion of sameness, where identity depends upon a
relation to difference. But if we define ourselves against the other, we also
define ourselves by internalizing the other. There can be no such thing as
radical otherness; however, the fantasy of myth keeps alive the thought that
there is such a thing as radical alterity.
Furthermore, what appears as a sign of remote monstrosity-the
wildness without-usually functions as a displacement of the wildness
within. This blurring of the distinction between internal and external, the
division upon which identity is predicated, is manifest at those moments
in the crusade histories when Christians are discovered, with shock and
revulsion, to share with Saracens many of their most monstrous traits. In
their historiae of the First Crusade, for example, Fulcher of Chartres and
Raymond d' Aguilers describe, in terms as horror-filled as those reserved for
Saracen atrocities, the opening up of graves and the burning and disemboweling of Saracens by crusaders greedy for loot. 103 Fulcher and
Raymond, along with other historians, also document the horrors of Christian
cannibalism, a sign ofbeastliness universally imputed to the Saracen other. 104
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ECSTATIC TRANSFORMATION
Images of cannibalism, disinterment, corporal mutilation circulate here as
displacements of an interior radical alterity that is consistently disavowed.
Moreover, these images function as signs of Christian monstrosity prior to
their explanation or justification-that is, to being explicable by greed,
hunger, poetic justice, retaliation, or propaganda. The image monstrosity
generates is one of the abject having become proximate. The despised
monster crosses over the border of subjectivity because discursive practice
refuses to name it as utterly different.
Guibert of N ogent, in his history of the First Crus~de,
describes a group
of peasants in the crusading army called Tafurs, who, unarmed, naked, and
hungry, stage a bizarre propagandistic event:
When at Ma'arra-and wherever else--scraps of flesh from the pagans
bodies were discovered; when starvation forced our soldiers to the deed of
cannibalism (which is known to have been carried out by the Franks only in
secret and as rarely as possible), a hideous rumor spread among the infidel:
that there were men in the Frankish army who fed very greedily on the
bodies of Saracens. When they heard this the Tafurs, in order to impress the
enemy, roasted the bruised body of a Turk over a fire as if it were meat for
eating, in full view of the Turkish forces.
To this Raymond d' Aguilers adds: "The Saracens and Turks reacted thus:
'This stubborn and merciless race, unmoved by hunger, sword, or other
perils for one year at Antioch, now feasts on human flesh; therefore we ask,
Who can resist them?' " 105 Cannibalism circulates here as both a real
event-the Franks really eat human flesh (though rarely and in secret)-and
a staged event, a Western national fantasy projecting onto the other
elements of the same. Representing the other is preeminently a process of
self-fashioning, or self-representation. This helps explain why Guibert's and
Raymond's cannibalism narratives are not isolated ones: the Gesta
Francorum, the chronicle of Ademar of Chabannes, the Chanson d' Antioche,
and Richard Coer de Lyon come to mind.
But in order to rethink the most elementary notions about medieval
national identification and fantasy, we must push our reading further. Here,
Slavoj Zizek's psychoanalytic account of nationalism and racism can be of
help. He shows that what is at stake in relations to the other is possession of
what he calls, following Lacan, "the national Thing." Structured by means
of specific fantasies, this national Thing is made visible by the unique ways
we organize our enjoyments. As cosa nostra, as "something accessible only to
us, as something 'they,' the others, cannot grasp, but which is nonetheless
menaced by them," 106 it underwrites our most basic attitudes toward the
unnatural, toward the other. This is because "we always impute to the' other'
an excessive enjoyment; s/he wants to steal our enjoyment (by ruining our
MUSLIM MONSTROSITY
47
way of life) and/ or has access to some secret, perverse enjoyment. In short,
what really bothers us about the 'other' is the peculiar way it organizes its
enjoyment." 107 An illustration in Paris's Chronica maiora ofTartars and their
anxiously anticipated meal of roast boy disturbs, with its depiction of
excessive enjoyment and rapacity, the very causes of the cannibalism and the
vague homosexual threat figured there. 108
If enjoyment is materialized in specific practices and identity is dependent
upon organizing that enjoyment, then for the Christians it is the unmolested pilgrimage to the Holy Land as both place and symbol-Christ's
Cross-that represents what has been stolen by the Saracens. Richard's
"hongyr hard" (1339) to launch an expedition "to hethynesse, withouten
ffayle, ffor goddes love to geve batayle" (1623-24) is contextualized in the
poem by a long nostalgic description of the time when pilgrims could
travel freely to enjoy the Holy Land. Richard's activities in the Holy Land
constitute attempts to define the English Thing. From the moment he
cleaves in two the defensive chain stretched across the harbor of Acre,
Richard actively fashions a national myth. His actions at Acre stand in
contrast to the two encounters of note, both defensive positionalities, on his
way to the Holy Land: Richard defended himself against the treacheries of
the French at Messina and against the murderous designs of the Greeks on
Cyprus. It is significant that prior to his first battle in the Holy Land,
Richard stages, or fictions, the English Thing, just as the Tafurs and the
Franks had at Ma'arra.
Before the battle at Acre began, recovering from a debilitating fever,
Richard develops a violent appetite for pork, a food unavailable because of
Muslim religious prohibition. His resourceful cook substitutes for the
"other white meat" a "Sarezyn 3ong and ffat." Richard eats the roast
Saracen faster than he can carve, and emerges "out off his maladye."
Exhausted after having single-handedly forced the Saracens to retreat,
Richard demands the head of the swine he had eaten earlier. The cook then
reveals the head of the Saracen to Richard:
"What deuyl is pis?" pe kyng cryde,
And gan to lau3e as he were wood.
"What, is Sarezynys flesch pus good?
And neuere erst j nou3t wyste?
By Goddys dep and hys vpryste,
Schole we neuere dye for defawte,
Whyl we may in any assawte
Slee Sarezynys, pe flesch mowe take,
Sepen, and roste hem, and doo hem bake,
Gnawen here ffiesch to pe bones.
Now j haue it prouyd ones,
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ECSTATIC TRANSFORMATION
Ffor hungyr ar j be woo,
J and my £folk schole eete moo!" (3214-26)
The enjoyment of roast Saracen and the appetite for more of it are not simply reducible to metaphors for Richard's desire to wipe out the Saracen swine
in his project to secure English enjoyment of the Holy Land. Nor is enjoying
roast Saracen a parodic inversion of the Muslim pork taboo. Rather, there is
"something more" (.Zizek) here, a meaningful surplus present in these desires,
that appears through them. This "something more" is the foundation of a
community and the notion of enjoyment as communitying process.
A subject, it seems, fully exists only through enjoyment. To a group
of Saracen ambassadors who are being entertained as parties to a peace
negotiation, Richard displays his anthropophagy and enjoins them to dig
right in:
pe kny3t pat scholde pe kyng serue
Wip a scharp knyffpe hed gan kerue.
Kyng Richard eet wip herte good,
pe Sarezynes wenden he hadde be wood.
Euery man sat stylle, and pokyd opir,
pey sayden: "pis is pe deuelys bropir,
pat sles oure men and pus hem eetes!"
Kyng Richard poo nou3t forgetes;
Abouten hym gan loke ful 3erne,
Wip wrap semblaunt, and eyen Sterne.
pe messangers po he bad:
"Ffor my loue bes aile glad,
And lokes 3e nou3t off 3oure mese,
And eetes ffaste as j doo?
Tel me why 3e louren soo?" (3479-94)
Ffrendes, beth nou3t squoymous,
pis is pe maner off myn hous,
To be seruyd ferst, God it woot,
Wip Sarezynys hedes al hoot:
But 3oure maner j ne knewe! (3509-13)
The ultimate coincidence of existence and enjoyment depends upon the
Saracens believing in the English Thing: that the English exist only to eat
Saracens. Before their departure, the ambassadors are instructed by Richard
to deliver this message to Saladin:
Say hym, it schal hym nou3t avayle,
pou3 he forbarre our vytayle,
MUSLIM MONSTROSITY
49
Fflesch and flYsch, samoun and cungir,
We schal neuer dye ffor hungyr,
Why! that we may wenden to fiY3t,
And slee pe Sarezynes dounry3t,
Wassche pe ffiesch, and roste pe hede;
Wip oo Sarezyn i may wei ffede
Wei a nyn, or a ten
Off my goode Crystene-men.
Kyng R. sayd,j you waraunt,
per is no flessch so norysschaunt
Vnto anYnglyssche Cristen-man.
Partryck, plouer, heroun, ne swan,
Cow ne oxe, scheep ne swyn,
As is pe ffiessch of a Sarezyn:
pere he is ffat, and perto tendre,
And my men are lene and sclendre.
Why! any Sarezyn quyk bee
Lyuande now in pis cuntree,
Ffor mete wole we nopyng care:
Aboute ffaste we schole ffare
And every day we schole eete
AI so manye as we may gete.
Into Yngelond wol we nou3t gon,
Tyl thay be eeten everylkon. (3537-62)
The horrified ambassadors faithfully report Richard's message to Saladin.
The national thing, the enjoyment of anthropophagy, exists as long as the
Saracens and Richard believe in it; it is literally the effect of this belief. Here
lies the paradox: the normal order of causality is inverted because the unnatural desire for human flesh, the Cause, is itself produced by its effects,
the practices it animates: serving the heads of Saracen prisoners with their
name on the forehead to the shocked ambassadors, carving into a head and
eating "wip herte good" (3481).
But of course one of the aspects of Western Christianity considered
most distinctive to it as a theological belief and practice is the incorporation
of flesh and blood in the form of the Eucharist. Only the word form fails to
capture the full sense of the dogma of transubstantiation as initiated in 831
by Paschasius Radbertus. His doctrine asserts the real physical presence of
Jesus Christ in the Eucharist, claiming that the bread and wine of the sacrament are the actual flesh and blood of the Savior. This anti-Augustinian
doctrine was affirmed by the fourth Lateran Council in 1215. Indeed, the
belief structure governing the literality of the Eucharist is the same as that
governing profane anthropophagy. The Eucharist is the community of
50
ECSTATIC TRANSFORMATION
believers in which Christ lives after his death; to believe in him is to believe
in belief itself, to believe that one is not alone, a member of a fellowship of
believers. In other words, no external proof is needed, no confirmation of
the truth of one's belief. The mere act of believing in another's belief is
enough to affirm the existence and presence of the Savior. 109 Or, borrowing
Zizek's formulation, "the whole meaning of the Thing consists in the fact
that it 'means something' to people." 110
The link between the Eucharist and Saracen flesh is not wholly gratuitous:
at the root of such fantasies of incorporation lies the hatred of one's own
enjoyment. The other's enjoyment can never really be hated, because the
only enjoyment is one's own. Just as the Saracen functions for the Western
theologian as both scourge of transgressive desire and figure for the same, as
punishment for sin and monstrous incarnation of sin, the Eucharist embodies both enjoyment and nonenjoyment, the recognition of pleasure and its
disavowal. Called "the kernel of western civilization" by Franz Borkenauor in our terms the western Thing-the Eucharist symbolizes "the total
acceptance of saving self-punishment." 111 Against this incorporation of the
divine is directed the strictest prohibition: the Eucharist cannot be touched
with the teeth. The prohibition would be pointless if it were not directed
against an underlying instinct.
So at the root of enjoyment is asceticism, an imperative of renunciation.
This tautological notion translates to another paradox: in the repression of
enjoyment, the very enjoyment returns in the real figure of the Saracen
who enjoys by repressing his appetite. This takes us close to the full meaning ofRichard's appetite for and enjoyment ofSaracen as pork. The Middle
English poem, as do the literatures of anti-Muslim polemic, makes much of
the Muslim prohibition against the consumption of pork. That which is
taboo must be desired, so the logic goes, and, as figures of desire, swine and
the attitudes toward them are symbolic of the way Saracens organize their
desire. There is a striking passage in Ambroise's verse chronicle of Richard's
Crusade, the Estoire de Ia guerre sainte, in which he describes the city ofJaffa
as wall to wall with an infinity of pigs that are slaughtered by the Saracens
immediately upon the city's capture.
It is a well known verity
That they eat no the flesh of swine,
And therefore kill them by design
More than aught else on earth they hate
Them, just as they abominate
The Christian faith. They mingled then
The corpses of the swine and men.
But Christian folk, who were devout
51
MUSLIM MONSTROSITY
To serve God, took the bodies out,
Buried the Christians found among
The heap, and then outside they flung
Saracens killed on Saturday. 112
Christians and Saracens possess different attitudes toward burial practices
and toward swine, but both acknowledge the power of swine as symbols of
humiliation and the theft of enjoyment. It is as if pigs are symbolically central to Muslim practices of enjoyment: the temptation they represent must
be eradicated in their mass slaughter.
We are now finally ready to characterize the logic of the theft of enjoyment, what has always been at stake in the fictioning of a national myth and
the organization of natural and unnatural practises. Writes Zizek: "Every
nationality has built its own mythology narrating how other nations deprive
it of the vital part of enjoyment, the possession of which would allow it to live
fully. If we read all these mythologies together, we obtain Escher's well-known
visual paradox of a network of basins where, following the principle of perpetuum mobile, water pours from one basin into another until the circle is
closed, so that by moving the whole way downstream we find ourselves back
at our starting point." 113 Of course, one should add to the concatenation of
mythologies I have tried to identifY, the well-attested story of Mohammed's
end and simultaneous return to origin: the story of him eaten by swine. 114
A manuscript illustration of Mohammed holding two scrolls while standing
on top of a red sow, the emblem of carnality, announces: "Be a polygamist for
it is written increase and be multiplied.You should delight in the present, do
not hope for the future" (CCC, Cambridge MS 26, fol. 87).
Escher's paradox makes concrete the structure of anthropophagic fantasy
as national myth by collapsing the relation to an other into the relation to
the same. The demonization of" unnatural" practices-homosexuality, incest,
and cannibalism-is undergirded by a general fear of consorting with the
same. What gets literalized by Richard is an internalization of the other that
was never external in the first place. Anthropophagic fantasies are fundamentally about communi±ying, forging an unavoidable union with an other,
(re)enforcing a relation of duality to the same. While it is clear that Christians
belong to a community different from and antagonistic to that of Saracens,
the boundaries separating these different communities are anything but clear.
Excursus: History and Anthropology
Historical discourse makes a social identity explicit, not so much in the way it is "given" or held
as stable, as in the ways it is differentiated from a former period or another society.
-Michel de Certeau 115
52
ECSTATIC TRANSFORMATION
The more we come to know of history, the more it reveals itself to be symbolic, as the discrete
events, artifacts, and personages tend to lose something of their individualities and to become
increasingly representative.
-Frederick Turner 116
History, like anthropology, presupposes otherness-a temporal, cultural, or
spatial break with some past tradition or episteme that turns it into an object
for analysis. The objects of historical and anthropological analysis come to
signifY as do myths, which allow our society to tell its own story vis-a-vis
(hi) stories of the other. 117 Just as the past forces us to think reflexively about
the present, otherness makes us think about selfhood and its possible forms.
As the central project of history and anthropology, knowledge of the other,
then, depends upon the full recovery of cultural and historical conditions
for the production of alterity. This project traces a basic movement, as
Johannes Fabian likes to put it, from there to here, from then to now.U 8
Thus history and anthropology might be said to collapse into heterology,
into investigations of the differences, projections, doubleness, and ambivalences attending past and present constructions of otherness. Heterology
encompasses, then, an archaeology of historically conditioned "systems
of the transgressive," fields of possible transgression, as Foucault describes
them, that "coincide neither with the illegal nor the criminal, neither with
the revolutionary, the monstrous nor the abnormal, not even with the sum
total of all of these deviant forms; but each of these terms designates at least
an angle." 119
More than a few modern historians have been greatly troubled by what
they term Western medieval ignorance of others, a lack of awareness of
cultural differences and the spaces of possible transgression. For these
historians, recovering the conditions that allowed documents to be understood, read, or composed is hampered by the wide gulf that separates
medievals' bald indifference or the "backwardness of [their] ethnological
thought" from our more enlightened interest in cultural otherness. 120
Modern historians' disappointment at finding a twelfth century essentially
"ignorant" of its others issues from their desire to recover the real lived
experience of twelfth-century theologians and historians, to restore realworld "effects" and facts. Yet, to specifY, for example, what Latin churchmen
did or did not know about Muslims or Nestorians too often elides the
operations and economies of social meaning and production that serve to
shape the contexts for the documents we study. Therefore, shifting the
emphasis, as Said has, from questioning how specific discourses of alterity
have erased the real other to how these discourses have displaced the other
allows us to investigate the ideological workings of any confrontation with
what resists or limits the thinkable. 121 In my reading of documents of alterity
MUSLIM MONSTROSITY
53
and their place in the medieval imaginary my ultimate goal is to historicize
the limits of the thinkable, while reconstructing, even resurrecting, the historical experience of limits. For Prester John's place-the place of the
utopic-at the origins and boundaries of the thinkable affords us the
opportunity to construct a model of how otherness became the crucial
myth by which Latin Europe organized and conceived of itself.
PART TWO
THE SPACE OF ALTERITY
CHAPTER3
MEDIEVAL DESERT UTOPIAS
On the Border with Prester John: Desert Ideas
Compared with even the simplest manifestations of spontaneous lifo within the teeming
environment of nature, every utopia is, almost by definition, a sterile desert, unfit for human
occupation.
-Lewis Mumford 1
"Dante Alighieri, it always seemed to me," wrote Captain John G. Bourke
in 1891, "made the mistake of his life in dying when he did in the
picturesque capital of the Exarchate five hundred and fifty years ago. Had he
held on to his mortal coil until after Uncle Sam had perfected the 'Gadsden
Purchase,' he would have found full scope for his genius in the description
of a region in which not only purgatory and hell, but heaven likewise, had
combined to produce the bewildering kaleidoscope of all that was wonderful, weird, terrible, and awe-inspiring, with not a little that was beautiful and
romantic." 2 Bourke's brand of frontier medievalism calls our attention to
the deep imbrication of the utopian or fantasy impulse with the appreciation and appropriation of desert spaces. For it is within these spaces that the
disparate can be held together so that a "bewildering kaleidoscope" of
difference (at once temporal, spatial, and affective) has momentary coherence. Indeed, Bourke, serving as aid de camp to General Crook of the Third
Cavalry, whose mission it was to secure the newly acquired desert
Territories of Arizona and New Mexico, conceived of the wasteland as an
ideal place onto which to project the ideology of Manifest Destiny, a
crusading impulse that, though it entailed exterminating the Apaches, was
Parts of chapters 3 and 4 previously appeared as "Medieval Desert Utopia," by Michael Uebel,
Exemplaria 14.1 (2002), pp. 1-46. Pegasus Press, PO Box 15806, Asheville, NC 28813.
Copyright 2002.
58
ECSTATIC TRANSFORMATION
justifiable in terms of the harmony such a crusade would eventually bring.
The elimination of difference, driving and killing off the Amerindians, seemed
fully compatible with the creation of a particular, highly aestheticized attitude toward difference, one that converts temporal and moral progressionhell, purgatory, heaven-into an instantaneous "utopic now," a time when
the unfolding struggle of contradictory elements is suspended in favor of
indifference.
The following sections on Prester John's desert kingdom and its forehistory
aim to trace the kinds of indifference that the medieval desert encourages
through its special receptiveness to fantasmatic projections. By ind!fference
should be understood cultural tolerance for ambiguity, undecidability, and
in some cases, the social threats entailed in unrest. Indifference, then, is
conceived in relation to the activities of fantasy production and social desire
rather than to intellectual apathy or emotional neutrality. A critical engagement with desires themselves leads us to consider their setting, the space in
which fantasies take place and are put into social practice. It will be my
working assumption, following Jonathan Z. Smith, that "the fundamental
question" we can ask of an alien or past culture concerns "the character of
the place on which one stands;' 3 or, better, the character of the place on which
one imagines standing. Such an inquiry into the spatial component of living
will reveal that a crucial strand of medieval cultural self-understanding is
tied to an intense experience of the desert in fictional, religious, and historicalliterature. By placing Prester John's desert in the context of the historical
problem of sacred and utopic space, we move well beyond the now-familiar
conception of the desert as "the purified form of social desertification ... or
social enucleation," the aesthetic shape of"the inhumanity of our ulterior,
asocial, superficial world." 4 To escape the impasse of the logics of both
social disaffection and private aesthetic fantasy, I draw attention to the
ways the desert actually produces a multiplicity of desires, which, uninterrupted, flows directly into the social body through the channels of collective
expression.
It seems impossible to speak critically of the desert outside of a framework of binaries. A conference on "Le desert: image et realite" was held at
Cartigny during the academic year 1982-83, whose program included a
colloquium in May 1983, the proceedings of which were subsequently
published. 5 I mention this important gathering of work on the desert as one
example of the modern interpretative tendency toward binarization, the
bipolar analysis of the desert in terms of reality /image, passive/ dynamic
aspects, positive/negative features, considerations from nomadic/sedentary
points of view, and so on. 6 Such a tendency, for instance, pervades scholarship on Hebrew conceptions of the desert, especially the long-running debate
regarding biblical attitudes toward the exodus and the so-called nomadic
MEDIEVAL DESERT UTOPIAS
59
ideal of the Reccabites (Jer. 35:6f.). By resituating Semitic attitudes toward
the desert in the context of ancient Sumero-Akkadian and Egyptian attitudes,
I test the desert's reputed polarities. The desert is too often approached critically along the decisive fault line of an either/ or logic, directed, it would
seem, at dissolving the equivocating force and variable ideological function
of the desert. My reading of ancient religious and medieval literary constructions of the desert aims, instead, to mobilize an analysis of desert space
that takes into account its polyvalent nature as a symbolic, and indeed social,
field in which collective desires are both invested and reproduced-beyond
all dualities.
A dualistic conceptualization of the desert is perhaps unsurprising, given
the strong tendency of historians to mark the epistemic break between
medieval and Galilean theories of spatiality as a rupture in which the latter account is said to "dissolve" the former by converting hierarchy and
localization into pure extension and movement. 7 The medieval "space of
emplacement" is said to yield entirely to open and centrifugal space (and, in
the postmodern period, to heterogeneous or heterotopic space 8). Behind
such an account lies the familiar dichotomy Medieval/Early Modern (or
Medieval/Postmedieval), erected to defend against attempts to redialecticize
medieval experiences of space themselves. Or again, any contemporary
assessment of how a space like the medieval desert was once conceptualized
must pass back through a decisive chronological break, a definitive dualism,
which conditions, in this case, the object of study as univocal, non transcendent, locative, centripetal, closed. In order to find anything other than a
quiescent Middle Ages, it seems we must begin to suspend or bracket, for
the purposes of a kind of dialectically "thick description," the determinative
effects of the historical rupture in question.
In reaching toward a thick description of spatial thinking in the Middle
Ages, I wish to signal my distrust of the tendency to think history in terms
of progress, the succession of synchronic homologies wherein each one
replaces the one preceding it. If, as I suggest, a reality like the medieval
desert has been imagined in terms that are strikingly similar to those of
both antiquity and postmodernity, even so the category desert in all its
various fantasmatic habitats is not non- or ahistorical. A critique of the
desert will be achieved through polysemous deconstruction, the result of
intertextual play and semantic slippage, of a dialogue across multiple
writings and signifYing practices, insofar as such play and slippage produce
history itself-a history that is fully dialogic even though, in an important
sense, continuous. Perhaps a metaphoric illustration is in order: in Plato's
Phaedrus (253c-54e), the myth of the charioteer and his two steeds-the white
horse of restraint and modesty in love and the black horse oflawlessnessreveals the necessity of dialectic for continuance insofar as one horse proves
60
ECSTATIC TRANSFORMATION
inadequate to move the potential lover toward his goal. With only the chaotic
black horse, there would be no movement at all, no boundaries, no limits to
the supplicant's aggressive desire. 9 The way in which dialectic fuels the
movement of desire, keeps the engines of history revving, is, I submit, a crucial aspect of myths, which actually do the work of harnessing fluctuating
energies in order to convert them into some social productivity.
Desert Contexts: The Shaping of Ancient Ideas
Maybe the desert is the pulverized beyond of the question: at the same time its disproportionate
humiliation and triumph.
-Edmond Jabes 10
In order to understand the dialogic relationality to the desert in history, we
must look briefly at the conceptions of the wasteland among the ancients,
for these conceptions tell an important story about the desert's resistance to
permanent totalization. In the ancient Sumero-Akkadian,Assyro-Babylonian,
Western-Semitic (Ugaritic and Hebrew), and Egyptian religions, the desert
was virtually synonymous with the netherworld. 11 The common cultural
elements of these desert religions has often been noted, due to what one
author has called the "rather homogenous civilization of the whole Near
East." 12 A crucial aspect of their homogeneity is tied to the centrality of
fertility rites and cults (e. g., the myth of the dying and rising god). Common
to the Near East, fertility rites were celebrated as "New Year festivals" connected to natural, agricultural cycles, and were performed four times a year
to mark the seasons. From religious compositions and liturgical writings
dated before 2000 BCE, we know that the most powerful of all annual
rituals was the mid-summer liturgy associated with Tammuz, a deity linked
to Marduk the sun-god. Like Marduk, Tammuz was a dying and rising
god whose absence was explained by his sojourn to the netherworld. The
place where Tammuz has gone was called edin, a Sumerian word for the
steppe, abode of hostile powers. The ritual cycle runs thus: the temple of
greenery (edin) is infiltrated by enemies from the netherworld who carry
Tammuz off to the desert (edin). Tammuz returns from the netherworld,
restored, renewed, and the lamentations over the god's death then become
celebrations of his return to life. In the cycle, edin denotes both the green
steppe and its transformed condition in the god's absence, the desert. The
performance of this rite guarantees nothing less than the order of the
cosmos.
That one word, edin, given the mythic uses to which it is put, should
signifY opposites is perhaps in itself unremarkable, for we recognize that the
MEDIEVAL DESERT UTOPIAS
61
socially transformative power of myths depends upon the reactions
individuals, as a collectivity, have to ambiguated or shifting signification.
Meaning provokes, excites change, precisely at that historical moment
when the context in which it is to be comprehended shifts, even slightly.
For the ancients, the category of the desert was unassignable to any single
or coherent meaning. This is not to say that the desert therefore lacked or
refused meaning; it remained, despite its inherent ambiguity, supercharged
with cultural significance. Indeed, its primary function seems to be as a kind
of register of social affectivity, a gauge to how a particular culture handled
the anxiety and provocation of alterity. It is well known that the desert was
regarded as a radically negative space, the antithesis of civilization and its
symbol, the city. The ancients believed, for example, that the desert, with its
adjacent steppe, was the special domain of malevolent beings, a site incessantly haunted by demons that represented everything evil, barbaric, and
deadly. 13 An inscribed prism of Sargon II (founder of the last Assyrian
Empire at the end of the eighth century BCE) details how he singlehandedly restored the region of Babylon to civilized order by converting a
trackless expanse of desert "woven [over with] spiders' webs," choked with
jungle plant life, and terrorized by wild beasts, treacherous nomads, and
malicious demons into a plain of clear and systematized byways, channels
and furrows. 14 Sargon II's desire to reorder society is grounded in the most
primordial of all spaces, a site in which fantasies of creativity and re-creation
seem rather naturally to unfold: "the precincts of the former wilderness .. .I
occupied [anew]." 15
Sargon II's taming of the desert is a fully utopian project, one that, were
it not for the blatant anachronism, we might be tempted to call romantic.
At any rate, in the effort to transform creatively the unfruitful energies of
chaos and the will to nothingness into a reaffirmation of the will to power,
such a project bears an interesting resemblance to a more recent utopic
enterprise-the Paris student revolution of May 1968. Among the many
slogans and graffiti, one stands out in its function as a utopian rallying
cry: "BENEATH THE PAVEMENT, THE BEACH." What the students
sought was a way of transgressing the bounds of the ordinary, to cross the
frontier between reality and utopic futurity, in order to encounter what
Deleuze in 1969 calls "pure becoming without measure," or what Foucault,
in his tribute to Deleuze's work in 1970, glosses as "monstrous and lawless
becoming." 16 At a moment of crisis or revolution, the beach, like the desert,
functions in the social imaginary as a symbol of the radical contingency
that lies seething just below the surface of social order and hierarchy.
Whether what is at stake is the liberating of the lawless desert through the
undoing of social order, or the reverse, the disciplining of the desert through
the establishment of culture, the earth in its primordiality seems to be the
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ECSTATIC TRANSFORMATION
privileged example of a state of becoming, a condition of possibility for
cultural renovation.
The desert understood in its primary historical significance--as the
negative locus of disruption, terror, and chaos-holds the clue to its more
profound, dynamic function in the imaginary of the ancients. Babylonian
royal inscriptions reflect the desert as an exotic space outside the law of
man, and thus in perpetual need of resuscitation and recuperation.
However, because the border between culture and chaos could never be
demarcated with certainty, 17 the desert was sometimes figured as a place
where disruption is neutralized, through a process of absorption whereby
the continual movement of the desert itself effaces the otherwise radical
effects of evil. 18 As a force of chaos, the desert by its very nature both fosters
and extinguishes social distortion and disruption. Uncertainty thus inheres
in the desert such that it seems truly "un terrain de parcours aleatoires, un
paysage qui inspire depaysement ou exotisme" [a terrain of uncertain
voyages, a landscape that inspires a change of scenery or exoticism]. 19
In the ancient cosmologies the desert is always mobile, resisting fixation
either as an idea or as a real thing, and its essentially transitory nature rendered
it just as confounding as salvific. The Western-Semitic conception of the
world, essentially Babylonian in its division of the universe into three
parts (heaven above, earth, waters of netherworld below), is structured
according to the contrast between life and death, or more precisely, between
the stability of law and the unpredictability of chaos. The nemesis of the
world of men is not only the desert territories (midbar 0 ), but also the land
of death below, sheol. The subterranean sheol is the deepest place in the
universe,just as heaven is the highest (see, e.g., Isa. 7:11; 57:9; Prov. 9:18),
and is intimately linked, in its radical negativity, to both the desert and
the ocean (tehom), which lies curbed under the earth's surface (Gen. 49:25;
Ps. 136:6). 21 In their mythic status as the realms of death and chaos (tohu),
the ocean, the netherworld, and the desert are indissolubly associated, as in
the apocalyptic description of the destruction ofTyre (Ezek. 26:19-21)
where the city is liquidated by God into aspects of all three nonworlds. In
their illimitability, desert and oceanic spaces epitomize the terror of the
unknown and the unforeseeable beyond. 22 The struggle against the negative
forces must thus be constantly renewed in the form of rituals that recapitulate in miniature the epic battle ofYahweh against the ocean of chaos, 23 a
fight sometimes described as having occurred with a dragon (tannin) identified as Leviathan, Rahab, or the Sea (Yam) (Isa. 51:9; Ps. 89:10-12). The
dragon's defeat notwithstanding, the threat of his movement through the
waters of chaos is ever present (Ps. 104:26), and only rites like those connected with the rain season, when subterranean springs unite with the
water from heaven to form a seamless whole (symbolically to reassemble
MEDIEVAL DESERT UTOPIAS
63
Rahab whom Yahweh had cleaved in two 24), are thought to bring peace
(Ps. 104:10-14; Ps.74:13-15). 25 Even into the modern era, some
Palestinians continued to believe that the waters of springs and rivers issue
from the tumultuous subterranean tehom, the abode of demons and other
supernatural beings. 26
The set of correspondences in the Semitic tradition among tehom, sheol,
and tohu are indeed more complex than I give sense ofhere, but my objective
is to draw out the imaginary relations that exist between the ocean, the
desert, and primordial chaos-all three terms at times designated with the
technical term tohu 27-as those relations begin to work on the subject's
own conceptions of self and social order. In the chapters ofDeutero-Isaiah,
for instance, the desert holds the same place as chaos does in the popular
conception ofYahweh's powers of rulership and creativity (see Isa. 40:3;
43:19; 41:18). By reigning over the desert,Yahweh assures the continuance
of tranquility and prosperity. Thus the story of the deluge, wherein the cosmos is destroyed by the ocean, becomes a powerful reminder of the power
of the forces of chaos, of what happens when God unleashes tohu. But the
story is more crucially a dramatization of the essential and constitutive
capacity for founding a new order of things, a utopic covenant, that comes
as the result of passing through, and emerging on the other side of, an interspace, suspended between two opposed possibilities and animated by
absolute tension and dialecticality. The Old Testament is rich in such parables of dialectical liminality: the Jonah story, where incidentally sheol and
tehom appear synonymously, and the narratives of exodus and exile, stories
to which I momentarily return, are obvious examples.
For Assyro-Babylonian, Semitic, and Egyptian cultures, the desert was all
at once frightening, dangerous, depressing, and overwhelming-in short,
"sacred in the wrong way." 28 That is, sacred in a perverse sense; to be "sacred
in the wrong way" represents the dynamic incorporation of opposites, by
harking back to the original Latin meaning of sacred as given by Emile
Benveniste: "august and accursed, worthy of veneration and exciting horror."29 This dialectical combination of affectivities rendered the desert an
especially contestable terrain of identity formation. For Assyro-Babylonians,
the desert, as we have seen, was the locus of demons and damnation, but
it was also, to judge by The Epic of Gilgamesh, the very substance of life
and creation, the land of darkness that nonetheless contains the fountain
and waters of life. And while, for example, the desert signified for Egyptians
the domain of death and radical disorder, the space of burial, and therefore
a field to be traversed quickly, always in fear of demons, nomads, serpents,
and other fantastic and terrifying animals, 30 it also represented the land
of precious commodities (gold, silver, lapis lazuli), the province of miracles,
and therefore a region "plein de secrets," 31 where possible destinies play
64
ECSTATIC TRANSFORMATION
themselves out. 32 The desert, it seems, did not represent an absolute end
of, or antithesis to, the normal order of things, so much as a container for (in
the sense of standing outside and encompassing) various cultural antagonisms:
life/ death, fecundity I sterility, renovation/ ruin, sedentariness/ mobility,
wealth/ scarcity, and as we see later, group formation/ diaspora and covenantal salvation/ evil temptation. Popular conceptions of the desert throughout
the ancient world reveal these kinds of deep ambivalence about its mythic,
and hence cultural, function. After a brief overview of the ideas of the
desert, and their relation to the "nomadic ideal," in biblical culture, I go on
to suggest why such ambivalence was not only necessary but socially useful
in late antiquity and into the Middle Ages.
In Old Testament attitudes toward the desert, especially as they relate to
the story of Exodus, we find their clearest articulation as a set of competing
visions of man's relation to the "unsown land." Just as the biblical canon
seems freighted with tension with respect to the way the desert is to be
imagined, so too is the scholarly tradition concerning the biblical "desert
motif." Early scholars, such as Karl Budde, who in 1895 coined the term
"desert ideal," Paul Humbert (1921), and, most emphatically,John W Flight
(1923), tended to view the Old Testament desert motif in terms of an ideal
of nomadic simplicity, a cultural period of special closeness to Yahweh that
presaged the golden age to come. 33 More recently, this conversion of a
motif or idea into an ideal has been argued strongly against by Shemaryahu
Talmon and Paul Riemann, both of whom see the desert in sharply negative terms and nomadism as a form of punishment or cultural regression. 34
Other recent studies, notably those by George Williams and George Coats,
while noting the inherently ambivalent nature of the scriptural desert,
opt nevertheless for a particular view of the desert, in both cases a positive
one?5 One of my purposes here in quickly tracing the major critical interpretations of the Old Testament desert motif is to highlight a heuristic
tendency that, through its insistent binary logic, systematically elides the
possibility that the desert was imagined as at once positive and negative, or,
better, as the line of transition between the two poles. The meaning of
individual scriptural passages is ultimately of less importance in determining the fantasmatic contours of the desert than the meaning effect the
passages create as an amalgam.
Taken together, the Old Testament passages dealing with the desert
reflect shifting, competing imagery and religious meanings. The examples
proliferate: the desert is the locus of uncreated order, primordial chaos
(Gen. 1:2;Job 26:7); of divine salvation and promise (Isa. 41:18; 35:1); of
phantoms and demons (Isa. 13:21-22; 34:11-14); of intimacy with Yahweh
(Hos. 2:14;Jer. 2:2-3); of abject fear, destruction, and desolation (Isa. 14:17;
Zep. 2:13); of refuge and retreat (Jer. 9:1; 48:6; Ps. 55:7-8); of monstrous,
MEDIEVAL DESERT UTOPIAS
65
inhuman life (Job 30:3-8); of idyllic and law-abiding life (Jer. 35); of
dangerous uprootedness and ruination (Isa. 38:12; Jer. 10:20; Ezek.
19:10-13; Jer. 17:6); of overdetermined itinerary and orderly settlement
(Num. 33: 1-49). The heterogeneity of imagery and diversity of significance
are not only striking; they signifY the profound resistance of the desert to
univocal and sedentary meaning. The desert disarticulates any final meaning
through its inexorable polyvalence, as though meaning were always on the
way toward perfect articulation. In the desert, we might say, meanings are
rarely arrived at; they are passed through.
As the space for the Jewish transitus from Egypt to the Promised Land,
the desert calls into being possible itineraries of identity formation. While
the desert can function, straightforwardly enough, as a stage toward glorious
revelation, it does so, however, only as a kind of ambiguous testing ground,
a space of temporary indeterminacy at the center of rites de passage. 36 This is
the unavoidable middle space where one either falls into idolatry or discovers
the grace of God, but a space one must occupy nevertheless before reaching the New Jerusalem and thus the end of history. Gregory of Nyssa, for
example, understood the desert as an intermediate stage to be transformed
by means of scriptural learning and virtuous deeds:
The [true husbandman] is he who at the beginning in Paradise cultivated
human nature which the Heavenly Father planted. But the wild boar [Ps. 80:13]
has ravaged our garden and spoiled the planting of God. That is why he [the
husbandman] has descended a second time to transform the desert into a
garden, ornamenting it by planting virtues and making it flourish with the
pure and divine stream of solicitous instruction by means of the Word. 37
The desert was not confinable to its allegorical interpretation as the scene
of sin, where only lawless exiles dwell. Indeed, St. Ambrose stressed the selfdiscipline necessary to overcome mankind's exilic condition, an art of selfrule that must have as its intimate setting the desert, the very space into
which Adam was driven. In order to become the second Adam, one must
surrender oneself to be taken prisoner "in a new paradise" (Matt. 26), the
wilderness regained? 8 Before investigating more deeply the desert's place in
the Christian ascetic's return to the wilderness, it is worth recalling another
radical embrace of the wasteland for the purposes of redemption and the
salvation ofhistory-that of the Sectaries of Qumran in the first century CE.
Qumran literature, a diverse body of apocalyptic writings by the Sectaries,
who responded to their sinful contemporaries by establishing a separate
religious community in the Judean desert, reflects an intense interest in the
desert as a liminal, or testing, period. This period represented the hiatus
between the historical exodus that comprises the Sectaries' past and the
66
ECSTATIC TRANSFORMATION
eschatological conquest of Jerusalem and Israel that lies ahead. For the
Sectaries, whose self-proclaimed mission is to prepare for the conquest of
Jerusalem, it was an article of faith that "the present age of Israel's history
should fittingly end, as it had begun, with a probationary period!' 39 This
probationary period marks a new understanding of the desert, one achieved
by refiguring the Old Testament prophets' polysemous wilderness motif as
an unavoidable continuum of meaning, that is, a trajectory of thought
which "has become a pure and concentrated expression of the 'transition
and preparation' idea." 40 This strategic redeployment of the Pentateuchal
traditions meant discovering in central passages, such as Isa. 40:3 or 41:19,
the importance of the notion of the desert as a space of becoming, transition,
and progression: "A voice cries: In the wilderness prepare the way of the
Lord, make straight in the desert a highway for our God" (Isa. 40:3). 41
Nothing less than the procession of history hinges on this road under
construction, for the Sectaries believed that their secession from Israel is, as
their Manual of Discipline states, precisely "the time when the way is being
prepared in the desert," 42 the time of transition to the New Israel and the
"New Covenant" of the last days. 43 Only as "exiles of the desert" [golat
ha-midbar] reenacting the desert trek of the Mosaic period could the
Sectaries begin to imagine their utopic project, a march to salvation, a
passage to spiritual bliss.
These early Christian configurations of desert ideology illustrate well
the desert's inveterate transitionality, making it the perfect emblem of what
I have been calling the utopic. Obvious moral bipolarities---such as the
desert as space of damnation and space of redemption-are just one facet of
its unstillable meaning. Indeed, Edmond Jabes's insight that "wandering creates the desert" 44 serves as a guide to the way the desert, as a kind of nomadic
monad, operates in the social imaginary of ancient and biblical societies: as
a space where meaning comes undone, before it wanders into the imagination eventually to be put to ideological use. 45 The ancient texts give us an
image of the desert as a space of release and leave-taking, of-literallydesertion. We can understand this desertion rather literally, as exodus, exile,
or nomadism, or more metaphorically as the encouragement of unaccustomed relations to truth. In his meditations on "Being Jewish," Maurice
Blanchot underscores the centrality of what he terms "the exigency of
uprooting" to the formation and affirmation of" nomadic truth," 46 a way of
reengaging the world as a passageway to other realities more satisfYing
because of their liberatory power:
Why does errancy substitute for the dominion of the Same an affirmation
that the word Being-in its identity-cannot satisfY? ... To leave the dwelling
place, yes; to come and go in such a way as to affirm the world as a passage,
67
MEDIEVAL DESERT UTOPIAS
but not because one should flee this world or live as fugitives in eternal
misfortune. The words exodus and exile indicate a positive relation with
exteriority, whose exigency invites us not to be content with what is proper
to us (that is, with our power to assimilate everything, to identifY everything,
to bring everything back to our I) .... [I]fto become rooted in a culture and
in a regard for things does not suffice, it is because the order of the realities in
which we become rooted does not hold the key to all the relations to which
we must respondY
Recognizing its fundamental power to deform and reform identificatory
relations, the ancients marked the desert as a space of plenitude and potentiality, into and out of which there is incessant movement. Here is a space
that, by impelling movement and unrest, calls into existence new relays to
whatever exists outside of the self-same, beyond self-identicality. The solid
comfort of rootedness is blasted apart by an inexhaustible wandering whose
ideological value resides in its manner of unbinding subjects from "the
determination of place or to settling close to a reality forever and already
founded, secure, and permanent." 48 The desert, I argue, is within the
medieval imaginary the preeminent space for rehearsing new modes of
moving outside the self, a special site for creating an exteriorizing, ecstatic
relation to untried alterities.
Opus transformationis: The Desert Projects of Late Antiquity
There will still be the desert to conjugate the nothing.
-Edmond Jabes 49
[In the desert] there is just the present, untied by the past, the present that may be lived as the
beginning, . . .a beginning that does not threaten to solidify into a consequence, a beginning which
can only be followed by other beginnings, and thus may be lived with the benign feeling of
impunity. There is no more to the routes than the imprint of steps, and the imprints will not last.
-Zygmunt Bauman50
For the desert is simply that: an ecstatic critique of culture, an ecstatic form
of disappearance.
-Jean Baudrillard51
In its primordial elementality, the desert represents the total absorption
of subjectivity, or not quite: it represents the abandonment (Latin deserere) of
comfortable identities in favor of those decoupled from the support systems
of the familiar. 52 Just as the experience of the desert constitutes the central
episode in the history of Israel as a national and religious entity, so too it
comprises that period in individual life-history when the creation of another
identity, an ecstatic alter-ego, is effected. To experience the desert is, therefore, to face the prospect of having one identity supplanted by another
68
ECSTATIC TRANSFORMATION
that lies ahead, for nothing impels motion like the desert. Certainly this
experience of the desert holds true for the Hebrew nation, whose own
name bears the inscription of itinerant movement: "the name Hebrew,
being interpreted, means 'one who passes over [migrates],' " according to
Philo of Alexandria. 53
Among the many ways in which one can construct a new identity by
means of passing over into the desert, that of the desert fathers, the monks
who inhabited the Egyptian deserts in the fourth and fifth centuries, would
exert the greatest pressure on the formation of desert ideas in the Middle
Ages. Their very occupation of the desert constituted a radical way of
passing over into or through the desert in order to forge a new identity.
Having inherited a mixture of the Old Testament tradition and the ancient
Egyptian tradition concerning the ambiguity of the desert, the desert
fathers harnessed the synergy resulting from such a potent mixture of traditions and meanings, and created a new "rule" for social living and religious
conduct. The Rule £?! Pachomius, the founding document of Coptic literature, represents the product of grafting "the branch of Christian asceticism
onto the trunk of antique Egyptian wisdom." 54
The writings ofPhilo ofAlexandria (ca. 20 BCE-50 CE) provide a key to
how such a conceptual hybrid of the ancients and the late-antique desert
fathers might take shape. The influence of his writing on the later Christian
tradition had the effect of refiguring the desert as an agential space with
the power to resuscitate and revitalize its inhabitants. Emphasizing the
desert's power of conversion and sustenance, 55 Philo sees the desert as a space
of life-affirming abundance, rather than scarcity. For him, the desert represents a utopic region of plenitude and immediacy to the presence of God's
new covenantal law. 56 The desert, the scene of mankind's reception of the
Commandments, is further imagined as the mise en scene of therapy, that is,
the site par excellence of spiritual, even physical, reparation. Charged with
allegorical significance, the way of the desert called forth a path of living
where passion and vice give way to the authority of reason and philosophy:
"When anyone leading us along the desert road, deserted by passions and by
acts of wickedness, the rod, that is, of philosophy, has led right reason to a
height, and placed it like a scout upon a watch-tower [Num. 13:18], and has
commanded it to look around, and to survey the whole country of virtue." 57
The intelligence-gathering functions of this watch-tower reveal it to be an
important image of surveillant control (an image, incidentally, consonant with
8 ). For Philo, the tower
desert king Prester John's own utopic watch-oe~
ensures that the surrounding land remains fruitful (i.e., virtuous) enough for
producing and nourishing the wisdom that issues from Christian doctrine.
The more devoid of the confusion of sin, and immune to the psychic
dispersion that results from uncontrolled pleasure, a particular space 1s,
MEDIEVAL DESERT UTOPIAS
69
the more receptive it is to Christian teaching and to the cultivation of
wisdom. 59 In book 3 of Legum allegoriae, Philo suggests that only throughout vacuous space is the divine Logos effectively disseminated: "And this
word is not apparent in every place, but wherever there is a vacant space,
void of passions and vice; and it is subtle both to understand and to be
understood, and it is exceedingly transparent and clear to be distinguished ....
Such also is the word of God, being profitable both in its entirety and also
in every part, even if it be ever so small." 60 The awesome emptiness of the
desert is thus ideally suited for the dispersion of salvific doctrine. Indeed, for
Philo, the desert was chosen by God as the site for the covenant with his
people precisely because it is imagined to be the privileged place of purity,
clarity, and freedom from the pollution- and corruption-filled cities. 61
Philo's strong antiurban bias is founded primarily upon his belief that the air
of the desert is absolutely pure and light, and thus especially healthy: for
example, in his description of the Therapeutes and their abandonment of
Alexandria for the desert outside the city, Philo stresses the salutary atmospheric conditions that make the desert an ideal location for founding a new
community of believers. 62 Hebrew writings of the same period attest to the
close association of desert space with purity and immediacy to the divine
(e.g., II Mace. 5:27). In the Homilies on Luke, Origen tells us that John the
Baptist (a proto-anchorite for both early Christian and medieval writers 63 ),
"fleeing the tumult of the cities, came to the desert where the air was purer,
the heavens more open, and God nearer [familior]." 64 Eucherius compared
the desert to "a limitless temple of our God." 65
Together with later works such as Jerome's Vita S. Pauli and Eucherius's
De laude eremi, the writings of the early Christians on the desert would
indelibly mark the way the desert was imagined, well into the modern
period. 66 The seductiveness of deserts seems to derive from their function
in the social imaginary as spaces of unlimited projection. Their topographic
openness, atmospheric purity, and luminosity signifY their receptivity to
projection. These are spaces that are used, yet never used up, as receptacles
for both desires and fears, where, for instance, monks encountered equally
God and the Devil's demons.
A wonderful medievalist illustration of the desert's double power of
seduction, at once dangerous and salvific, is Gustave Flaubert's La Tentation
de Saint Antoine (1874), a work that renders the dark side of the anchorite
mentality by showing how dangerously transparent the desert is to fantasy,
hallucination, and what Flaubert famously calls "the cruelty of ideas."
Flaubert is calling attention to the imaginative drive subtending every act
of cruelty, especially that practiced by the masochistic desert monk, whose
self-punishment, if it is to be transformable into sensual art, must always
remain fully self-conscious. For Flaubert, then, the desert martyrs were
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ECSTATIC TRANSFORMATION
accomplished artists of "savage sensuality," whose private fantasmagoric
visions represented nothing less than "la vraie verite" [the genuine
truth]. 67
For Edward Gibbon, by contrast, the desert denies access to truth,
precisely because it encourages an art of masochistic torture that, by being
so intensely and self-shatteringly private, rendered both truth and its social
use value incommunicable. According to Gibbon, the desert eremites of the
fourth and fifth centuries were nothing but an assortment of "hideous,
distorted, and emaciated maniacs." They were men, he continued, "without
knowledge, without patriotism, without affection, spending their lives in a
long routine of useless and atrocious tortures and quailing before the ghastly
phantoms of their delirious brains." 68 In Gibbon's diatribe, the desert
fathers' relation to the desert and to their own bodies was evidence not only
of their private madness but of their social marginalization and inefficacy.
Above all, these were men who just did not care-about others, about the
society they left behind, or about the condition of their own minds and
bodies. 69 Gibbon's desert is a kind of theater of cruelty, an arena where pain
never fully converts to the pleasures of productivity, leaving behind instead
a damning residue of alienation and debilitation. Despite-or perhaps
because of-its overblown language, such an account does capture certain
crucial elements of early Christianity's masochistic relation to the desert
and its inhabitability. The tireless violence of self-abnegation, the severe
routinization of self-mutilating behavior, and the hallucinatory engagement
with reality resulting from sleep and food deprivation, in the form of visions
and dreams, are well attested by the fathers themselves.
Even in their most profound moments of stillness (hesuchian), or
contemplative withdrawal, these "athletes of Christ" were committed to
endless struggle with forces beyond their immediate control-especially, if
somewhat ironically, the other athletes with whom they fiercely competed.
Rufinus, in the prologue to Historia Monachorum in Aegypto, describes their
strenuous competition:
I also saw another vast company of monks of all ages living in the desert and
in the countryside. Their number is past counting. There are so many of them
that an earthly emperor could not assemble so large an army. For there is no
town or village in Egypt and the Thebiad which is not surrounded by
hermitages as ifby walls .... Some of them live in desert caves, others in more
remote places.All of them everywhere by trying to outdo each other demonstrate their wonderful ascetic discipline. Those in the remotest places make
strenuous efforts for fear anyone else should surpass them in ascetic practices.
Those living in towns or villages make equal efforts, though evil troubles
them on every side, in case they should be considered inferior to their
remoter brethren. 70
MEDIEVAL DESERT UTOPIAS
71
Such a passage underscores the degree to which spatial practices structure
the determining conditions of social life, here via a ready-made narrative of
competition. Usually considered the most severe ascetics, those monks in
the more remote regions must nevertheless preserve their status over against
those hyper-competitive city-dwellers who daily face more obstacles to their
asceticism. Competition unites the monks, solidifies them into one "vast
company," a numberless multitude, at the same time that it reinforces very
clear divisions between groups according to spatial locatedness, such that
the different hermitages are like walls sealing off a city from its desert
surroundings.
The Holy Man's repudiation of the familial and the social in favor of the
desert signifies, as Peter Brown summarizes it, "a long drawn out, solemn
ritual of dissociation-of becoming the total stranger." 71 John Moschus, for
example, records in the Pratum spirituale one of Abbot Olympios's rules:
"Wherever you sit, say constantly, 'I am a stranger.' " 72 The Holy Man's
mission to forge a new alienated identity by social death and intense
self-absorption necessarily placed him into remarkable relations with the
supernatural and utopic. The life of the desert father, as depicted for example
by Byzantine painters in the frescoes of Cappadocian and Greek monasteries,
became the exemplary index of an existence beyond ordinary humanity,
one "half-way to the other world." The life of the ascetic hero was figured
as the highest and most revelatory possibility for existence between two
states or conditions:"represented ... as beings half savage and half angel: they
were given emaciated faces, tattered clothing, hair hanging down to their
feet, but also the look of people lost in contemplation of another reality and
flesh which was hardly substantial." 73 The abandonment of one reality in
pursuit of another, through complete erasure of earthly subjectivity, belongs
to a special category of existence we might call entre-deux. 74 In the
Cappadocian and Greek frescoes, the utopic dimension of desert holiness is
figured in terms of an existence that is neither one nor the other-this over
against the insane degradation of body and soul that so transfixed Gibbon.
For another illustration of the entre-deux, we need only recall one of the
tales circulating about Symeon Stylites, the ascetic who famously remained
perched atop a pillar for over thirty years: a layman who had ascended his
pillar once asked if he were human; Symeon hesitated to answer, tempted to
respond in the negative. 75
Among the monks themselves a discourse of leave-taking circulated,
where estrangement and flight were imagined as the only true vocations for
a man searching after the liberty of his own soul. The Apophthegmata patrum,
a collection of sayings by the desert fathers begun in the early fourth
century for the purposes of instructing other monks and creating a closeknit community of ascetics, is full of injunctions to flee "the conversation of
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men" in order to find a desert place of absolute solitude, free from social
entanglements such as women:
Abba Sisoes' disciple said to him, "Father, you are growing old. Let us now go
back nearer to inhabited country."The old man said to him, "Let us go where
there are no women:' His disciple said to him, "Where is there a place where
there are no women except the desert?" So the old man said, "Take me to the
desert."
Abba Ammoun of Rhaithou came to Clysma one day to meet Abba
Sisoes. Seeing that Abba Sisoes was grieved because he had left the desert,
AbbaAmmoun said to him,"Abba, why grieve about it? What would you do
in the desert, now you are so old?" The old man pondered this sorrowfully
and said to him, "What are you saying to me, Ammoun? Was not the mere
liberty of my soul enough for me in the desert?"
Abba A"io questioned Abba Macarius, and said: "Give me a word." Abba
Macari us said to him: "Flee from men, stay in your cell, weep for your sins,
do not take pleasure in the conversation of men, and you will be saved." 76
Fathers Sisoes and Macarius the Great stress the necessity of mobility with
respect to identity formation: in order to achieve salvation, the anchorite
must reinscribe his existence as a constant state of becoming. For the
anchorite, who must again and again move not so much away from society
as toward the presence of God, in its full intensity and immediacy, the work
of flight is never done. The lives of the desert fathers are not, however, at a
deep structural level, about flight-indeed, as Alison Elliott points out in
her structuralist analysis of the passiones and vitae, the most common form
of flight, the "secret flight," functions strictly as a narrative motif-but
rather, to use Elliott's own terms, concerned with offering an "account of
the process by which a good man becomes better, by which a holy man
draws closer to God." 77
The flight from society, ending in the struggle of the solitary man against
demonic temptation in the desert, is undoubtedly the most memorable
image of anchorite existence. However, the war between man and demon
is only the outward sign of a more profound contest occurring at an elemental level, where the desert itself, the preeminent scene of struggle, symbolizes the heterodox combination of antiworld and metaphor for the
world. As I remarked earlier, one aspect of this volatile conjugation surely
owes to the alignment of Egyptian monastic tradition with the mythical
thinking about the desert reflected in the Old Testament and in earlier
thinking by the ancient Semites and Assyro-Babylonians. Another, more
crucial, aspect of the antiworld/world conjunction owes to the imaginary
relation that is called into being by such a fissiparous symbol in the first
place: namely, the necessity of imagining that it is in fact possible to contain
MEDIEVAL DESERT UTOPIAS
73
both extremes within a single subject(ivity). This containment is achieved
only through a process of radical self-transformation, a conversion of
oneself into the total alien, the xenos monachus or monk-stranger, such
that one is utterly "alone in his confrontation with metaphysical sources." 78
Only desert existence offered holy men the opportunity to confront
their metaphysical origins without the encumbrance of social structures
such as the oedipal family. A return to origins in the desert, the mythic
domain of death, necessarily involved operating under the pressures of the
death instinct, whose "goal is to bring the living back to an inorganic
state." 79 Thus the basic psychosocial tendencies of desert martyrdom
centered upon repeated and repeatable renunciations of the life instinct,
involving eschewal of social unities like the family or polis. The desert
fathers' embrace of the desert was inescapably conditioned by ancient
Egyptian myths, which placed the desert under the dominion of Seth, the
god of destruction and sterility. For the Egyptians, the desert was thus the
proper space for tombs. Indeed, the Coptic word toou, which means
"desert," also means "cemetery," since the dead, in accordance with ancient
tradition, were buried in the desert. 8 For the holy men of the fourth
century as well, the desert became the proper site for burial, a space full of
caves and other small, dark spaces in which refuge from the world of human
affairs might be sought. Antony's first place of withdrawal, after relinquishing his worldly possessions, was a tomb, in which, according to several
versions of his vita, he then spent twenty years shut up. 81 Abraham, fleeing
marriage, found an abandoned crypt just outside the city, and there "he
blocked the door to the cell, and shutting himself within, he left a very tiny
hole of a window through which on the appointed day he received food." 82
He spent twelve years in sepulchral isolation. Macarius the Roman spent
three years buried up to his neck as self-punishment for having been seduced
by a dream of his deserted bride. 83 Symeon Stylites too had a penchant for
self-interment: before ascending the pillar, he occupied an abandoned well,
lived for three years in a cramped tomb-like enclosure, and, according to the
Syriac life, written just fifteen years after the hermit's death, he also passed
two years buried up to his chest in the monastery garden. 84
In these narratives of self-entombment, the connection between the
desert and the tomb itself as the place of ascetic practice is often explicit.
The Historia monarchum inAegypto, for example, contains a story that John of
Lycopolis tells of an unnamed young man who, struck with a desire to do
penance for his sins, "made straight for the cemetery, where he bitterly
lamented his former life, throwing himself down on his face and not daring
to make a sound, or to pronounce the name of God, or to entreat him, for
he considered himself unworthy even of life itself. While still living he
incarcerated himself among the tombs, and renouncing his own life, did
°
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ECSTATIC TRANSFORMATION
nothing but lie underground and groan from the depths of his heart." 85
After recounting the young man's several battles with demons, John stresses
that the cemetery is synonymous with the desert as the exclusive site for
disciplining oneself to attain humility, the foundation of all other virtues. 86
Becoming the complete stranger is thus a process of self-fashioning that
involves symbolic death and rebirth. A state of being that constitutes a
return to the inorganic seems to be the prerequisite for spiritual renewal
and ecstatic self-abandonment. The desert, with its multitudinous caves and
crypts, afforded the fantasmatic setting for holding apart, in productive
tension, the opposites of life and death. Indeed, the confining tomb was a
kind oflife-in-death: that much is clear from Theodoret's life of Marcianus,
who, because he could neither lie down nor stand in his cell, remained
curled up in a fetal position. 87 Such an experience would more often than
not have a surprising revitalizing effect upon the ascetic. When his fellow
monks, driven by the desire to imitate Antony, tore down the door to his
cramped cave where he had spent nearly twenty years, they "saw his body
[and) marvelled at his sweetness," and confirmed that "the thought
[Gr. ethos, state] of his soul was pure." 88
The example of the anchorites puts before us a rich, complex image:
a model of self-creation demanding a masochistic response to reality, where
the hermit's very existence paradoxically depends upon being imaginatively
and physically receptive to self-destructive experiences. 89 Experiences of
radical receptivity in the desert form the lines of flight along which subjectivity potentially becomes something other. 90 The quest for alterity through
the masochistic ideal aims at a condition of absolute simultaneity: to be
victim (object) and victor (subject)-the duality that arises when, for instance,
the monk, sealed in a tomb, putrefies his flesh in order to emerge as a model
of virtue and spiritual ascendancy. 91 The perfect desert hermit is he who
discovers himself as an object, by taking the role of the other for a time such
that he becomes absolutely objective by viewing himself from the perspective of the other. This, it seems, is the proper way to avoid sin, and accords
perfectly with the doctrine of charity. As a recent commentator on the
psychological foundations of the passions puts it, "to refuse to be guided in
one's treatment of others by one's capacity to imagine being them-that is,
to identifY with their feelings and to care-is the essence of sin." 92
Abbot Bessarion symbolizes the necessity of self-observation in the
avoidance of sin this way: "The monk," he said just before dying," ought to
be as the Cherubim and the Seraphim: all eye." 93 This image of becoming
"all eye" recalls Philo's image of the desert watch-tower. The open desert is
a model for making oneself visible to, turning oneself into an object for,
one's self and others. The work of self-creation is thus a matter of occupying a space of pure externality, a surface of pure visibility upon which one
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MEDIEVAL DESERT UTOPIAS
can disappear as a human being by an ecstatic process of self-distillation, in
order to make oneself even more apparent in heaven. 94 He who is in paradise,
Augustine claimed, has access to all thoughts as though they are transparent to
him; "he who is in the desert;' Abbot Gelasios claimed," does not lie in a bed,
but in the open air. .. for the eye of God always sees the works of a man and
nothing escapes him and he knows those who do good." 95
The desert represented for the ascetics oflate antiquity a locus of purification and openness whose utopic symbolicity inheres, as it did for the
ancients, in both its negativity (the locus of death) and its positivity (the site
of potentiality and renewal). The desert ascetics' position at the limits of
culture operates precisely as an "ecstatic critique," in that, by being regarded
as aliens or outsiders (askathistoi, rootless men 96 ) they not only directly call
into question the society they leave behind or cancel out, but they offer
themselves, in their vitae, passiones, and apothegms, as unfinished models of
self-transformation. Through the process of extasis-displacement, a driving
out of one's senses or one's familiar condition-the lives of the desert saints
provoke new ways of seeing and being, ways of stepping outside the familiar
conditions of selfhood. The Middle Ages responded to these provocations,
as we will see, by putting into circulation stories about fantasmatic worlds
and spaces, stories tuned to the formidable challenges to culture, identity,
and home that such worlds and spaces unfailingly issue.
Back into the Orient: Utopic Space in the Middle Ages
The Orient is not something to be imitated: it only exists in the constrnction of a smooth space.
-Gilles Deleuze and Felix Guattari97
Only empty space can really hold the future in store.
-Roland Barthes 98
The Middle Ages would be set to inherit, from the intertwined traditions of
ancient myth, the Bible, and late-antique monasticism, the overdetermined
symbolicity of the desert. Embodying the principal alternative to civilized,
everyday existence, this space of"wild(er)ness" is put in the service of transcending everyday life through providing a model of incessant change and
orientation toward a time to come. The efficacy of the desert in offering a
model for transformation is tied above all to the desert's own metaphoric
mobility, to its inimitability. That is, by demanding and exceeding all figuration, by approximating what Slavoj Zizek terms "the sublime object of
ideology," 99 the desert resists fixed significance, to become a metaphor that
inscribes the thinking of possibilities.
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ECSTATIC TRANSFORMATION
In part, then, I mean to test the figural capacity of the desert metaphor:
are there times when it seems to bear a greater burden of ideological meaning than others? Obviously, I believe there are, and because postmodernity
is one of these times (as my epigraphs suggest), 100 I have been struck by the
strong conceptual links between historical understandings of the desert and
contemporary ones. Before turning to medieval conceptions of the desert,
let me point out that throughout my discussion of the desert there has been,
and will persist, a slippage between image (desert as metaphor) and reality
(desert as localizable geophysical entity). This slippage, however, is less the
product of an ontological confusion, or even of an alarming essentialism,
than of the critical impulse such slippage importantly marks: namely, the
desire to point out the mechanisms by which material realities are
inevitably defended against or are concealed under the language of fantasy.
Clearly, different historical periods possess different ways of translating
refractory material realities into the instrumental fantasies of everyday life.
We should nevertheless bear in mind how culturally central metaphors,
like the desert, call into existence, as Dick Hebdige puts it, a "focus for collective as well as personal identification in an always unfinished narrative of
historical loss and redemption ... a lens through which the past is given
shape and direction and hence redeemed as it delivers us here, now, in front
of a future which is pulled sharply into focus as a virtual space-blank,
colourless, shapeless, a space to be made over, a space where everything is
still to be won." 101 Unsurprisingly, the "virtual space" of the desert, full
of possibility and anticipation, furnishes the key trope by which Helen
Waddell succinctly summarizes the desert fathers' legacy to medieval
Europe:"eternity... they embody it. These men, by the very exaggeration of
their lives, stamped infinity on the imagination of the West." 102 This inscription of an unbounded imaginary had the effect of altering forever the West's
relation to what is historically possible or spiritually "still to be won."
One striking manifestation of this utopic desert impulse is the
Romanesque iconographic tradition concerning the temptations of Christ,
and the subtradition of Christ with the beasts in the desert. 103 The seventhcentury Ruthwell Cross represents a neat linkage of these two motifstemptation and peaceable kingdom-in the sculpture of Christ and the
adoring beasts, encapsulated in the inscription that surrounds the carving:
IHS XPS: JUDAS AEQUITATIS: BESTIAE ET DRACONES COGNOVERUNT IN DESERTO SALVATOREM MUNDI [Jesus Christ:
the judge of righteousness: beasts and dragons recognized in the desert the
savior of the world]. The latter half of the inscription is clearly an interpretation of Mark 1:13: "And Christ was in the desert forty days and forty
nights and was tempted by Satan; and he was with the beasts, and the angels
ministered to him." 104 Together, the Ruthwell inscription and the sculpture
MEDIEVAL DESERT UTOPIAS
77
of the animals with Christ (two beasts whose heads and paws are raised to
Christ in acknowledgment) signify both victory over the devil 105 and the
establishment of a new order of community and peace in the desert/world.
A common theme of Romanesque architectural art, 106 the fusion of the
two themes of Christ's victory over the recalcitrant desert beasts and of the
possibility of future salvation is contained within the general belief that
Christ's temptation recapitulates that of Adam and Eve, and thus his victory
points toward the redemption of mankind. 107 This popular belief is expressed
in the Biblia Pauperum, where the desert assumes a double meaning as both
the terrible wasteland, repellent to civilization, and the paradisiacal garden
where man and beast once lived in perfect harmony. 108 A late-twelfthcentury psalter, whose illustrations were completed in the fourteenth century by Catalonian artists, renders the scene of the Temptation of Christ to
illustrate his victory over the animals as mentioned in Ps. 91, juxtaposing
this to another scene, that of the figure of Christ among a group of adoring
desert animals, which has been described by one art historian as "a peaceful
congregation quite Franciscan in spirit." 109
The Ruthwell inscription alludes, then, simultaneously to the temptation
narrative of Mark 1:13 and, when considered together with the sculpture
itself, to a Messianic image of the peaceable kingdom, a utopic vision originally expressed in Hebrew apocryphal literature and carried into the Middle
Ages by the writings of the early monastics and religious reformers.U 0 Latin
apocryphal Gospels, such as the greatly influential Liber de Infantia, or Historia
de Nativitate Mariae et de Infantia Salvatoris, served as the primary vehicles for
popularizing stories of animals adoring the infant Christ. 111 Their influence
on medieval art is so great that indeed "much medieval art is indecipherable
without reference to [such] books." 112 Medieval commentaries on Mark
also emphasized the Messianic concord of the earthly kingdom: "then
the beasts will be at peace with us, when in the shrine of our souls, we tame
the clean and the unclean animals, and lie down with the lions, like
Daniel." 113 Envisioned here is a reorganized, or tamed, desert that serves as
the interior space (what the desert ascetics called mons interior) for spiritual
self-transformation. In the main exegetical tradition from which the iconography of the Ruthwell Cross draws, then, the desert serves as the lens through
which it is possible to imagine spiritual and social renovation. The principal
utopic signifier seems to be harmony with the beasts. The animal stories of
the hagiographic tradition oflate antiquity, and especially their medieval elaborations, 114 functioned chiefly as an imaginative response to the call oflsaianic
prophecy: "The wilderness and the solitary places will be glad for them; and
the desert will rejoice, and blossom as the rose" (35:1; cf.41:18).
Total social renovation seems more a matter of installing the desert into
sacred places, such as the monastic establishment (Celtic monasteries were
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often called disert or disart), than of reconstituting the desert space itself as
sacred. For the desert is, in a sense, always already sacred, and so, for instance,
its centrality to Irish monasticism means that the desert plays a direct role in
providing a model for spiritual conduct. Thus Alcuin, in a letter of 798 to
Charlemagne, would refer to the Irish clergy as pueri egyptiaci out of a desire
to recall their precise emulation of the desert fathers, even to the point of
unorthodoxy by electing to follow the Egyptian canonical computation of
Easter. 115 If man is born into the desert of worldliness, then it becomes his
mission to discover, in the desert, strategies for harnessing and redirecting
the energies of discord there toward the production of future community.
Civilization itself is sanctioned and completed by such a re-creation of
tension in the desert. Failure to coexist with the animals of the desert or
forest, according to Bede, stems from grave spiritual failure: "We lose our
empire over the creature because we neglect to serve God." 116
The flight of medieval monks into the remote wilderness, like that of the
early ascetics into the desert, is not so much an escape or passive withdrawal
as an active remodeling of society perceived to be enmeshed in oppressive
and harmful relationships. Claims that anchoritic retreat to the desert functions primarily to close "disturbingly open frontiers in the self" 117 such that
there remain "no reservoirs of the unknown, the unconquered, or the unpredictable"118 seem to me to elide the dynamic force of the desert itself in
conditioning the very possibilities for communal- and self-fashioning. Bede,
for example, in his commentary on Luke, discusses Christ's overcoming of
temptations in the desert within the context of Israel's flight from Egypt to
the Promised Land, since both, he indicates, exemplify flight from evil.
Flight, however, is not the central concept for Bede; instead, as he stresses, the
overcoming of an environmental evil necessarily means reengaging with that
same environment on the model of Matt. 10:23: "and when they shall persecute you in this city, flee into another." 119 (Interestingly, Byzantine psalters,
in order to visualize the new peace brought by victory over the desert
animals, tend to employ both the Hebrew transitus and the Temptation of
Christ to illustrate Ps. 91. 120) The desert affords, then, an indispensable
perspective from which to critique particular social realities and the very
ways such realities are put to ideological use.
The dramatic entrance of the desert into poetic narratives as disparate as
the Old English Exodus (the epic battles between the armies of Moses and
the Pharaoh on westenne) and Dante's Commedia (the pilgrim lost in gran
diserto) seems to mark a certain concretizing of the desert's deep metaphoricity. In Exodus and the Commedia, the desert sets the scene for a race or
individual seeking salvation and truth. Central to the experience of both
poems is sensitivity to the polysemy of the historical Exodus itself, 121
which, as critics of the Com media have convincingly shown, is put in the
MEDIEVAL DESERT UTOPIAS
79
service of "an extraordinarily untimely sense of hope." 122 As "a radical
emblem of history;' the desert, according to Guiseppe Mazzotta, "removes
man's utopian visions and pastoral dreams away from the boundaries of
romance... to the world of the possibilities ofhistory." 123 Beyond romance,
the desert reveals a historical world that is radically contingent, shifting and
open to change. The hope that the desert extends is thus untimely, charged
with the desire to uncover truth in its full contingency. The desert in these
two poems contains the worlds of history and of allegory, two worlds that,
in combination, impel a dismantling of deceptive romantic complacencies
and illusions. The world of the desert is never sealed off like a pastoral
enclave or romance garden; rather, it is open and turbulent, like the space of
history itself, a space in which the nomadic interpreter never ceases to
rediscover the alien behind every tamed truth. For Richard ofSt.Victor, the
desert is the privileged signifier of open meaning: "est namque desertum
aliud bonum aliud malum." 124
The work of allegorical interpretation is thus always work in progress,
and texts such as Exodus and the Commedia emphasize the extent to which
the act of reading, as the patristic commonplace has it, involves undertaking
a journey in a foreign land, in the desert of exile. Scripture's oceanic depths,
says Jerome, conceal the mysteries of God just like a labyrinth, like an injinita
sensuum silva. 125 Exegetes, such as Honorius of Autun 126 and Hugh of
St. Victor, commonly identifY the act of reading as one of exilic wandering.
In his treatise on the art of reading, the Didascalicon, Hugh, in a paragraph
on De Exsilio, writes that "a foreign soil is proposed, since it, too, gives a man
practice. All the world is a foreign soil to those who philosophize ... he is
perfect to whom the entire world is as a foreign land." 127
Reading and philosophizing, as forms of critique, thus demand a certain
amount of nomadic mobility in order to find one's way to the proper-or
alien-perspective. Yet such a perspective is, properly, a self-regarding one.
Not surprisingly then, confession combines nomadic practices like reading
and thinking whose aim is critical and whose function is transformative.
The regio dissimilitudinis in which Augustine found himself, "far off" from
God, 128 would become an important trope for medieval writers who perceived in the image certain affinities with the spatial practice of"crossing
over." Confession involves the act of transitus, in the sense that one crosses
over from a land of unlikeness, where, according to Peter Lombard, "memoria dissipatur, intellectus caecatur, voluntas foedatur" [memory is scattered,
intellect blinded, will befouled], 129 to the true image, and hence likeness, of
God. That writers would employ images of the desert and desert wandering/
crossing to make concrete the Augustinian motif of confession seems,
then, absolutely appropriate. Richard of St. Victor, for example, uses a pair
of central images from the history of the Jewish transitus to illustrate how
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ECSTATIC TRANSFORMATION
one should set about "perfecte deserere regionem dissimilitudinis"
[completely to desert the region of unlikeness]. 130
There is yet another point at which the act of reading, the process of
spiritual transformation, and the desert converge, a dramatic incident in the
life of a certain monk, who was known for his visionary capacity. Othlo of
St. Emmeran (d. ca. 1070), we learn from the record of his third visio,
favored Lucan among the Latin writers, and one day, while engaged in a
reading of the Pharsalia, he had a vision in the form of a "ventus urens et
vehems" [a terrible and scorching wind] that attacked him three times with
such force that he could no longer remain outdoors, and so, "libro
assumpto;' taking the book with him, he hurried inside and immediately
fell into a kind of faint. 131 The Pentecostal wind of Acts 2 (" adventus
spiritus vehementis") provides a backdrop for two crucial intertexts-one
biblical, one secular-called up for us by the image of the "terrible burning
wind." The first is a cluster of biblical imagery concerning the force of the
desert wind and its punitive use against a mass of people:
At that time will it be said to this people and to Jerusalem, a dry wind of the
high places in the desert toward the daughter of my people, not to fan, nor to
cleanse, even a full wind from those places will come unto me; now also will
I give sentence against them. (Jer. 4:11)
To make their land into a desert, and a perpetual hissing; everyone that passes
thereby will be astonished, and wag his head. I will scatter them as with an
east wind before the enemy; I will show them the back, and not the face, in
their day of calamity. (Jer. 18:16-17)
And Moses stretched forth his rod over the land of Egypt, and the Lord
brought an east wind upon the land all that day, and all that night; and when
it was morning the east wind brought the locusts. (Exod. 10:13)
Othlo's masochistic vision, his torture by a scorching wind, reflects, as he
later states, his "own desire to effect an alienation ofhis mind [alienatio mentis]."
The wind provided a kind of shock to his system, inducing a contemplative
state that had the effect of pulling him in two directions at once--toward
self-alienation and toward brute reality. For it seems probable, based upon the
cultural and literary importance of the precise passage in the Pharsalia we are
entitled to speculate he was reading at the time of his visio, that Othlo imaginatively encountered a different kind of bodily assault:
Through this land [the Libyan desert] Cato's hardy I valor bids him
march .... I the land is wide open-but, roaming I free, it whips up Aeolian
frenzy all over the sand, I blusters, bedevilling the dust, and drives a cloud
devoid I of rain up into a spiral. Most of the sand is whirled I aloft and, since
MEDIEVAL DESERT UTOPIAS
81
the twister never slackens, hangs there. I The Nasamon pauper sees his realm
whip past, wind borne, I his goods and chattels scattered; huts fly by,
snatched-up I roof first, leaving the owners exposed. What catches fire rises I
no higher but, like billows of smoke swirling upwards I to blot out the light
of day, dust clouds claim the air. I Now, even more fierce than usual, the wind
attacks I the Roman column: with nothing to stand on, the soldier I staggers,
the very sand beneath his heel snatched away. 132
For another forty-five lines, Lucan continues to describe the obliterating
force of the desert simoom: along desert tracks that become blotted out,
men are buried by the sand with dust caked in their throats; the more
fortunate are harassed by serpents. This second intertext depicts a radical
loss of subjectivity, the erasure of culture by nature. And if a legend on the
famous Borgia mappa mundi is any indication, the image of the desert's
destructive force was well regarded. Next to the Sahara desert, it reads:
"mare sive terra arenosa, in qua reperitur via modo maris et gentes equitantur in tentoriis pergamenis, ne nisu ventorum et arena destruantur." 133
For a medieval audience, Lucan's description of the desert winds
comprises both a lesson in natural history and science and a point of
marvelous interest. As Jessie Crosland has argued, it was particularly in
Lucan's role as provider of merveilleux that the Latin author can be identified
as the source or inspiration for medieval writers, especially composers of
epic and romance literature. Furthermore, Lucan is rarely excluded from
the list of authorities cited by writers on natural history and science.
Alexander Neckham and Brunetto Latini, for example, single out Lucan as
the source of geographical and natural historical information. 134 But, for
Dante, Lucan had another, though related, meaning. Twice in the Inferno,
Dante, while describing the tortures of hell, announces his bid to outdo
Lucan's portrait of the horrors of the Libyan desert: "Let all the sands of
Libya boast no longer"; "Let Lucan from this moment on be silent"
(see 24.85-90; 25.94-96). To describe the monstrous marvels of a vision of
hell better than Lucan describes the simoom is for Dante a measure not only
of poetic accomplishment, but a testament to the control of imagination
and power of vision. Here the transformative value of the desert experience
as vision exceeds its value as marvel. Indeed, for Dante, transformation is the
central issue: witnessing the horrors of hell and the catastrophic changes
they bring, which even exceed those of Cato's famous desert trek, sets in
motion a journey of self-transformation. Othlo's engagement with Lucan
likewise betrays the centrality of transformative possibility that is called up
by the image of the desert's transfigurative force. In the case of Othlo's
vision, the convergence of desert imagery is far from coincidental, as a more
careful study would undoubtedly reveal.
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The intertexts of Othlo's visio point to the desert as a model or vehicle for
change, a model that Richard of St.Victor would allegorize in his reading of
the Song cif Songs, which constitutes the centerpiece of his discussion of the
modalities of contemplation. In book five of Benjamin major, Richard elaborates his discussion of grace to account for the three modes by which
contemplation takes place: by enlarging, by elevating, and by alienating the
mind. All three practices of contemplation serve to effect a transgressive relation to one's own mental boundaries, the most dramatic relation occurring
as pure ecstasy, when, "by a transfiguration from divine working, the mind
goes over to a state of soul both alien and inaccessible to human activity." 135
This is the condition of alienatio mentis, a mode of ecstatic contemplation,
which Richard compares to a kind of intoxicated dance of the mind:
the mind of man is alienated from itself when, after drinking of-nay after
having become completely inebriated by-that inner abundance of interior
sweetness, it completely forgets what it is and what it has been. And it is
carried over into an ecstasy of alienation by the excess of its dance and
suddenly transformed into a kind of supermundane affection subject to a
kind of marvelous happiness. 136
Richard is precise about the context in which this dance takes place: the
"anagogic modes of ecstasy" 137 are, he claims, perfectly described in the
desert imagery of the Song cif Songs. The "desert dance" of ecstatic contemplation must be understood in relation to the progression of imagery
concerning the appearance of the lover, the adorer of the celestial bridegroom: "Who is she who comes up from the desert like a column of smoke
from the spices of myrrh, incense, and all the powders of the perfumer?"
(Song of Songs 3:6); "Who is she who comes forth like the dawn rising?"
(6:9); and "Who is she who comes up from the desert, flowing with
delights, leaning upon her beloved?" (8:5).
The language of ecstatic transformation is striking here. The soul,
Richard explains, becomes the column of smoke rising up to encounter the
sublimity of God:
in order that the soul herself may become a thin column of smoke, it is necessary that she rise up above the desert itself, although she must begin to
become such in the desert.Yet the mind itself is not carried away into ecstasy
of mind unless it is elevated above itself, unless it deserts itself in the lowest
place, and makes itself a desert by deserting, so that after having deserted it
goes upward in the manner of smoke more and more into sublime places. 138
The soul rises up from the floor of the desert, the necessary ground of ecstatic
transformation. The desert becomes the proper space for self-alienation, for
MEDIEVAL DESERT UTOPIAS
83
the kind of transcendence enabling the practice of true devotion: "The
human soul comes up from the desert, as it were, when it passes over above
itself by means of alienation of mind, when deserting itself in the lowest
place and passing upward to heaven it is immersed only in divine things by
means of contemplation and devotion." 139 The desert as site of production
for the interior visio proper to devotional practice is not unique to Richard;
indeed, as I have suggested thus far, the desert has been the site for mystical
contemplation, conversion, and covenant since its inception in the Western
imaginary as a crucial transitional or potential space.
The notion of transitional, or potential, space belongs of course to the
psychoanalytic theories ofD.WWinnicott, whose inquiry into the centrality
of illusion in the perceptual universe of the infant has far-reaching implications for any study of the social dimensions of utopia. For at stake in utopia
is precisely a set of illusions perpetuated by its refusal to declare allegiance
either to inner (personal) or to outer (shared) reality. Illusions, above all ways
of imaginatively taking possession of the world, are thus suspended between
the privacy of interiority and the openness of exteriority. The consequence
of this suspension, Winnicott stresses, is profound: "what emerges .. .is the
further idea that paradox accepted can have positive value." 140 In other
words, it is possible that paradox is best left unresolved, and, to turn this
around somewhat, unresolved paradox is the best condition for the possible.
As we move now to the Orient as it was imagined in the medieval West, the
desert figures prominently as that attribute of imaginative utopia that
remains most fully suspended between two (or more) social possibilities.
The desert acquires unprecedented ideological force, at the same time it
becomes increasingly concretized in oriental legend.
CHAPTER4
DESERT ECSTASIES
Unbearable Desert Productions: The Medieval
Desert as Utopic Space
And in each desert, suddenly animated, a springing forth
of self
that we did not know
about-our women, our monsters, our jackals, our Arabs, our fellow-creatures, our fears.
-Helene Cixous 1
Travelers, fictional letter writers, and natural historians provide most of the
material concerning the desert that was inherited directly by and incorporated
into medieval writings. Fragments of the Alexander legend, such as the Epistola
Alexandri ad Aristotelem, functioned as a kind of conduit through which ancient
and late-antique material was transmitted to the Middle Ages. In the Alexander
material, one crucial bit of knowledge passed on to medieval writers concerns
the particularity of the natural world in India and in Mrica, namely, the ways
in which natural environments themselves seem especially productive of marvelous, utterly alien life forms. When Pliny observes that "India and Ethiopia
are especially noted for wonders;' he is drawing attention to the extent to
which the land itself, in these two regions, forming worlds unto themselves,
breaks down the normal order of creation. 2 Here are regions wherein
Ia nature parait ...jouer avec Ia distinction des especes .... Livree a une
fecondite inepuisable, elle s' amuse a creer de nouvelles formes, a diversifier
ses oeuvres, elle s'abandonne a une seduisante et terrible anarchie
[Nature seems to be ... playing with the classifications of species ....
Dedicated to a boundless fertility, she delights in creating new forms, in diversifying her works; she gives herself over to a seductive and terrible anarchy.p
The production of hybrid monsters in Africa and India, their depiction on
the mappaemundi and in texts like the Liber monstrorum, make concrete the
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determinative effects that geography has on the creation and appearance of
life forms.
The desert, the exemplary figure of a moral condition in the scriptural
tradition, became concretized as an alien place in the Middle Ages.Wilderness
became, in some sense, wildness. What had been primarily a manifestation
of a particular relationship with God became, in Oriental literature, the
revelation of a specific relation with nature-nature out of control. The
marginality of the life found in the desert corresponds with the marginality
of the place in which such life dwells. As Ranulph Higden, in John Trevisa's
translation of the Polychronicon, summarizes it: "Note that at the farthest
reaches of the world often occur new marvels or wonders, as though
Nature plays with greater freedom secretly at the edges of the world than
she does openly and nearer us in the middle of it." 4 At once a figure for the
edge and the play that produces new things, desert lands enter the medieval
imaginary as a symbol of diversity and mystery. The landscapes of the East
and the South were conflated in the Middle Ages as "free-play" zones in
which the generative forces of nature were unbound (desertum). In fact
behind such conflation, as James Romm points out, lies the Greek proverb
"Aei ti pherei Lihue kainon" (Libya always brings forth some strange new
thing). 5 Metonymically, the saying refers to both Africa and the Orient,
based as the saying is on Aristotle's scientific explanation of the phrase in De
generatione animalium: "The proverbial expression ... has been coined because
of the tendency for even heterogeneous creatures to interbreed there [in
Libya]. On account of the paucity of water, different species encounter
one another at the few places which possess springs, and there interbreed." 6
The sun's generative force combines with the forced proximity of creatures
in the desert to produce monstrous hybrids. The hybrid beasts found in
India, insist Mandeville, result from the sun, which "gives heat to nourish all
marvels of the earth." 7
The ancient and medieval tropes of the desert's generative power are well
known as scientific explanations, but they are, I submit, no less provocative as
ideological explanations. To return, for a moment, to the ancient proverb: the
phrase seems, to judge by the comic poet Anaxilas's use of it in the fourth
century, to have evolved in meaning to represent a certain acknowledgment
of cultural progress, a kind of shrug of the shoulders, according to Romm, as
if to say "that's progress for you." Anaxilas wrote: "The arts, like Libya, produce some new beastie [therion] every year." 8 Indeed, the measurement of
cultural progress, even the possibility of any progress at all, seems to be one
crucial social register in which the desert, with its sheer power to produce,
functioned in the Middle Ages. The desert becomes the space across which
differences meet, intermingle, and reproduce themselves, and thus the space
from which possible trajectories of becoming issue.
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87
In the Letter ofAlexander to Aristotle, the desert represents the very site of
all becoming, a space that refuses to submit to the taxonomic principles of
Aristotelian scientific modalities. Alexander's mission into the Indian desert
frontier, one involving field research to be communicated back home to
the laboratory scientist, Aristotle, functions as a test of the latter's rational
systems of thought. 9 Alexander articulates his scientific objectives always in
reference to Aristotle's system of thought, a taxonomic system in which
Alexander places absolute faith, but finally realizes "may be in danger of
overload as it tries to absorb all Oriental anomalies." 10 The topography of
India, thought to be mainly sandy desert until well into the fourteenth century, 11 proves unmanageable, full of anarchic possibility, when Alexander
camps his army, after a long journey through the desert, next to a pool of
water that harbors deadly scorpions. Once the scorpions are driven away,
the army must continue through the night to fend off a legion of monstrous
animals drawn to, indeed in some sense generated by, the watering hole, the
locus of primal life itself. 12 Alexander loses half his army to the multiplying
beasties and is forced to move on, thus failing, as Romm puts it, to "mak[e]
the world safe for Hellenic science" (p. 26). Part of Alexander's tragic experience of India derives from the basic incongruity between an Aristotelian
system committed to the hierarchical ordering of different realities and the
multiplicitous and multiplying realities themselves, which seem to be fully
at home in a divergent and heterotopic spatiality like the desert.
This brings us, then, to the more crucial point: the way in which the
conflict between Alexander and the Orient is organized according to two
opposed, yet mutually animating, ways of thinking about space and the
possibility of making distinctions: a royal, scientific model and a nomadic
model. On one level, Alexander's mission dramatizes the struggle of systematized knowledge over against irrecusable otherness, and, on another,
homogenous spatiality over against disparate spatiality. By focusing on the
second level for a moment, I want to demonstrate that the drama of
Alexander in the Orient fundamentally involves space. Alexander does not
merely travel to, explore, and conquer other spaces; he becomes embroiled
in them. The journey that Alexander undertakes is one through what
Deleuze and Guattari term the Dispars, or nomos, a heterogeneous field
of forces and flows "wedded to a very particular type of multiplicity:
nonmetric, acentered rhizomatic multiplicities that occupy space without
'counting' it and can 'be explored only by legwork.' " 13 For Deleuze and
Guattari, such a space is smooth and open-ended, as opposed to striated and
entrenched; heterogeneous, as opposed to metrically determinate; and laterally organized (like roots, like a rhizome), as opposed to hierarchically
(like a tree). Upon this smooth space, different species mingle and produce
hybrids that do not correspond to the hylomorphic schemata of science,
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which promote, as Deleuze and Guattari put it, "an invariable form for
variables, a variable matter of the invariant" (p. 369). The desert is the space
par excellence of variable or nomadic thought, 14 a space that courts and
embodies a deep refusal to analyze the world into discrete components,
thereby distilling continua into the singularity of self-reflection, before
arranging them by relative position. Instead the desert affirms, through its
inherent changeability and variability, a multiplicity of elements that will
somehow be synthesized without the risk of having its heterogeneity
effaced or its potential for future rearrangement stifled.
In short, the desert is a qualitatively different space-different from the
spaces mapped out by science or the State, or state sciences (law, government, and war). The desert spaces of the Orient are all the more forceful as
imaginary objects in the Middle Ages because, to judge by such accounts of
them as those found in the Letter of PresterJohn and in the travel literature of
Mandeville and Marco Polo, such spaces hold out the seductive possibility
of new kinds of movement and thought-namely, arraying oneself in an
open space, as opposed to entrenching oneself in a closed space. Imagining
the desert-the desert imaginary-was one way of unlocking Europe's
deep-seated citadel or "siege mentality" (Jean Delumeau), of overcoming
the paralyzing effects of"paranoid phantasy" (Norman Cohn). 15 The therapeutic dimension of the desert is one tied to its function as a space of
radical potentiality, a place whose ultimate meaning is unfixable, unstillable.
The desert thus encourages the formation of a new set of affects: a sense of
surrender and wonder that displaces-momentarily-defense and fear.
Indeed, we might be tempted to see the desert as the site of pure
abstraction, wherein freedom from historical contingency reigns in the
name of disembodiment. This view of the desert is, however, largely postCartesian;16 in the Middle Ages, the desert was virtually unthinkable apart
from its materiality, its physical embodiment-Richard of St. Victor's soul
of smoke rising up from the desert floor; Othlo's vision of scorching desert
wind;Alexander's battle with the desert come to life, and so on. The desert,
given its metaphoric mobility, seems anything but what its etymology
suggests. It is more often a metaphor for the world itself, for the plenitude
the world contains, than a referent for abandoned, empty space. When
medieval writers "discovered" the Orient as suitable narrative subject
matter, they did not find the kind of smooth space imagined by Descartes,
where the linearity of geometry encounters no obstacles, but the kind of
smooth space imagined by Deleuze and Guattari, where lines of flight and
becoming offer the potential for taking up alternative subjectivities. There
was an urgent need in the twelfth century to posit alternative identities, a
need that engendered utopia, an alternative social and political space
predicated upon the opportunity for transformation. The desert became,
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89
I would argue, the crucial emblem for change by means of encountering
the other.
In the middle of the twelfth century, the news of a fabulously wealthy
and immeasurably powerful Eastern potentate, in the form of a curious
letter addressed to European leaders, began to reach the ears of a politically troubled Western Europe. Surviving in over 250 Latin and vernacular
manuscripts, the Epistola Presbyteri ]ohannis of about 1160 is unanimously
construed by its few modern critics as an allegory, an ideal or utopic picture
of the Christian State-machine and War-machine. 17 Prester John, the
mighty ruler of a perfectly ordered Christian kingdom situated, in Otto of
Freising's words, "in extrema Oriente," vows to bring aid to the failing
crusaders from behind the Muslim front. From the moment of his first
Western appearance before 1158 in the seventh book of Otto's Historia
de Duabus Civitatibus, 18 Prester John was figured as embodying a muchhoped-for equilibrium between Church and Crown. In him were unified
the temporal and spiritual swords, at a historical moment when these
swords were clashing violently. At the time the fictive Epistola begins to circulate throughout Europe, Pope Alexander III is fighting with Frederick
Barbarossa, the Investiture Controversy is still lingering, Becket and Henry II's
quarrel is at its height, the Normans are causing trouble in Sicily, Emperor
Manuel is at war with Venice, and memories of the fall of Edessa in 1144
and the dismal failure of the Second Crusade in 1149 are fresh.
Reaction to the trauma of loss-the forfeiture of political and religious
unity, and of the Holy Land, the center and foundation of spiritual life in the
West-took the form of imagining a better, alternative world. The fantasy
of Christianity without boundaries, encompassing its religious others-in
short, as smooth, continuous space-was the primary impetus for the proliferation of the immensely popular legend of Prester John. From the midtwelfth to the early seventeenth century, the prospect of finding Prester
John coincided with the very structure of fantasy and pleasure itself.
Alexander Vasiliev, whose final scholarly project, unfinished at the time of
his death, was a study of Prester John, observed, quite judiciously, that "the
Prester John legend ha[d] become so deeply rooted in the mediaeval mind
that popular fantasy in any country could not live without believing that
such a blessed realm ... must have existed somewhere." 19 Whether or not we
posit the existence of a monolithic "medieval mind," it is certainly true that
medieval and early-modern European travelers and explorers seemed
absolutely mesmerized by the figure of Prester John, and by the possibility
of finding him. 20
What are the imaginative contours of this belief in the possible existence
ofPrester John? Are the contours those of the void-the desert-itself? "By
a paradox that is only apparent," de Certeau writes, "the discourse that
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makes people believe is the one that takes away what it urges them to
believe in, or never delivers what it promises. Far from expressing a void or
describing a lack, it creates such. It makes room for a void. In that way, it
opens up clearings; it 'allows' a certain play within a system of defined
places." 21 This insight into the mechanics of the utopic impulse, that the
refusal to satisfY clears a space for the free play of possibility, offers us a new
way to understand just how, as Mumford puts it, "every utopia is, almost by
definition, a sterile desert." Deserts symbolize the clearing away of univocal
and final meaning. Their emptiness is a creative one. In medieval representations of the desert, it is unsurprising therefore that we should find this
symbolic dimension expressed as the desert's inherent dynamism, its flux
and seductive movement.
Prester John's desert is the one feature of the original Letter that is
preserved in nearly all vernacular versions, and indeed one of the most
striking attributes ofhis Oriental kingdom:
31. Among the other things which marvelously happen in our kingdom, there
is the sandy sea without water. Indeed, the sand moves and swells up in waves
just like all other seas, and is never still. This sea can be crossed neither by ship
nor by any other means, and for this reason, what type ofland may lie beyond
is not able to be known. And although it is completely devoid of water, nevertheless diverse kinds of fish are found near the shore on our side which are
the most palatable and tasty to eat and which are seen nowhere else. 32. Three
day's distance from this sea are some mountains, from which descends a river
of stones, in the same condition [as the sea], without water, and it flows
through our kingdom all the way to the sea of sand. 33. It flows for three days
a week, and small and large stones flow by and carry with them pieces of
woods all the way to the sea of sand, and after the river has entered the sea, the
stones and wood vanish and do not appear again. As long as it does not flow,
anyone is able to cross it. On the other four days, it is accessible to crossing. 22
The topography of Prester John's kingdom is dynamic, and its very refusal
to remain still seems a sign of its resistance to knowledge. The incessant
movement of the desert and the river of stones 23 functions as an impediment to travel and, by extension, to the knowledge that travel brings: "what
type of land may lie beyond is not able to be known." There is a long
tradition associating the end of the knowable world with the limits of
human knowledge-from Greek mythology to Irish legend, from the
columns or pillars of Hercules to the mountain of flames in the voyage of
St. Brendan. The point at which one cannot go further is typically connected
to elements of chaos like fire, the desert, 24 the forces of Gog and Magog, 25
or the ocean, the last of which according to the Western Semites encircles
the earth, marking the ends of the world. The Talmud, for example, states
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91
that "Tohu is the green cord that surrounds the whole earth and from
which darkness springs." 26 This image of the ocean as container for the
known world and limit beyond which there is only impenetrable darkness
is one concrete marker for the end of civilization. 27 Others include mountains, 28 rivers, towers, and castles (all of which are mentioned in The Letter
of Prester John).
Prester John's position at the end of the known world-Mandeville, for
example, placed Prester John just before a field of darkness, the entrance to
paradise-corresponds to the position of Sheol, or tehom, at the extremity of
the civilized world. The affinities of Sheol, chaos, and the desert have already
been mentioned; instead, I wish to emphasize the ideological value of
Prester John's desert kingdom as incitement to imagination, to wonder, and
ultimately to ecstatic identification. 29 Spaces of radical mobility and ritualized chaos, Prester John's desert and river of stones are interdictions to
further knowledge and incitements to the same. That is, their own status as
marvels guarantees that a temporary suspension of the course of normal
events will take place, a pause or moment of uncertainty wherein a future
can be plotted. The value of the desert as wonder-object in Prester John's
kingdom is comparable to the value of the aesthetic object as fantasy
described in Todorov's famous account of the literary genre of the fantastic.
Todorov emphasizes that the fantastic depends for its aesthetic impact and
transformative force upon its ability to occupy what he terms "the duration
of [an] uncertainty." 30 The fantastic is simply a moment of hesitation in
which a decision is refused in the name of contemplating the differences
between what is--say, the intact laws of nature-and what could be-the new
laws of nature. Todorov's fantastic shares with the medieval category of the
mirabile precisely this necessary moment of unsuspected delay, a moment
that is the very space for the production of the new and the marvelous.
Medieval accounts of the Oriental desert recognize its dangers, its wildness
and unpredictability. 31 One could be attacked at any moment, from all sides, by
blood-thirsty griffins, according to Bishop Haymo of Halberstadt (d. 853). 32
The "sandy sea" is where, in Mandeville's narrative, monstrous "men with
horns upon their heads" dwell, as well as unusual birds: "And there are fowls
also speaking of their own kind, and they will hail men that come through the
deserts, speaking as openly as they were men. These fowls have large tongues
and on either of their feet five nails. And there are others that have but three
nails on either foot, and they speak not so well ne so openly." 33 The Latin text
is more explicit concerning the highest rank of these marvelous birds:
Et quaedam ex istis naturaliter loquuntur verba aut proverbia seu salutationes
in patriae ydyomate, ut evidenter salutes concedant et reddant viatoribus et
nonnunquam debitum iter errantibus per desertum ostendant. 34
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[And some of these naturally speak, words and proverbs or greetings in the
native speech, so that it seems they offer and return hellos to travelers and
sometimes show the right way to wanderers in the desert.]
The voices of the desert creatures lead men astray and mock travelers
who have lost their way. In the Chinese tradition concerning the Gobi
desert, the Lew-Sha (Flowing Sands), deluding voices are likewise associated
with the desert. Ma Twan-Lin describes the two roads that stretch from
China to the west; one is the easy way, the other takes the traveler across
a plain of sand extending for more than one hundred leagues ... .During the
passage of this wilderness you hear sounds, sometimes of singing, sometimes
of wailing; and it has often happened that travelers going aside to see what
these sounds might be have strayed from their course and been entirely lost;
for they are voices of spirits and goblins. 35
Hiuen Tsang, the "Indian Pausanias," on his travels across the desert before
the eighth century, would confirm the effects of demons. He experienced
"visions of troops marching and halting, .... constantly shifting, vanishing,
and reappearing, 'imagery created by demons.' " 36 The hallucinatory terrain
of the desert draws our attention to its function as fantasy realm, as space
like that described by Freud as "a kind of reservation" free from the dictates
of the reality principle. 37 This is the realm of play, experimentation, change,
and the possibility of replacing one reality with another. It is unmistakably
dangerous, but it is first and foremost compelling and seductive. Marco
Polo's journey across the desert brought him into contact with the alluring
force of the desert:
there is a marvellous [sic] thing related of this Desert, which is that when travellers are on the move by night, and one of them chances to lag behind or fall
asleep or the like, when he tries to gain his company again he will hear spirits talking, and will suppose them to be his comrades. Sometimes the spirits
will call him by name; and thus shall a traveller oftentimes be led astray so that
he never finds his party. (1: 197)
In a sense, the desert is where you always stand, where you can be led
astray-say, into idolatry or death-or where you can discover a new
subjectivity. It is the ambivalence itself of the desert that holds out the
possibility of utopic, ecstatic transformation. At the limits of the known,
representations and voices cannot be trusted, and thus the ambivalencethat mixture of fear and attraction-felt toward the alien, the other, can be
momentarily overcome in the act of giving oneself over to the conceptual
ambiguity signified by a phenomenon such as the desert. Richard of
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St. Victor, we recall, notes that "est namque desertum aliud bonum aliud
malum." 38 The radical undecidability contained in the desert signifies its
resistance to perpetuating the Same, just as it signifies that no resistance to
the desert is possible. In the next section, an excursus, I show how this
feeling of passivity in the face of the radically possible, the nomadic, was
converted into the activity of looking. An attempt is made to regulate
the desert's spatial projection of the multiplicity of detours, displacements,
and lines of flight along which the subject constitutes itself. This occurs
as the utopic project ofPrester John becomes increasingly politicized, from
the late Middle Ages and into the Renaissance, as a way of legitimizing
monarchic power.
Excursus: Mirror and Monarchical Vision in
Prester John's Kingdom
One image crossed the many-headed, sat
Under the tropic shade, grew round and slow
No Hamlet thin from eating flies, a fat
Dreamer of the Middle Ages. Empty eyeballs knew
That knowledge increases unreality, that
Mirror on mirror mirrored is all the show.
-William ButlerYeats39
if we try to examine the mirror in itself we discover in the end nothing but things upon it.lf we
want to grasp the things we finally get hold of nothing but the mirror.-This, in the most general
terms, is the history of knowledge.
-Friedrich Nietzsche 40
In her seminal essay "Backgrounds of the Title Speculum in Mediaeval
Literature" (1954), Sister Ritamary Bradley traced the range of significance
of the word speculum, revealing it to be the center of a historically consistent
set of meanings from Augustine to Alan ofLille to late-medieval writers. 41
Her essay, like the paradoxes of Yeats and Nietzsche, reminds us that the
mirror is always both literal and figurative, a material and metaphorical
construct whose existence depends upon the objects it reflects. Mirrors
never merely show us the world as it is, but indicate, like the mirror of
Holy Scripture, the world to come, the world as it could be. In the mirror
is everything refracted, reflected, telescoped, perspectivized, fragmented,
exposed, revealed. Mirrors, we know, have a lot in common with the
doublings and multivocalities inherent in fictionality. "Languages of
heteroglossia," Mikhail Bakhtin declares, "like mirrors that face each other,
each reflecting in its own way a piece, a tiny corner of the world, force us
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to guess at and grasp for a world behind their mutually reflecting aspects
that is broader, more multi-leveled, containing more and varied horizons
than would be available to a single language or a single mirror." 42 This
ineradicable multiplicity marking fictionality provides what Wolfgang Iser
dubbed its "operational power." This operational power of fictionality-in
the active sense of the Latin fictio, a fashioning, a construction or architecture-will be my focus as I try to suggest one of the ways space, seeing, fictioning,
and power are bound up with one another. The problem of seeing and power
in the medieval Latin and French Letter cif Prester john is powerfully located
in terms of the fantasy structure of the mirror, a device that links processes
of identification, representation, and othering to what might be called the
making of identities. What becomes visible in the image of the mirror then
is the subject's own uncertain relation to the intricated matters of representation and self-representation, of seeing and seeing oneself as another. 43
But such a fantasmatics of seeing and power does not necessarily begin
with Lacan and his mirror stage or with Bentham and Foucault and their
Panopticon; instead, the fantasy of surveillance makes its appearance in the
West in an Arabic history written by Ibn Chordadbeh in the last quarter of
the ninth century. Ibn Chordadbeh was the first to mention the mirror high
atop Pharos, the Alexandrian tower that served both as a beacon for ships in
the Mediterranean and as a reconnaissance device, able to survey, the historian tells us, the entire sea to Constantinople, spying ships at three-day's
journey. 44 Made of Chinese iron, the mirror enabled the Egyptian Arabs to
keep close watch on their enemies, the Greeks. For several Arab writers, the
mirror was one of the four Wonders of the World: its optical technology
provided incredible powers of intelligence gathering and, as an incendiary
instrument of the kind Roger Bacon was later to recommend for use
against the Muslims, it provided the firepower to burn enemy ships as they
approached port. 45 Though they differ in narrative details, the histories and
geographies are univocal concerning the incident of the mirror's destruction by the treachery of the Greeks. Benjamin of Tudela, for example,
recounts how Theodoros, a Greek captain, brought gifts for the Egyptian
king and, having achieved friendly terms with the lighthouse keeper, threw
a great banquet where he got the keeper and all his men drunk. Theodoros
smashed the mirror and departed, thus restoring Greek sovereignty over the
Egyptians. 46 Stories of the mirror's destruction dramatize the fragility of
power tied to an architecture of seeing. 47 The collapse of the state is imminent when the universal gaze is obscured.
Curiously, medieval historians and geographers were quicker than modern
ones to dismiss stories of the mirror and its wondrous powers. While, for
instance, Ibn Hauqal and Leo Africanus declare the mirror tower an absurd
and foolish tale "likely only to convince children," 48 modern scholars like
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95
Hermann Thiersch and A. Hilka suggest that the mirror is not pure fantasy,
that it was the product of Hellenistic optical knowledge as employed by the
Alexandrian academy. 49 However, to separate utterly the fictional from the
real risks ignoring the degree to which, in the Middle Ages, these two
categories of experience and knowledge were deeply imbricated. Indeed, it
is precisely the fictional status of the mirror as focus for the exercise of
power and simultaneously for the registration of knowledge that accounts
for what can only be called a deep fascination with mirrors and optical
imagery in the Middle Ages.
Mirrors construct, or "fiction," the universe. They mark a transition from
a society of spectacle like that of antiquity to a society of surveillance. If the
architecture of antiquity-its temples, theaters, circuses-and its social
formations-its public life, festival, and community-both reflect and produce a society organized such that a multitude has the ability to see a small
number of objects, then the architecture of the Middle Ages and modernity
procures for a small number an instantaneous vision of the multitude. The
Gothic Cathedral reverses the spectacle by strictly regulating the relations
between worshipper and divine order and between private individual and
state. For the religious, the Gothic, as a model of the vast universe, functions
anagogically, its geometric proportion, immensity, and abundant light
calculated to lead the mind from an immersion in the world of appearances
to the contemplation of the divine. We know Suger of St. Denis, the first
"architect" of the Gothic, saw his abbey as the embodiment of powerful
political and religious visions in the tradition of the chanson de gestes PseudoTurpin and the Descriptio qualiter Karolus, popular poems emphasizing a
strong bond between church and state. The abbey of St. Denis, as a center
of pilgrimage, embodied a transcendental vision of twelfth-century France's
spiritual center, a center ideally immune to feudal breakdown.
Indeed, the mutation of the antique society of the spectacle into the
more modern surveillant or "control" society crucially depended upon
technologies of the visual and, as I suggest, upon the organization of spatial
relations to the nomadic other. At the crossroads of these two societies is the
Letter of Prester John, a document that contains and works through at many
different levels the tension between spectacle and surveillance. To the
internecine strife characteristic of the twelfth-century political environment,
the figure of Prester John offers an alternative: a society under the control
of a Priest-King, who alone, in Georges Dumezil's famous formulation, acts
as the mythic guarantor of the order of things .Yet this concentrated projection of the desires and reactions of the social body onto one person
obviously must result in an ambiguous situation, a situation analogous to
the order of sacred things in general: objects, like the lower jaw of Saint
Eobanus, functioning at once as spectacular, mobile fragments manifesting
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power and as singular relics that find their proper value and efficacy only on
the condition that organic unity and totality retreat. Sacred things, according
to Jean-Clet Martin, are not "conceived on the basis of a lost unity or a
concealed totality"; they are "perfectly autonomous elements with no link
to the whole from which they were removed." 50 Any reader of the Letter
will immediately notice that the text is nothing other than a long inventory
or catalogue of the individual marvels to be found in Prester John's utopic
kingdom (I treat this feature of the Letter in chapter 5). The reader is offered
a strange world of plenitude and multiplicity to survey, space organized as a
realm of objects to be marveled at and wished for. A principle of accumulation thus organizes this open-ended text; indeed, by the time it underwent
five major interpolations from about 1190 to the late thirteenth century,
and eventually became around 1488 one of the earliest French printed
books, the Letter was indistinguishable from a kind of nonallegorical
bestiary chock-full of marvelous creatures.
Despite the effects of accumulation and translation, with the Letter
gaining in simplicity and appeal, one element would endure essentially
unchanged: the fabulous thirteen-story tower, constructed upon a single
column and a series ofbases and columns which reach, by a factor of two,
sixty-four in number and then are divided by a factor of two until returning to a single column atop of which is a magical mirror, so the tower
looks like an inverted pyramid with another pyramid resting on its base.
The Latin text continues:"Indeed at the top of the uppermost column there
is a mirror, consecrated by such art that all machinations and all things
which happen for and against us in the adjacent provinces subject to us
are most clearly seen and known by the onlookers. [72.] Moreover it is
guarded by twelve thousand soldiers in the daytime just as at night, so that
it may not, by some chance or accident, be broken or thrown down."
Adjacent to Prester John's palace, the tower becomes a dominating center
organizing the space around it through the effect of a gaze. It responds to
the nomadic invasion of Islam by being itself a permanent invasion,
employing the speed of magnifying vision to cause distances to approach
and collapse: "objects in mirror are closer than they appear." In the French
verse text we are told that "never was there so far off a country I from
where a war was launched I or sneak attack made by any people I that we
would not see it immediately." 51 The optical technology mirrors the
nomad so effectively as to immobilize, by spatializing and observing, the
Muslim invader. Prester John's panoptical gaze masters the forces, such as
invading armies and revolutionary movements, that establish horizontal
conjunctions. As a disciplinary force, the mirror "oppose[s] to the intrinsic
adverse force of multiplicity," or nomadism, "the technique of the continuous, individualizing pyramid." 52
DESERT ECSTASIES
97
The mirror is, then, also a sacred center, an emblem of sacral power and
social privilege tied to viewpoint, to the place of the beholder or tower's
master who is metonymically the master of the world. The mirror's look
masters space, unifies and stabilizes the imperium such that, as the Letter
repeatedly affirms, "there is no division among us." Prester John's existence
is founded in God's will as a source of justice, power, and law; the mirror
structures monarchical power whose perfect image is the summit of a
pyramid with an apex that functions, to borrow Foucault's terms, as "the
'source' or 'principle' from which all power derives as though from a
luminous focus." 53
Recalling that Prester John functions as the mythic guarantor of the order
of things, I now want to suggest that he does so only by remaining at the
juncture of the spectacular and the surveillant. The Letter describes the PriestKing as a central point surrounded by the splendor of sovereignty. Yet Prester
John both merges with the trappings of his pomp to become himself a spectacular manifestation of power, a spectacle among spectacles, and he looms
over everything, exercising a single gaze that organizes from above the spatial
relations of the social body. While his own spectacular physical and material
presence merges with the field of his extraordinary possessions, as the body of
the king becomes the body of the marvel, Prester John is at the same time elevated to the lofty position of the imperial eye ordering the space around it.
Relations of sovereignty are replaced by relations of discipline as the locus of
power shifts from the person of the king to the spatial relations of the social
body. This shift, or oscillation, from one position of authority to the other is
made possible only by the dialectical structuring of the mirror whose gaze
always works two ways: inwardly, to provide a vision of an immediate political or social array and outwardly, to provide the vision of a mediated political
space tied to the projection of a fictional or historical other. In the later
French versions, the power of Prester John's mirror rests as much upon its
ability to see everything as upon its ability to be seen by everybody from everywhere: "li mireur est bien assis mult loinz veii par le pais" [11. 835-36; the
mirror is well situated to be seen from a great distance throughout the country].
Prester John's anti-nomadic physics of power depends upon the arrangement
of an alterity that stops, so to speak, to recognize itself in the mirror. This
scopic regime, with Prester John at its center, succeeds in making all Christian
lands and holy places converge and resonate around the center. At once
religious and secular, this despotism is a center of significance whose radiance
causes the stratification of all barbaric invasions. Prester John's architecture of
power also brings about the reterritorialization of every smooth surface and
desert space suited for the wandering gliding of the nomad.
The anatomy of power in the late Middle Ages is, I submit, tied to the
creation of a perceptual or optic space intolerant of the nomadic other. The
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competing tendencies toward spectacle and surveillance are dramatized in
the transition from late-medieval to Renaissance painting. The Letter
enfolds these tendencies and reveals a dynamic of perspective latent in latemedieval optics and painting. Remarkable in works such as Giotto's
"Expulsion of the Demons of Arezzo" and Cimabue's "St. Peter Healing
the Lame" of the late thirteenth century are their panoptical Orientations.
The buildings recede, not toward the center, but away from it, with the
consequence that the eye, instead of being drawn toward the middle of
the composition by the orthogonals, or receding lines, is fixed there by the
verticals lying parallel to the surface. The tendency is to read these paintings
in the opposite way to that of a typical Renaissance painting that draws
attention inward from all sides, as in the Montefeltro Altarpiece of Piero
della Francesca. In the Giotto and Cimabue paintings I mentioned, the gaze
moves from the center outward, much as the real world is scanned by
turning the head from side to side away from the norm or central axis
represented by a straight ahead look. This is a vision of the world from the
center of things, society organized as a spectacle that refuses to conform
with vision represented by a single focused glance. 54 This is the world of the
nomad, the mobile and multiple whose gaze travels over the surfaces receding
outward from the fixed center. It is, at any rate, a world made available to all
observers, to all members-potential and actual-of the community who
are offered the possibility of identifYing their belonging to this social space,
as though they were the central observer. 55
An orderly universe ultimately under the single eye of the monarch
would emerge in pictorial representations of the early fifteenth century.
Brunelleschi is most often credited with developing the first complete,
focused system of perspective with mathematically regular dimensions
toward a fixed vanishing point. This fixed vanishing point, this all-important
center of attention, directly controlled the onlooker's position in relation to
the pictured scene, both in distance and direction. Paintings would be
visualized using a peephole to ensure the monocularity of vision required
to produce a surface as seen from a single viewpoint set at a particular
distance. These two principles-the coincidence of observer and painted
viewpoint and the singleness of the vanishing viewpoint-comprised a
metaphysical program for the organization of the visual and the social.
Alberti's treatise on the visual arts, De pictura (1435), codified the rules for a
perspectival construction that placed the viewer and what he termed the
historia, or emotive action, of the painting in the same spatial continuum.
The beholder's eye and the surfaces of the world were to be connected by
means of a pyramid of rays, whose apex resided in the eye, whose sides were
the visual rays going out to the surface forming the pyramid's base. The
image of the pyramid concretizes the power relations underpinning any
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99
system of surveillance. The apex of the pyramid marks the site of the singular
observer who takes command of the perceptual field by taking possession
of its dimensions, which the observer himself generates.
Alberti's De pictura elaborated the new role of the spectator in relation to
the picture or historia in terms that reflected not just a growing humanism,
but an emergent political order based upon the Protagorean notion that
man is the measure of this new world. The social and political combined
with the aesthetic to emerge as the center of a new architecture of power.
"The virtues of painting," writes Alberti," are that its masters see their works
admired and feel themselves to be almost like the prince and Creator
[principe et deo se paene simillimus esse intelligent]." 56 Painter, beholder,
prince, and God collapse powerfully into a new figure whose chief task it
seems is to regulate the nomadic other. Optical geometries and hierarchical
ordering would lend to this new figure, whose gaze is unwavering, the
power to see everything and to make the world transparent, that is, clear and
distinct, to monocular vision. Alberti will stress in his treatise that the first
thing that gives pleasure in a historia is plentiful variety. But, he cautions,
this perceptual wealth must not be haphazard, unsystematic, unrestrained, or
nomadic: "I disapprove of painters who, in their desire to appear rich or to
leave no space empty, follow no system of composition, but scatter everything about in random confusion with the result that their historia does not
appear to be doing anything but merely to be in a wandering turmoil
[sed vagari tumultuare historia videtur]" (p. 79). The architectural view from the
school of Piero della Francesca, with its dramatic orthogonals leading
the eye toward a focal point lying in space beyond the buildings, illustrates
the kind of painting Alberti would have approved of. Alberti would have
found the painting dignified in its establishment of a world of restraint and
measure, in its unified, striated organization of space. A paradigm of
sociopolitical space, of Alberti's costruzione legittima, this painting embodies
the fantasy of subjection by striation, of power through fixation and illumination. Along the line of fixative sight, anti-nomadic power is deployed.
The Letter of Prester John and Alberti's De pictura together figure a new
kind of space called into being by the nomadic other. They might be said to
orient the Orient. I have stressed the relays between medieval and
Renaissance architectures of power in order to begin to map the fantasmatics of space and vision at work in these control structures. 57 In order to
understand the Orient as other, in the mirror of the same, we must broach
the problem of seeing and power as it is made visible in architectural and
spatial realities, constructs, and metaphors.
PART THREE
THE STRUCTURE OF ALTERITY
CHAPTER 5
THE MARVEL AND THE LIST
T
his chapter and chapter 6 treat medieval writing, principally the Letter
of Prester john, in relation to three generic modalities: the fictional
epistola, the list or montage, and the travel narrative. All three genres are
particularly well suited for handling the complexities of relations between
self and other that arise when such literature attempts to deal with alternative realities. This chapter aims at explaining the mechanics of these genres,
how they do the work of both keeping alive the reader's interest and, more
crucially, instilling in the reader the desire for an alternative reality.
I begin with a brief discussion of fictional letters, and, by focusing on
wonder-letters, lay bare the special way that these documents structure the
reader's suspension of disbelief. Wonder-letters provoke the reader to invest
in a new kind of reality, one that is future oriented, open, and utopic, rather
than static, locative, and closed. The centrifugal force of wonder-letters
derives from the way they put forward certain arguments about reality.
Here, I borrow from documentary film theory the notion of making an
argument about reality, an argument aimed not at faithfully describing
reality, as if by holding a mirror up to it, but at persuading someone
that the reality being presented is in fact deeply conditioned by ideological effects. Wonder-letters dramatize this gap between realities-the one
you know and the one you think you know-in order to set up the contrast between this world now and a possible one to come. Readers get
caught in this gap, I suggest, when they necessarily become fascinated with
disjunction itself. By suspending the reader between two realities, the
letters generate a new level of reality prescribed for cultural and individual
transformation.
Parts of chapter 5 previously appeared as "The Pathogenesis of Medieval History;• by Michael
Uebel, from Texas Studies in Literature and Language 44. 1, pp. 47--65. Copyright© 2002 by the
University of Texas Press. AI! rights reserved.
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turn then to miribilia lists as the chief mode by which readers are
momentarily captivated in the interspace held open by a dual focus upon
local facts or bits of knowledge (res) and more general, even allegorical,
meanings. I concentrate on the list's didactic function in order to suggest that
its cultural value has less to do with preserving knowledge as some recyclable
content than with systematizing knowledge as a collection of useless fragments. In their awkward juncture, in the full shock of their incongruity, the
fragments acquire utopic value that is not, however, to be derived from any
conscious effort on the part of the reader to assimilate them into a coherent,
meaningful whole.
Lists deny readers the pleasure of final meaning or utopian significance
in order precisely to confer upon them pleasure itself in the form of desire.
This chapter hinges on a reading of utopia as a social formation founded on
loss, an absence that instills in the reader the desire to search for something
to replace or exceed the original missing object. Nowhere is this desire
stronger than in the interspace of ritual and pilgrimage. I read the story of
the coffin of St. Thomas in terms of its instantiating a desire to reconcile
same with other, local with distant, and present with future. From this case,
I develop a theory of identity that I term "serial genealogy." The problem
before me is how to ground an approach to self-other relations in history at
those moments when the other resembles the same so closely that the gap
between the two terms appears seamless. I put to use the Derridean concept
of originary delay to show how in such moments the self undergoes radical
refiguration as a point in a series of proximate identities, a point whose
meaning is thrown into question by the other, to the extent that the original self is rendered anxious, on the move toward an alternative reality.
Anxiety propels movement, and so I turn to the genre of the travel
narrative in chapter 6 to uncover the way that identity is figured there as an
anxious process, an excited trajectory. The work of travel has everything to
do with utopic movement-both appear structured by anxious desire and
both are deeply implicated in the narrative structure of what I term "the
moving image." The very flow of images in the Letter of Prester john installs
the wish to reconstitute, by moving through them, the ruins oflocal bits of
historical memory (what will be reanimated by the utopic drive). I draw
upon psychoanalytic theory from here out because it most powerfully
furnishes a way of talking about the core of fantasy involved in myths
calculated to direct a reader to another space of thinking and acting.
Chapter 6 builds to a discussion of the ideological value of the flow of
images found in the list structure, a flow bearing genetic resemblance to
filmic montage. I reframe the list in terms of the imaginary relations it
produces and into which readers are interpellated. The montage, the theory
of which I borrow from Eisenstein's famous "agit cinema," activates
THE MARVEL AND THE LIST
105
self-analysis leading to self-transformation. In film theory, I would argue, we
find the clearest articulation of the forms such self-analysis can take. Just as
the film viewer is placed by the film and the act of spectation itself into new
and multiple relations to the film, the reader of the utopic text is stimulated
to leave the close comfort offamiliarity for the provocative alien, the ungraspable that leads, even seduces, the reader forward to the discovery of the
new and better.
Medieval Letters and the Real
Charles-Victor Langlois's pronouncement that "the most precious documents
for a history of the Middle Ages are letters" 1 not only draws attention to the
neglected study and broad significance of medieval epistolography but, for
our purposes, prompts an investigation of the specific ways in which letters,
like the Letter of Prester John, actually construct and represent history in/ of
the Middle Ages. Medieval letters, as "self-conscious, quasi-public literary
documents, often written with an eye to future collection and publication,"2 share with medieval historical writing a concern for conserving the
past for the present, or more precisely, for historicizing the past in the
present. Letters, like histories, work to bring the past into the present, to
collapse the distance between historical alterity and present reality, to ensure
continuity between two temporal realities. Furthermore, both the epistolary
and historical genres provide discursive frameworks for imaginatively appropriating otherness-such as the "distant" past, Saracen history, or marvels
of the East-for the fundamental purposes of self-knowledge and selfcreation. Letters, though, are especially revealing of this play of self and
other, writer's world and recipient's world, that necessarily inheres in the
distances between the two, in what scholars of epistolography call the
epistolary situation. 3 Accordingly, letters issue from a desire to bridge spatial
as well as temporal gaps. They clearly dramatize what I shall call the dialectics of presence and absence underwriting fictional responses to otherness
in the Middle Ages.
Throughout the Middle Ages, fictional letters, documents not intended
to be sent but nonetheless understood as letters conforming to basic rules
of the artes dictaminis, enjoyed widespread and steady circulation. These
fictional letters often blurred the generic boundary lines between history
(an account of the reality of past events) and literature (imaginative re-creations
of such events). 4 So, for example, the immensely popular Epistola Alexandri
ad Aristotelem, known in England as early as the eighth or ninth century,
describes the natural wonders of the East against the historical and geographical background, however fuzzy, ofAlexander's military campaigns in India. 5
The Epistola functions, in Roland Barthes's terms, as "an effect of the real,"
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making of history a referential system dependent upon mythic, legendary,
and fictional details that combine with and ultimately displace historical
reality. 6 Other popular letters achieve "reality effects" by purporting to be
sent by such suprahistorical figures as Christ, the Devil, and the Virgin for
the purpose of instructing, warning, or disciplining wayward clergy. 7 Still
others, sometimes despite knowledge of their fictional status, were instrumental in political negotiations and crusading propaganda. 8 Like the Epistola
Alexandri ad Aristotelem, these letters foreground an argument, 9 usually
authorized by an extraordinary figure, about the everyday historical world
itself, an argument that depends upon contrasting a world with the world,
the supramundane with the mundane. Perhaps most striking about such
letters, then, are ways they dramatize and attempt to bridge the gap between
two disparate realities, the world in which we live and the world in which
we may imagine living.
The letter form encourages, therefore, not a resolution of tension or a
synthesis of opposites in the gap it opens up between two realities, but
rather a fascination with disjunction itself, the oscillation between two
worlds, one familiar and one strange. The letter offers knowledge of an
other, but does so only within a structure amounting to a paradox. This is
the case since, as Bill Nichols puts it, a reader "caught within oscillations of
the familiar and the strange ... acquire[s] a fascination with this oscillation
per se, which leads to a deferment of the completion of knowledge in favor
of the perpetuation of the preconditions for this fascination." 1 Complete
knowledge is thus always elusive, illusory because it is intrinsically allusive.
What a letter withholds, allusively gestures toward, becomes finally as interesting as what it reveals; or, to put it another way, what maintains interest is
precisely the play of withholding and revelation. That such play and contradiction, then, should trouble the rationalistic minds of churchmen like
Guibert of N ogent is not surprising. In De virginitate, 11 Guibert implicitly
criticizes the confusions and inconsistencies in the alleged correspondence
ofJesus and Abgar, an apocryphal epistolary exchange included in Eusebius
of Caesara's Ecclesiastical History, and which enjoyed immense independent
circulation in late-antique and medieval culture, and was even said to have
an apotropaic function. 12
In part, Guibert's discomfort with the contradictions of such epistolary
documents is a register of our own uneasiness with the whole tradition of
fictional letters in the Middle Ages forming a context for the most popular
letter of them all, the Letter of PresterJohn. This tradition includes, in addition
to the fictional epistles I have briefly mentioned, wonder-letters such as the
letter of Pharasmanes (or Fermes) to Hadrian, 13 the letter of Premo to
Trajan, 14 the Collatio Alexandri cum Dindimo per litteras facta, 15 the letters of
Alexander to his mother Olympias, 16 and the letter in Sindbad's sixth
°
THE MARVEL AND THE LIST
107
voyageYWhat I have labeled an "uneasiness" with such wonder-documents
issues from the interpretative challenges posed by their"grotesque actuality," 18
that is, as Mary Campbell has characterized them, their images ofhybridity,
inversion, disorder, and the paratactic organization of these same images-all
of which subvert critical taxonomy. But, as Campbell shows, even such
grotesque actuality can be tamed by allegorization or organized by science.
Wonder-letters, like the monster and Marvels of the East traditions I
discussed in chapter 1, structure a rhythm oscillating between the symbolic
or allegorical and the actual or phenomenal. Guibert of Nogent, it seems,
did not tolerate the simultaneous presence of the symbolic and the historical in the letters of Jesus and Abgar, so he reinterpreted them, confidently
dismissing their historical reality and symbolic meaning.
If the central problem-for Guibert, for medieval as well as modern
readers-posed by such letters is the relation or comparison between two
realities, then does it matter if this dyad is synthesized, this conflict resolved?
I would suggest, with Campbell, that it matters little. "The point," as she
puts it, "is only that we are here confronted with an ontological order
somewhere between the symbolic and the actual-a level of reality that
resolves the confusion we began with. We might call it 'minimum reality,' an
order in which [realities] can be conceived that exist only for the usespsychological, theological, material-to which others can put them." 19 So,
for example, Alexander's epistolary exchanges with Dindimus, king of the
Gymnosophistae or Brahmans of India, contrasting the nefarious, materialistic civilization of the Greeks with the simple, ascetic lives of the Indian
sages-letters either of Cynic origin or a response to Alexander's Cynic
opponents 20-served later purposes of extolling Christian asceticism, while
always pointing out, as such Renaissance images of the "noble savage" did,
the shortcomings of contemporary Western society and belief structures. To
put the matter simply, the Brahmans existed only for the ideological uses to
which the West put them. They must be actual only as the material or imagistic vehicles for a specific ideology; they have historical reality insofar as
they have symbolic or representative value.
Given this double structure of responses to the wonder-letters, as
depositories of local wonders and of generalized truths, the uneasiness
toward such documents is perhaps only disguised pleasure, a special kind of
enjoyment in the ways that reality per se seems to give way to impressions
of reality. That is, wonder-letters invoke two kinds of reader expectations:
those associated with fiction and those with realism. While, as categories,
these genres and the "horizon of expectations" they construct do not
inform the medieval reader's understanding and recognition of narrative
structures, they nevertheless structure the methods by which a reader
processed information conveyed by these documents of alterity. The
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ECSTATIC TRANSFORMATION
conventions of fictional letters, which as I have suggested share the generic
trait of positing an alternative, often superior, world or worldview, issue in
what I will call "allegorical pleasure":
We settle into a distinct mode of engagement in which the fictional game
calling for the suspension of disbelief ("I know this is a fiction, but I will
believe it all the same," a continual oscillation between "Yes, this is true.'' and
"No, it is not") transforms into the activation of belief ("This is how the
world is, but still, it could be otherwise"). Our oscillation now swings between
a recognition ofhistorical reality and the recognition of an argument about it. 21
In recognizing that what matters is not historical reality but our impression
of it, we arrive at the possibility of transforming that historical reality into
something else, something other. The oscillations underwriting any encounter
with otherness become productive only when local acknowledgments of
how the world is, or appears to be, become global configurations of a society
transformed. Allegorical pleasure is delight in the possibility of a future
transformed and in the process of transformation itself (precisely in the
process of" speaking in other terms" [Gr. allegorein]). Nowhere is this pleasure
stronger than in utopic documents such as the Letter of Prester John.
Fictional letters illustrate perhaps more transparently than other
narrative structures the mechanisms by which reality is set against and
transformed into its other. "The essence of the epistolary genre," writes
Giles Constable, "both in Antiquity and the Middle Ages, was not whether
a letter was actually sent but whether it performed a representative function.'' 22
The reality of the letter-its origin, destination, and factual content-was
secondary to the performative role it played, to its representational function
as process or act. This subordination of the constative to the performative
has far-reaching implications for the ways that the Real is configured in
such letters. For if, to follow Fredric Jameson,
we try to accustom ourselves to thinking of the narrative text as a process
whereby something is done to the Real, whereby operations are performed
on it and it is one way or another "managed" (Norman Holland) or indeed
"neutralized.'' or under other circumstances articulated and brought to heightened consciousness, then clearly we will have to begin to think of the Real,
not as something outside of the work, of which the latter stands as an image
or makes a representation, but rather as something borne within and vehiculated by the text itself, interiorized in its very fabric in order to provide the
stuff and the raw material on which the textual operation must work. 23
Letters offer an understanding of reality only as something acted upon by
epistolary constraints, as something manipulated by the continual flux of
THE MARVEL AND THE LIST
109
sameness and otherness, presence and absence, that creates the space for
managing or neutralizing the Real. In the gap that the letter opens up
between two realities, the letter acquires its force as a mediator and transformer of the Real. Such mediation and transformation take place across a
field of dialogue, space linking two interlocutors. Antique and medieval
theories of the epistolary genre invariably regarded the letter as one-half of
a complete dialogue, enacting an ersatz encounter or speech between
sender and addressee. Ambrose, for example, claimed that "the epistolary
genre [genus] was devised in order that someone may speak to us when we
are absent." 24 The letter was thought of as a presence bifore-in both the
temporal and spatial senses, to proceed and in front of or facing-an
absence. Similarly, medieval masters of ars dictaminis defined the letter as
"sermo absentium quasi inter presentes" and "acsi ore ad os et presens." 25
This concept of the letter as "sermo absentium" [absent conversation]
affirmed the impossibility of unifying, either temporally or spatially, two disparate world(view)s, but nonetheless suppressed the disruption of distance.
The concept guarantees the duality of presence and distance: if the letter is
meant to be a presence facing an absence, a deferred presence, then certainly
the opposite, too, obtains, where the letter is only an absence (or, more properly, the marker of absence) for a presence (the reader or addressee).
The effect created by this quasi dialogue affirming simultaneous
presence and absence is never wholly a source of confusion or of a breakdown in communication. Instead, the irony of coming into the presence of
the other in order to certify difference or absence seems, to judge by the
centrality of the so-called arrival scene in traditional ethnographic representations, in fact to offer an impression of authenticity and unity. 26 Literal
arrival scenes-for example, Marco Polo at the court of the great Khan or,
for that matter, anthropologist Raymond Firth in Polynesia-establish the
trustworthiness or truth-value of the observer's descriptio on the premise of
"You are there because I was there.'on Proximity to and dialogue with the
other, living in the midst of the exotic and participating in alien cultures,
make unity imaginable, while, as this passage from the Cotton version of
Mandeville's Travels underscores, always rendering such engagements deeply
problematic.
And all be it pat sum men wil not trow me, but holden it for fable to tellen
hem the no bless of his persone & of his estate & of his court & of the gret
multytude offolk pat he holt, natheles I schall seye 30u A partye of him & his
folk, after pat I haue seen the manere & the ordynance full many a tyme.And
whoso pat wole may !eve me 3if he will, And whoso will not may leue also.
For I wot wei 3if ony man hath ben in tho contrees be 3onde, pough he haue
not ben in the place where the grete Chane duelleth, he schall here speke of
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him so meche merueylouse thing, that he schall not trowe it lighdy; And
treuly no more did I myself til I saugh it. And po pat han ben in po contrees
& in the gret Canes houshold knowen wei pat I seye soth. And perfore I will
not spare for hem that knowe not ne beleue not but pat pei seen for to tell
you a partie of him & of his estate that he holt whan he goth from contree
to contree & whan he rnaketh solempne festes. 28
An anxiety subtends Mandeville's personal report of the Great Khan's
court, a sense that the subjectivity demanded of eye-witness reporting
impairs the material realities of encounter itself.2 9 Mandeville's drive to
create an impression that he was really there and that his words are to be
trusted predictably meets the skepticism of those who were not really there.
Mandeville's suspicion that some of his readers will have chosen not to
suspend their disbelief issues from his awareness that a fuller, subjective
account of the "practices of everyday life" is missing from his narrative. Lost
in the gaps between the grand items on lists of subjects to be described
("the nobless of[ the gret Canes] persone & ofhis estate & ofhis court & of
the gret multytude of folk that he holt"; "his estate that he holt whan he
goth from contree to contree & whan he maketh solempne festes") is the
webbing of subjective experience, "spoken from a moving position already
within or down in the middle of things, looking and being looked at,
talking and being talked at." 30 As participant-observer-as traveler par
excellence-Mandeville is ineluctably suspended between two relations
toward the otherness he wishes to describe: interactive subjectivity ("this is
the way things were because I was present") and detached objectivity ("this
is the way things are regardless of my presence").The gap between these two
speech positions, obviously as much temporal as it is spatial, again brings
before us the duality of presence and absence underlying discourse on
otherness.
But the more basic point is that Mandeville really does care if he is
believed or not, or more precisely, if his readers "holden it for fable" all the
wonders he has reported. Mandeville's concern is not whether readers
finally believe he is the traveler he claims, but whether they believe that all
these points of travel may actually exist, that this itinerary of marvels is a
possible one. Now subjectivity can give way to objectivity; in fact it must if
readers are to transform their suspension of disbelief into active belief, if
readers are to grasp "the utopian moment of travel." This moment arises, as
Stephen Greenblatt puts it so nicely, "when you realize that what seems
most unattainably marvelous, most desirable, is what you almost already
have, what you could have-if you could only strip away the banality and
corruption of the everyday-at home." 31 The authorial desire to be believed
in this special way seems to lie at the heart of medieval mirabilia-texts. For if
THE MARVEL AND THE LIST
111
critical opinions of Mandeville, past or present, are limited to labeling him
a "steady liar" writing in "brazen bad faith," 32 then dialogue with his readers
fails: why should the reader continue to absorb the information contained
in the lists and series of marvels, contemplate their meaning, believe in their
utopic possibilities? After all, a medieval reader with access to Odoric of
Pordenone's Itinerarius, the Alexander romances, the Letter of Prester John, or
Vincent of Beauvais's Speculum historialelnaturale could readily satisfy his
thirst for mirabilia by turning to these texts, Mandeville's own source material. The existence of codices such as the deluxe late-fourteenth-century
Livre des Merveilles (Bibliotheque Nationale MS fran<;:ais 2810), containing a
vast assortment of mirabilia-texts including the Travels, the Livre de l'estat du
grant Caan of Jean de Cori, and half a dozen other sources Mandeville
plagiarized, 33 suggests finally that, as Alan Gaylord writes, "the medieval
reader entertained a somewhat different opinion on the question of truthclaims."34 A medieval reader expected something different when he encountered the volatile mixture of common and arcane knowledge, traces of
half-true and misunderstood phenomena, verifiable facts and pure myth.
He expected to have his curiosity held, his fascination suspended in the
fluctuating rhythms of familiarity and strangeness, and, through these, his
world transformed.
Knowing Strangeness: Marvels and Lists
That such codices and Mandeville's own book conveniently packaged
strange marvels for a perennially curious readership does itself little to
explain the immense popularity of these texts. Instead, their appeal resides
in the way these mirabilia-texts structure a captivating oscillation between
subjectivity and objectivity, control and estrangement, holding reading interest
within a structured paradox:
We want to know and yet not know completely. We seek to make the strange
known, or, more precisely, to know strangeness. We want to know it but know
it as strangeness as such, to know that by being beheld as strange, it continues
to elude full comprehension. The motivating force of curiosity persists,
conserving the strangeness of what we seek to know. 35
Mandeville's book thus shares with wonder-letters a tendency to list
marvels, to compile or enumerate, through detached objectivity, individual
wonders whose aggregate effect is that of a desire for more. For the reader,
the enjoyment of imaginatively extending the list, or having it extended for
him or her, comes at the expense of relating to the subjective experience
that organized those marvels into a list in the first place. Mandeville's appeal
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derives, then, more from his self-effacing function as a transmitter of the
richness of alien culture than from his role as traveler fashioning a narrative
out of his personal experiences. Yet, as we saw, Mandeville's attempt to
mitigate some of the anguish of this contradiction surfaces in moments of
self-reflexive speculation on the truth-claims ofhis narrative, when he inserts
into the wonder-descriptions his reflections on the authority of subjective
experience out of which the wonders are generated.
Such self-reflections on the project of enumerating wonders are not
uncommon in the medieval literatures of mirabilia, an encyclopedic tradition
heavily indebted to Pliny's Naturalis Historia, especially to its seventh book
containing an account of Eastern marvels, which is in fact the longest of
extant wonder-lists?6 In this book, Pliny prefaces his list with an admission
that, in treating the world in its parts (e.g., "gentes, maria, ±lumina insignia,
insulae, urbes"), specifYing the nature of animals alone is beyond the capacity of the human mind: "Animantium in eodem natura nullius prope partis
contemplatione minor est, etsi ne hie quidem omnia exsequi humanus
animus queat" (7.1.1). But it is the almost infinite diversity of humanity-its
innumerable races and customs-that especially defies specification. So Pliny
opts not to describe all races and nations, instead just those marvelous ones
far from the Mediterranean basin, in the wondrous East:
Neque enim ritus moresque nunc tractabimus innumeros ac totidem paene
quot sunt coetus hominum; quaedam tamen haud omittenda duco, maximeque
longius ab mari degentium, in quibus prodigiosa aliqua et incredibilia multis
visum iri haud dubito. quis enim Aethiopas antequam cerneret credidit? aut
quid non miraculo est cum primum in notitiam venit? quam multa fieri non
posse priusquam sunt facta iudicantur? naturae vero rerum vis atque maiestas
in omnibus momentis fide caret si quis modo partes eius ac non totam
complectatur animo. (7.1.6-7)
[Nor will we now deal with manners and customs which are beyond counting
and almost as numerous as the groups of mankind; yet there are some that I
think ought not to be omitted, and especially those living more remote from
the sea; some things among which I do not doubt will appear too portentous
and incredible to many. For whoever believed in the Ethiopians before seeing
them? Or what is not deemed miraculous when first it comes into knowledge? How many things are judged impossible before they actually occur?
Indeed the power and majesty of all natural things at every turn lack credence
if one's mind embraces only parts of it and not the whole.]
Like Mandeville, Pliny asserts that seeing involves knowing, that the shock
of the extraordinary can be overcome, at least momentarily, by knowledge.
These phenomena, seeming to many "prodigiosa" and "incredibilia," Pliny
suggests, are not fully credible in their individuality, but only as parts of a
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113
sublime whole. Only by contemplating nature as a totality can the observer
appreciate its awesome variety, its power and majesty. This knowledge of a
greater whole overcomes the taxonomic problems posed by encountering
and attempting to delimit what is infinitely multiple. It prevents intellectual
astonishment by organizing an unusual perceptual wealth into a list that
demands a dual focus on the local bits of fact (res) and on their general
meaning. The single marvel is contemplated for a fleeting moment in a state
of detachment and dis-order before it is concatenated and systematized.
But even thus concatenated and systematized, the marvel bears a residue
of disorder, excess, and mobility, a resistance to the containing and restraining pressures of the list or the catalogueY No list or catalogue can fully
contain the multiplicity of what only temporarily appears organized and
uniform. And so the Letter of Prester John, a text whose structure depends
upon the compilation of lists and catalogues, ends, in nearly all versions,
with an impossible challenge to the reader: "If you can count the stars in
heaven and the sand of the sea, then you can calculate the extent of our
kingdom and our power" (§ 100). The reader, having digested a great deal of
information, in discrete sections, about the East and its magnificent ruler,
arrives at the text's end liberated, rather than stymied, by lack of closure.
Structurally "at once accretive and discontinuous," 38 the flexible forms of
the list and of the catalogues themselves gesture metonymically toward
plenitude and the impossibility of final enumeration and measure. Thus
what appears in reality uniform and continuous-stars in the heaven and
sand of the sea-is formally open-ended, discontinuous, infinite. By admitting the incapacity of the informational list (and its human creators) to be
comprehensive, the Letter ends figuratively where Pliny begins his wonderlist ofbook 7: "ne... quidem omnia exsequi humanus animus queat" [the
human mind is not capable of exploring the whole field].
Yet the list's intrinsic failure to be comprehensive, its gesture toward the
infinite, accounted, perhaps paradoxically, for its didactic narrative function
and its strong appeal to the medieval imagination. Thus, as Nicholas Howe
notes, in the Middle Ages "the catalogue could be used for a variety of
encyclopedic and poetic purposes because it corresponds to a certain vision
of experience, or pattern of thought, which values plenitude and diversity."39 At once poetic and encyclopedic, the Letter if Prester John expresses
notions of plenitude and diversity in long para tactic lists like this one:
14. In terra nostra oriuntur et nutriuntur elephantes, dromedarii, cameli,
ypotami, cocodrilli, methagallinari, cametheternis, thinsiretae, pantherae,
onagri, leones albi et rubei, ursi albi, merulae albae, cicades mutae, grifones,
tigres, lamiae, hienae, boves agrestes, sagittarii, homines agrestes, homines
cornuti, fauni, satiri et mulieres eiusdem generis, pigmei, cenocephali,
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gygantes, quorum altitude est quadraginta cubitorum, monoculi, cyclopes et
avis, quae vocatur fenix, et fere omne genus animalium quae sub caelo sunt.
[14. In our country are born and thrive elephants, dromedaries, camels,
hippopotami, crocodiles, methagallinarii, cametheternis, thinsiretae, panthers,
aurochs, white and red lions, white bears, white merlins, silent cicadas, griffins,
tigers, lamias, hyenas, wild oxen, archers, wild men, horned men, fauns, satyrs
and women of the same kind, pigmies, dog-headed men, giants whose height
is forty cubits, one-eyed men, cyclopes, and a bird, which is called the
phoenix, and almost all kinds of animals that are under heaven.]
This list itself figures, on a microsyntagmatic level, the larger structure of
parataxis informing the entire Letter. That is, just as the individual lists in the
Letter are composed of fragmentary knowledge, of bits of data lacking causal
relations to one another and organized into a series based above all upon a
principle of accumulation, the whole work seems to lack organizing principles that logically coordinate and subordinate blocks of meaning and of
description. For example, the wonder-list just cited is preceded directly by
the declaration that "Seventy-two provinces serve us, of which a few are
Christian, and each one of them has its own king, who all are our tributaries" (§13), and followed immediately, in the original version, by a biblical
allusion affirming that "Our land flows with honey and abounds with milk"
(§21). Taken together, these three blocks of information present the reader
with some striking incongruities. The reader might wonder what the mundane political organization of Prester John's realm has to do with fantastic
creatures and marvelous beasts, over whom presumably no political control
is exercised. Or, in what way satyrs, horned men, cyclopes, and pigmies fit
with the notion of biblical paradise. Even the items of the lists themselves
seem mysteriously incongruous. What, for instance, is the relation of silent
cicadas-probably a churchman's fantasy of a noiseless local environment40to griffins, those disruptive, outre beasts of prey?
Searching for answers to questions such as these may be, finally, a more
modern occupation than a medieval one. Medieval readers, faced with such
a writerly text, which requires, Martin Gosman argues, "de la part du
destinataire un effort d'assimilation considerable" [a considerable effort at
assimilation on the part of the addressee], 41 would not have been bothered
by the ways in which ideals of organic form are vitiated or by the ways in
which common sense is violated. The reception of the Letter of Prester John
was governed neither by post-romantic assumptions concerning the
integrity and unity of the work as a whole nor by expectations of any strict
correspondence between what is described or enumerated and the known
world. 42 Instead-and here as elsewhere I part company with those who,
like Gosman, read the Letter in dogmatically allegorical terms-readers
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115
expected and delighted in shocks of discontinuity and fragmentation, in the
clash of form and disorder, in the copresence of the far-fetched and the
believable, in the mixture of the exotic and the ordinary.
I am not claiming for the Letter postmodern aesthetic sensibilities, but
emphasizing here the extent to which the experience of marvels, as mediated especially through lists or catalogues, necessarily oscillates between
mystery and knowledge. Lists organize and position the marvel, rendering
it a discrete object of knowledge embedded in a series of such objects,
while simultaneously defamiliarizing it, placing the marvel in a mysterious
relation to (its) others. In the absence of grammatical and logical placement,
the marvel floats autonomously, unrestrained by the "open work" 43 organizing it. Eco's idea of the open work, an open-ended narrative inviting the
interpretation of its reader and thus presupposing cooperation between
author and reader, was in fact first applied to Prester John by Gosman, who
argued that the Letter's organizing principle is above all theological:
Ce qui filtre cependant a travers la succession des anecdotes independantes,
c'est le profil d'une systematique qui garantit une autre existence, plus
autoritaire, plus ecclesiastique, plus conforme a une volonte divine. Du
mains, c'est ce que suggere !'information partielle, plus evocatrice que la
presentation exhaustive .... Son ecriture evasive et partielle actionne le
dispositif d'une fantaisie, celle d'une societe a la recherche de ce que l'on
pourrait qualifier de "bonheur." 44
[What filters, however, through the succession of the anecdotes is the profile
of a systematique guaranteeing another existence, one more authoritative,
ecclesiastical, in conformity with a divine will. At least it is what suggests
partial information, more evocative than the exhaustive presentation ... .Its
evasive and partial writing actuates the device of an imagination, that of a
society in search of what one could describe as "happiness."]
Gosman contends that the fragmentary nature of the Letter gestures toward
its final utopian significance, inviting the reader to recognize, and indeed to
coconstruct, a" 'bonheur' terrestre" [earthly happiness]. 45 As propaganda,
the Letter functions just as an exemplum does, prescribing rather than describing an alternative reality. Disorder, incompleteness, and fantasy give way
to the coherent hierarchy of divine will. Now the marvelous is reduced to
an attractive husk for the kernel of religious meaning: "1' exotisme est .. .la
couverture onirique de la delectatio: le message doit etre presente dans un
emballage attractif'' [exoticism is a dreamlike cover for the delectatio: the
meaning must be presented in an attractive wrapping]. 46 Yet the marvelous
husk is more than ornamental packaging, more than a briefly entertaining
obstacle to transcendental meaning. It is, as we will see in a later section
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on "the moving image," instrumental in the formation of ideological
representations of the social world and in the creation of"possible worlds"
that offer models for moral and political change.
In Gosman's reading, the incongruities inherent in the marvelous are
sealed up and the openness of the text itself closed down by the quiescence
of "bonheur terrestre." For Gosman, the letter's fragmented structure,
troubling its reader with disorder and metonymy, implies, on an ethicopolitical level, its opposite-harmony and final meaning. Utopia, in this
view, emerges only at a moment of resolution and stability, at a moment
when the harmony of the temporal and spiritual erases any residue or
reminders of what Otto of Freising, referring to the historical moment of
the Letter, called turbulentia malorum. Since utopia is always external to the
lived, this "confusion of bad things" must yield to the assurance of an
exterior stability-removed both spatially and temporally. In the outside
utopia, the dynamic multiplicity of living becomes an inert singularity. The
Letter thus leaves its reader in a kind of moribund state, in a "happiness"
conditioned by rigid didacticism.
Between Two Worlds: The Pleasures of Utopia
Yet surely this is a singular kind of happiness, a joy which finally may not be
all that joyful. In his essay on the oneiric value oflndia for medieval Latinity,
Jacques Le Goff identifies "two opposing mentalities and sensibilities" at the
heart of medieval conceptions of the exotic. As a repository for the oneiric
projections of the medieval West, India became the site of conflicting desires,
a magical space where the domesticating project of allegory confronted the
shock or resistance of ambiguously coded marvels. At once attractive and
repellent, these marvels play against their allegorical domestication. Though
Le Goff seems much more interested in the tension of desire and fear marking marvels themselves than in the actual tension between tendencies to allegorize and tendencies to shock, he does point to the dampening effects of
moralization on what might be called "bonheur monstre":
Tailored for instructional use, the India thus moralized might still inspire
desire or fear, but it was primarily sad and saddening. The lovely substances
are now mere allegorical baubles, and the poor monsters, created for edification, as well as the unfortunate race of wicked men with large lower lips who
rank just above the monsters in the scheme of things, all seem to repeat the
verse in Psalm 140 that they personifY: 'malitia labiorum eorum obruat eos.'
Tristes tropiques . ..." 47
Tristes tropiques: Le Goff's point here, I would emphasize, is too often
ignored in approaches-both medieval and modern-to the ideological
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117
value of utopic representations. Totalized and homogenized in the theater of
Western projections, multiple wonders are stripped of their temporality, to
become timeless signifiers of difference. The transformation of monsters
into endlessly repeatable signs of the moral, even physical, degeneration of
mankind-one thinks of the tympana ofVezelay and other churchesenforces a kind of forgetfulness, a refusal to acknowledge the very difference
that the monster itself marks. In other words, in utopic representation of
an allegorical type, the radical differences of wonders are always repressed
so that their universal and timeless value can emerge. 48 If utopia is to be
represented, the singularity of creatures with gigantic lower lips must be
forgotten, in fact, it must not even be represented except as the insistent
marker of a non-memory. Utopic representation thus works negatively
to produce a striking sense of loss, a sadness contaminating from within
what Louis Marin calls utopia's "permanent instant of happiness." "Now,"
Marin writes, "we can understand the despair that accompanies all utopic
representations: the instant of prediction, the moment of good news and
time outside of the time of pure difference is broadcast in the time of
mourning. We know ahead of time that we can only forget what we mean
when saying it." 49
Medieval Christianity is in a profound sense predicated upon the
mournful loss inherent in utopic representation, the constant reminder of
which was of course the drama of the Fall. Lost was Paradise, like Prester
John's kingdom "a very sweet place in the East" (Honorius ofAutun50), and
with it harmony (especially living in accordance with nature 51 ), community, homogeneity. Significantly, after the Fall the supernatural becomes
discontinuous with the human; in fact, mankind, Augustine tells us, continues to degenerate from its original marvelous condition of giant stature and
super-longevity to one of moribund squatness. 52 Only after the Fall can
what is marvelous be properly distinguished from what is natural since the
fluid relation of the sacred and profane has been disrupted by an awareness
that wonder events or objects, such as miracles or relics, now stand out
arrestingly against the backdrop of ordinary reality. 53 That is, no longer are
wondrous events, marvels, or miracles part of the order of the phenomenal
but have become instead extra-ordinary entities whose significance is
always left open to interpretation. 54 Miracles, for example, are, according to
Aquinas, "those things which God does outside those causes which we
know." 55 However, because the causes, and thus the final meanings, of
miracles or other wonders remain hidden, efforts beginning in the twelfth
century strenuously to divide the world into, say, the natural and the supernatural, actually open up spaces for interpretation by reinvesting the
wonders with their original ambiguity. Either the wonder is regarded as
something radically other, "irrelevant to most occasions of. .. normal
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existence[,] or as positively crushing," something onerously proximate.
"Hence," argues Peter Brown, "the paradox of the development of Christian
society in the West in the eleventh and twelfth centuries." 56
This paradox, embodying a fundamental contradiction in the way special
kinds of otherness were experienced in the Middle Ages, is central to the
ideology of genre in Prester John. For if utopia, understood in its allegorical function, works to suspend differences, then the illusion of coherence,
offered by the differentness up against which identity is defined and maintained, is lost. That loss must be mourned, either privately or communally,
for it implies a forfeit of some essential element of the self. 57 Such mourning, the psychoanalytic literature insists, crucially builds upon melancholy.
That is, melancholic incorporation of the desired object into the self, which
occurs, Freud assures us, with loss, is the necessary precondition58 for active,
outward desire--here, either for a prelapsarian world (Prester John's kingdom as Paradise) or for a monstrous, hybrid world (Prester John's kingdom
as marvelous place). To desire--or to live--utopia, that imaginary field of
otherness in which are invested both hopes and fears, means to engage in a
process of mourning that necessarily begins with an intensely ambivalent
identification with the lost or absent object. Indeed, melancholy, as Judith
Butler describes it, arises when an individual or society "refuses the loss of
the object, and internalization becomes a strategy of magically resuscitating
the lost object, not only because the loss is painful, but because the ambivalence felt toward the object requires that the object be retained until differences are settled." 59 The paradox for the development of twelfth-century
Christian society in the West might be said, then, to reside not only in the
dilemma between repressing alterity (forgetting) and being impressed by it
(remembrance), but precisely in the problems posed by the "settling of
differences" internal and external to society. That utopia was the genre used
to settle differences provisionally is, as I have suggested thus far, tied to the
formal structures of the letter and list and to their capacity to manage
worldly chaos by creating and maintaining spaces between sameness and
otherness, by positing gaps from which the expression of a possible world
can emerge.
Here it is important to remark that utopias often prolong indefinitely
any real settling of differences. Performing the cultural work of mourning,
utopias seem to be instances of extended melancholia since the dialectical
relation to otherness they promote is particularly unstable, always shifting
from one pole to another, from self to non-self. The questions posed by the
existence of Prester John are thus always versions of the same one: What
is the nature of the ambivalent identification with this realm which is at
once familiar and strange, a self-projection and an alien site? Despite what
appears in the twelfth century as a need to maintain as firm a demarcation
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119
between self and other as possible, the constant oscillation of the familiar
and the alien was effected across a field of perpetual desire, the insistent wish
to bring the two together. Thus, for example, a pattern appears in the Letter:
what was lost once gets figured as that which is desired forever. Consider
the description ofPrester John's fountain of youth:
27. Quod nemus est ad radicem montis Olimpi, uncle fons perspicuus oritur,
omnium in se specierum saporem retinens.Variatur autem sapor per singulas
horas diei et noctis, et progreditur itinere dierum trium non Ionge a
paradyso, uncle Adam fuit expulsus. 28. Si quis de fonte illo ter ieiunus
gustaverit, nullum ex ilia die infirmitatem patietur, semperque erit quasi in
aetate XXX duorum annorum, quamdiu vixerit.
[27. This grove [where, the Letter has just informed us, pepper is harvested] is
situated at the foot of Mount Olympus, from where a clear spring issues,
containing all kinds of pleasant tastes. The taste, however, varies each hour of
the day and night, and flows out by a waterway for three days, not far from
Paradise, from where Adam was expelled. 28. If someone who has fasted
for three days tastes of this spring, he will suffer no infirmity from that day
on, and will always be as if he were thirty-two years old, however long he
may live.]
Here two desires flow together: the desire for a paradise regained and the
desire to experience that paradise permanently. However, as the passage
stresses, desire for utopia-literally, the taste for paradise-varies with the
shifting elements, and may actually disappear (progredior, to go out, go away).
Recovering the paradise that has slipped away or been forcibly taken away,
as in Adam's case, becomes the melancholy enterprise of the utopian who
must continually confront the fragility of his own utopia. Only by acknowledging and working through the intrinsic changeability or motility of
utopia can the utopian hope to gain a perennial condition of happiness and
well-being. Yet this acknowledgment and working through express themselves paradoxically as sublimated desire, asceticism undertaken as a strategy
of gratification. 60 Having no taste for utopia is the precondition of tasting it
forever, just as recognizing one's powerlessness to preserve utopia is the
precondition ofbeing empowered by it.
In the Letter this tension of desire and its sublimation assumes the shape
of a dynamic, often rhythmical oscillation between the poles of conservation and loss, achievement and interdiction. Pleasures and desires fulfilled
are lived through rather than arrived at. Never entirely achieved or lost, the
allegorical pleasures ofPrester John's utopia constitute less a final "bonheur
terrestre" and more a passageway to composing, and confronting, the
problem of their own allegoricity. The utopian is never wholly within or
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without (both outside of and lacking) a kind of earthly happiness and
satisfaction:
38. Iuxta desertum inter montes inhabitabiles sub terra fluit rivulus quidam,
ad quem non patet aditus nisi ex fortuito casu.Aperitur enim aliquando terra
et si quis inde transit tunc potest intrare et sub velocitate exire, ne forte terra
claudatur. Et quicquit de harena rapit, Iapides preciosi sunt et gemmae
preciosae, quia harena et sabulum nichil sunt nisi lapides preciosi et gemmae
preciosae.
[38. Near the desert between the uninhabited mountains a certain rivulet
flows beneath the earth, the entrance to which is not accessible except by
chance. Indeed, sometimes the ground opens up, and if someone at that
moment crosses over from there, he is able to enter; but he must quickly get
out, if by any chance the ground may close up. And whatever he snatches up
from the sand is precious stones and gems, for the sand and gravel are nothing
but precious stones and gems.]
The pleasures of utopia are risky and fleeting: quickly snatching up jewels, one
faces entombment in the utopic space (within a utopic space) he has entered.
Access to and attainment of utopic pleasure are not givens, but are determined
by chance and even by the extent of one's greed and the ability to curb it. This
liminal space tests the limits of the utopian's desire, measuring how much he
is willing to risk for a taste of utopia proffered now and again.
Perpetual desire for what is absent or lost propels Prester John's utopia, carrying it along on the rhythms of ritual. The anonymous De adventu patriarchae
Indorum ad Urbem sub Calixto papa secundo [On the arrival of the Patriarch of
the Indians to Rome under Pope Calixtus II] of 1122, containing one of two
influential Western versions of the legend ofSt.Thomas's shrine and the saint's
miracle-working hand, 61 records an instance of this ritual dynamism whose
basic elements provided source material for the descriptions of the saint's
festival in at least two Latin versions of the Letter (BN 6244A and the
Hildesheim MS), several French versions, and the narrative of Elyseus
(1185). 62 In De adventu the ritual festival of St. Thomas is regulated not only
by the church calendar, but also by the rhythm of natural events. The saint's
feast day (October 6) coincides with the lowering of the waters of a deep lake
encircling the mater ecclesia (mother church) to allow pilgrims access to the
sancta sanctorum where they will receive the Eucharist administered by
St. Thomas's miraculously revivified right hand (the same that had probed
Christ's wounds in the famous scene of doubt):
26. Paululum vera extra urbis moenia mons separatus est, profundissimi lacus
aquis undique septus, ab aquis autem porrectus in altum, in cui us summitate
beatissimi Thomae apostoli mater ecclesia posita constat. [... ] 28. Praedictus
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121
quidem mons, ubi Thomae apostoli sita est ecclesia, infra annum nulli
hominum accessibilis est, neque ilium adire aliquis temere audet, sed patriarcha, quicumque fuerit, ad celebranda sacra mysteria locum et ecclesiam istam
non nisi semel in anna cum circumquaque venientibus populis ingreditur.
29. Namque apostolicae festivitatis appropinquante die, octo diebus ante illam
totidemque post illam, habundantia illa aquarum montem praedictum circueuntium ita tota decrescit, quod fere an ibi aqua fuerit non facile discernatur,
uncle ibi undique concursus fit populorum, fidelium ac infidelium, de Ionge
venientium, atque omnium male habentium, languorum suorum remedia et
curaciones beati Tho mae apostoli meritis indubitanter expectancium.
[26. A short distance outside the walls of the city [Hulna] is a mountain, surrounded everywhere by the waters of the deepest lake, which extends in
height out of the water, at the top of which stands the mother church of
St. Thomas the Apostle. 28. During the year, the aforementioned mountain,
where the church of St. Thomas is located, is not accessible to anyone, nor
would anyone without cause dare to approach, except the patriarch, whoever
he may be, in order to celebrate the sacred mysteries, who enters the place
and the church with the people who gather from everywhere only once a
year. 29. For, eight days before and after the approaching feast day, the level of
the water surrounding the mountain so greatly diminishes that it is hard to
tell there was any water there at all; at this place there, people from everywhere come together, believers and unbelievers, who have come from far
away, all infirm, confidently expecting remedy and cure, by the favor of the
blessed Apostle Thomas, for their weaknesses.]
Time and topography work together to restrict access to the locus sanctus by
ensuring that a rhythm of permission and interdiction controls the great
flow of pilgrims [maximus concursus populorum (§36)] wishing to visit the
saint. The phenomenon of the fluctuating level of water temporarily opening a dry passage functions, structurally, as a ritual element dramatizing the
insularity of differentiated spaces, times, and identities and the possibility of
movement between them. 63 Indeed, a pilgrim's self-identity depends upon
the outcome of his encounter with St. Thomas, whose hand closes and
withdraws in the presence of an infidel, heretic, or sinner [infidelis vel
erroneus seu alia peccati macula infectus (§45)]. Since the unbeliever must either
repent or die on the spot (§46), a great number, we are told, instantly
convert to Christianity and are baptized (§47). In Elyseus's account of the
wonders of St. Thomas's feast day, terrible punishments are given out to
those to whom the hand has closed, including imprisonment for up to fifty
years and dismemberment by wild animals (§§20-21). As a test of identity,
the festival of St. Thomas enframes a liminal period where identity in
relation to utopia (here, the very specific one of a communitas of believers) is
provisional, momentarily subject to radical change (conversion, death). This
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indeterminacy binds the pilgrim, even though he cannot imagine being
inside it, or what is perhaps more tragic, cannot pretend to have it. The truth
of the pilgrim's identity is inescapable; there is, in short, no way out and no
going back. 64 Nevertheless, he remains transfixed in the interspace of ritual,
between choosing to be transformed and being obligated to do so, between
participating in utopia and being cast out of it, between being empowered
by it (receiving the Eucharist) and being tragically disempowered by it.
Thus suspended, the pilgrim, that figure of transition from one state to
another, one land to another, knows only the possibilities of transformation.
Serving as an ideal metaphor for this state of the entre-deux is the coffin
of St. Thomas itself, simultaneous destination and point of origin of the
pilgrim's transformative experience. In the Elyseus narrative, the description of the fluctuating river is immediately followed by the description of
the apostle's iron coffin, suspended between the magnetically charged walls
of a lodestone chamber:
1[7]. Et cum festivitas apostoli advenerit, unusquisque praelatus cum populo
sibi commissa accedit ad supradictum fluvium. Idem fluvius per 8 dies ante
festum deficit et 8 post festum. In defectione eiusdem fluvii ornnes homines
accedunt ad apostolum, apostolus autem est in ecclesia eiusdem mantis, et est
in tumulo ferreo tumulatus; et tumulus ille manet in aere ex virtute 4 preciosorum lapidum. 1[8]. Adamans vacatur, unus in pavimento positus, in tecto
secundus, unus ab uno angulo tumuli, alius ab alia. Isto vera lapides diligunt
ferrum: inferior non permittit ascendi, superior nondescendi, angulares non
permittunt eum ire hue vel illuc. Apostolus autem est in media.
[1 [7]. And when the feast day of the Apostle arrives, every prelate, with the
people entrusted to him, approaches the aforementioned river. The river ebbs
for eight days prior to the feast day and for eight days after. When the river
ebbs, all of the people approach the apostle, who, residing in his church on
the mountain, is entombed in an iron coffin. The coffin hovers in the air by
the power of four precious stones. 1 [8]. Known as lodestone, one is situated
in the floor, a second in the ceiling, another at an angle to the coffin, and
another at another angle. The stones attract the iron: the lower prevents it
from rising, the one above from descending, and the ones on the sides hold it
in place. The apostle is thus in the middle.]
Apostolus autem est in media: the image of the apostle's final resting place, the
center of the pilgrim's desire, is a perfect symbol of the liminality of the
pilgrim situation itself. That is, by inhabiting an interval between two states
of intense identification-"the dilemma of choice versus obligation," to
borrow Victor Turner's formulation-the pilgrim himself and the goal with
which he comes to identifY himself function as limits for unifYing what is,
or was previously, disparate or plural. 65 The in-between offers the possibility
THE MARVEL AND THE LIST
123
of cultural and personal reassessment through recombining or connecting
with what is usually figured as separate, alien, other.
Indeed, in the Letter, the function of St. Thomas's tomb as geographical
limit of Prester John's kingdom draws our attention to the simultaneity of
being in the middle and at the edge, of being in the presence of the same
and the other, hue vel illuc at once:
12. In tribus Indiis dominatur magnificentia nostra, et transit terra nostra ab
ulteriore India, in qua corpus sancti Thomae apostoli requiescit, per desertum
et progreditur ad solis ortum, et redit per declivum [per devium66] in
Babilonem desertam iuxta turrim Babel.
(12. Our magnificence dominates the three Indias, and our land extends from
farthest India, where the body of St. Thomas the Aposde rests, across the
desert to the place where the sun rises, and returns by slopes (through
byways] to the Babylonian desert near the tower ofBabel.]
The desert kingdom of Prester John exists as a space between several points,
the relationship of one to another initiating a process of self-constitution.
IdentifYing with this realm means neither reducing it to a fiction, a fixed narrative description of travel points inscribed on an imagined map of the
Orient, nor domesticating it by converting the far off or strange into the near
or recognizable. Instead, this other world confronts the medieval West as a
process, displacing, by the practice of the travels it invokes, all inert
representations of the alterity with which the West provisionally identifies.
For Prester John to have meaning in the medieval cultural imaginary, he must
be exploded into his constitutive parts-the tomb ofSt.Thomas, the tower of
Babel, and so on-whose relationship to one another traces the paths along
which identification can finally take place. Now we reapproach, from an angle
that will be pursued more completely in a subsequent discussion of the utopic
meaning of Prester John's desert, a theme of this chapter: how cultural identity is found(ed) in the spaces posited between us and them, between a known
here and an unknown there, or, more precisely, how the other's identity is
generated in the interval itself, never in the lonely places (L. devia)-lying
outside or beyond-otherwise assiduously assigned to it. Not simply a matter
of figuring Prester John in the contours of the known, the utopic representation of the East plays freely on the relationships between its recognizable features in order to create the space for grasping, in a single moment of
recognition, what is alien in the alien and in the self-same.
On the Threshold: A Serial Genealogy of Identity
That the meaning of the other is to be found in interstitial spaces, allowing
for otherwise unlikely encounters and unsuspected sources of interaction
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and influence, becomes clearer when we look, for a moment, at another
Western medieval legend involving a magnetically suspended tomb. A vital
part of the anti-Islamic polemic tradition, this legend maintained that
Muslims believed Muhammad's tomb, residing in the Ka'ba, the rectangular
building in Mecca that is the center of Islamic devotion, was magnetically
supported in the air. 67 The general belief in the West that Muhammad's
tomb in Mecca was scandalously adored with idolatry ("adorare ... turpiter
ydolatrando") 68 dovetailed with the belief that the Hajj was the Islamic
counterpart of Christian pilgrimage to the relics of a saint. 69 It is rather easy
to see how these beliefs evidence both an effort to understand the other in
the shape of the known 70 and a willful distortion of the other in order to
demonize him. Even the Black Stone embedded in the wall of the Ka'ba,
which Muslim pilgrims pass seven times as they circle the building, each
time kissing or touching the stone, was taken by Latin anti-Muslim writers
to be the magnetic stone that supported Muhammad's coffin.7 1 Moreover,
to the Muslims was imputed the belief that this levitation was a sign of the
prophet's divine power. The Muslims' failure to recognize the purely natural
causes for this suspension was taken to be a sure sign of their credulity and
ignorance. 72 Indeed, a no less authoritative figure than Augustine, in an
attempt to distinguish among divine miracles, natural wonders, and human
marvels, used the example of a floating pagan idol 73 in order to emphasize
the error of confusing human artifice with divine miracle:
Thus God's created beings can, by the use of human arts, effect so many
marvels, which they call m~chant
(contrivances), of a nature so astounding that those unfamiliar with them would suppose them to be the works of
God himself. That is how in one of the temples an image of iron hung
suspended in mid-air between two lodestones of the required size, fastened
one on the floor, the other in the roof, suggesting to those who did not know
what was above and beneath the image that it hung there by an exercise of
divine power. 74
The Christian production of a set of beliefs, first imputed to the other
and then ridiculed, demonstrates some of the complex disavowals of sameness and evasions of circular logic that must ensue if Muslims are to be
symbolically contained, overridden, or erased. Yet similarities between self
and other remain as fallout of the symbolic "leveling" or collapsing of alterity. Indeed, the striking overlap of the story of St. Thomas and the legend of
Muhammad reminds us not only of the difficulty with which similarities to
the Muslim other were strenuously disavowed in the Middle Ages, but,
more importantly, if less intuitively, of the fluidity of the boundaries
arbitrarily drawn (especially in the sense of rendering a judgment) to efface the
THE MARVEL AND THE LIST
125
intervals, interfaces, and interstices between same and other. The narratives
set in place to privilege or guarantee the stability of these borders turn out
to be themselves unstable, full of contradiction.
The element of repetition in these tomb stories is not an end in itself,
but rather in part a practice of parody, whose force consists precisely in the
attempt to avoid flat repetitions which can only bring about a stagnation of
identity. This is why, for example, the otherwise-enlightened Ramon Lull
appealed to the witness of converted Muslims (presumably unconverted
Muslims would be unreliable) to deny the legend of the magnetically
suspended tomb when that legend was itself a Western construction. Efforts
to affirm difference by disavowing similarity, projects marking the whole
tradition of anti-Muslim polemic, necessarily end up as parodies engaged in
the simultaneous recognition and denial of certain attributes or experiences
of the other. If the other ineluctably leads back to the self, then this imbrication of sameness and alterity, when configuring the other in the contours
of the known, immediately raises a conceptual problem inherent in mimesis:
what kind of relation between self and other, between model and copy,
obtains when all adequation between the two is broken down by parodic
repetition? To affirm the radical alterity of Muslims, Christians turn them
into endlessly repeatable simulacra of themselves, and in the process create
themselves retroactively. The relationship between model and copy is
thus one where, to borrow Robert Young's terms, "the copy precedes the
original in a ghostly originary repetition." 75
Turning the other into a degraded, ghostly version of the self describes a
structure of retroactivity comparable to the Derridean notion of "originary
delay": "a first event cannot be a first event if it is the only event; it cannot
be said to be a first until it is followed by a second, which then retrospectively constitutes it as the first-which means that its firstness hovers over it
as its meaning without being identifiable with it as such" (82). 76 "Originary
delay" provides a crucial insight into self-other relations by radically refiguring the self as a potentiality, an entity ready to be actualized only as a
point in a series. Furthermore, selfhood, understandable strictly as an effect
of meaning not identifiable with anything in the self as such, cannot exist
"by its own properties alone." Instead the other, "with all the force of its
delay;m only comes after, taking priority over the self as it brings the self
into being. Christian identity is thus a radically provisional, contingent, and
serial construction, whose emergence is based on the negative premise that
simulation of the Muslim other actually leads to a degraded version of
the Christian subject. There is no originarity until the second subject (the
other) comes along to make the first subject first, and so in the process turns
this first subject into an other. Originary delay and the paradoxes structuring
it suggest, then, a previously ignored feature of the complex interplay and
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ECSTATIC TRANSFORMATION
interpenetration of cultures in the Middle Ages: accepting that identities, as
points on a continuous relay, are unfinished entails recognizing how deeply
such identities are part of the movement they share with the narratives
recounting them.
This continual movement is one engendered and propelled by anxiety.
Indeed, the writing of identity as a genealogical series bears structural affinities to the psychoanalytic concept of Nachtriiglichkeit (deferred action or
retroactivity): both are transferential functions, whereby temporal relations
determine and delimit self-identification through an anxious repetition of
events. 78 Selfhood undergoes constant revision and disruption when new
relations to some originary event are formed. In serial identities formation,
just as in the Freudian analysis of neurosis, the question whether the originary event really "came before" (as, say, part of an infantile past) or is the
product of subsequent fantasy is of secondary importance. What matters is
the retroactive force that an encounter with otherness exerts on the present
subject. Coming after the subject, the other addresses it as its cause, and in
so doing throws the subject radically into question:
anxiety manifests itself clearly from the very beginning as relating-in a
complex manner-to the desire of the Other. ... The anxiety-producing
function of the desire of the Other [is] tied to the fact that I do not know
what object o I am for this desire.
The desire of the Other does not recognize me ... .It challenges me (me
met en cause), questioning me at the very root of my own desire as o, as cause
of this desire and not as object. And it is because this entails a relation of
antecedence, a temporal relation, that I can do nothing to break this hold
other than to enter into it. It is this temporal dimension that is anxiety. 79
We might extend Lacan's insight, that a temporal disjunction lies at the heart
of anxiety, to account for cultural attitudes toward otherness in the medieval
documents I have been discussing. That is, we might view the various discourses on alterity-anti-Muslim polemic, allegories and marvels of the East,
fantasy letters-together as one dimension of a unified cultural response to
the threat posed by an other, who is prevented by those same discourses from
performing the one act that would allow for a coming to terms with anxiety.
"Anxiety," Lacan assured his audience in 1963, "is only overcome where the
Other names itself." 80 Western documents of alterity preclude the Eastern
Other from defining its own desires, and hence, from naming itself. The result
is that the very structure of anxiety, that of a "twisted border" or Mobius band, 81
enmeshes the subject to the extent that the threshold between identity and
nonidentity dissolves: one tomb resembles the other.
CHAPTER6
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Identity on the Move: Travel Narratives, Utopic Space
What you chart is already where you've been. But where we are going, there is no chart yet.
-Audre Lorde 1
We get to where we're going, and then there is still the distance to cover.
-Edmondjabes
The relation of St. Thomas's coffin to Muhammad's is not (only) an issue of
historicity-the question of which" came first" -but an issue of temporalityhow such a relation was to be grasped as an event possessing immediate
analytic attention (in a "here and now"). Or, put another way, the question
is: how was this "here and now" defined vis-a-vis its relation not only to the
past or to the other, but to another relation per se (that of the two tombs)?
Grasping the relation of the two tombs suggests foremost a process of identity formation, where at work are acts forming an identity on the move,
always implicated in the convergence and relation of the specific cultural
histories conditioning those acts. Identity, Stuart Hall points out, thus
emerges "at the unstable point where the 'unspeakable' stories of subjectivity
meet the narratives of history, of a culture." 2 This passage from "unspeakable" to "speakable," from silent narratives of the single self to resonant
myths of collective history, assumes in medieval culture a form that is
necessarily incomplete, open to what might be called the "expression of a
possible world." 3 In this expression of the possible inheres the utopic, that
middle ground between the founding of subjectivity and its displacement,
between the establishment of identity and its transgression, and, as I have
suggested in the introduction, between the positioning of subjecthood and
its perversion through fantasy and play. If, as Michel de Certeau has said,
"every story is a travel story... a spatial practice," 4 then utopic stories trace
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special trajectories through space: movement from place to no place, from
the world that is to a world that could be.
Travel stories, however, crucially remind us that danger-the threat of
misdirection or catastrophic loss-constantly haunts the movement from
here to elsewhere:"every voyage is potentially a voyage into exile." 5 Indeed,
one of the features most characteristic of utopic literature as a genre in the
Middle Ages is precisely the way in which it often begins with the act of
traveling to another place, specifically a journey set in motion by a moment
of crisis and then proceeding at risk. Prester John is just such a narrative: the
story of an Eastern potentate conveyed, always at great peril to the messenger,
to the West on the occasion of a religio-political crisis. The earliest twelfthcentury account of how news of Prester John reached the West illustrates
moments of political and religious emergency giving rise to the departure
and journey that comprise, as Louis Marin has it, "the utopian moment and
space" 6 of travel. On November 18,1145, Otto ofFreising, who witnessed
the meeting of Pope Eugenius III with Bishop Hugh ofJabala, records that
the prelate from Syria arrived in Viterbo 7 with a doubly urgent mission: to
seek the authority of the Apostolic See concerning Raymond I ofAntioch's,
as well as his mother-in-law's, refusal to pay a tithe of the spoils seized from
the Saracens and, principally, to "mak[e] pitiful lament concerning the peril
[periculum] of the Church beyond the sea since the capture of Edessa." 8
Hugh then relates the brief story ofPrester John in order not to emphasize,
but rather to dispel, reports of the Priest-King's omnipotence:
clicebat praedictum Iohannem ad auxilium Hierosolirnitanae ecclesiae
procinctum movisse, sed dum ad Tygrim venisset, ibique nullo vehiculo
traducere exercitum potuisset, ad septentrionalem plagam, ubi eundem
amnem hyemali glacie congelari didicerat, iter flexisse. Ibi dum per aliquot
annos moratus gelu expectaret, sed minime hoc impediente aeries temperie
obtineret, multos ex insueto coelo de exercitu arnittens, ad propria redire
compulsus est.( ... ]Patrum itaque suorum, qui in cunabulis Christum adorare
venerunt, accensus exemplo Hierosolimam ire proposuerat, sed praetaxata
causa impeditum fuisse asserunt. Sed haec hactenus.
[(Hugh) said that after this victory the aforesaid John moved his army to the
aid of the Church in Jerusalem, but when he had reached the riverTigris and
was unable to transport his army across that river by any device he turned
toward the north where, he had learned, the river was frozen over on account
of the winter's cold. When he had tarried there for several years without, however, seeing his heart's desire realized-the continued mild weather prevented
it-and lost many of his soldiers because of the unfamiliar climate, he was
forced to return home.( ... ) Incited by the example of his fathers who came
to adore Christ in the manger, he had planned to go to Jerusalem, but by the
aforesaid reason he was prevented--so men say. But enough of this.]
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Undergirding Otto's skepticism directed at such a fantastic figure is an effort,
coinciding with Hugh's, to humanize Prester John in light of his reputed failure to cross the Tigris with his war machine. Indeed, his inability to move or
travel west draws attention to the river's ideological function as interdiction,
a reality check compelling the West to launch a crusade independent of
Eastern aid. As boundary or limit, the river functions not as an empty plot
device borrowed from the Alexander romances, 9 but as a signal of Christian
potential, of anti-Muslim possibility. Prester John's travel is interrupted at the
place where his identity as rescuer of the besieged Christian Church in the
Holy Land begins. Identity, it seems, is inextricable from travel. Yet travel
opens up the utopian moment while the limit, or frontier, paradoxically contains (quite literally: holds) the truth of subjectivity. Failing to cross over
means that Prester John returns home without having converted the boundary into a marchland, the gap into a crossover space that is the precondition
for the production of the utopic. This is an irreparable loss Hugh of Jabala
consciously takes pains to avoid repeating: his successful journey was one of
crossing over, and he would relay this fact to the pope. 10
When a river fails to become a bridge, the interanimating effects of the
frontier are impaired. For it is the bridge, de Certeau stresses, whose story
"privileges a 'logic of ambiguity,' " wherein the bridge "alternately welds
together and opposes insularities. It distinguishes them and threatens them.
It liberates from enclosure and destroys autonomy." 11 In Hugh's account of
Prester John, the bridge functions as an index of the utopic: the river, in
refusing to become a bridge, adheres to the law of topos by serving as a
threshold that denies transgression (L. transgredi, to step across). Prester John
is forced to return home, to the place of his identity, his consistency as subject intact. The menace ofloss, the possibility of there being no return, that
inheres in travel is overcome. However, the fiction of the bridge stubbornly
remains as a disquieting reminder of the possibility of place being given
over to the other. In its function as confine, the missing bridge represents
less a failed instance of utopia (Prester John's liberation of the Holy Land
that the bridge would have enabled) than the gap of the border, the neutral
space in which the work of travel becomes "the typical form of the utopian
process." 12 The bridge stands in the place cif a gap, that is, both at the site of
the interval and as a substitute for the interval. The fact that it never materializes only dramatizes its function as the figure of the indefinite interval
between two historical images: Western Christendom rescued by Prester
John and Eastern Christendom organized by Prester John's sovereignty. The
bridge can be said to have simultaneous performative functions: holding
open the space between these two images and insisting that the subject of
utopia, for which the bridge is a primary index, issues from a neutral location neither in Western nor Eastern Christendom. 13 The bridge compels us
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ECSTATIC TRANSFORMATION
"to perceive in this interval not a rigid limit but the shadow line of a
potential transit" between cultures. 14
In the narrative of Elyseus, the story of Prester John is called into being
by an opening up of the neutral in the dramatic form of a series of crises.
The narrative, as told to an anonymous cleric by a certain Elyseus, begins
with an account of religious emergency in India, the site ofElyseus's origin
(§1) and the place from which he will journey for Rome. A well-lettered
and ordained bishop-elect (episcopus electus et ordinatus et bene litteratus [§3])
falls into heresy, declaring that the Holy Spirit does not proceed from the
Father and the Son and that the Trinity is not one Deity (unum Deum [§4]).
Although the unorthodox bishop is put to death as Indian law decrees, a
troubling residue of heresy is perceived to remain:
7. Episcopo supra dicto dampnato rex Indiae nomine Iohannes, qui
cognominatus est presbiter, non ut ita sit ordinatus, sed propter reverentiam
suam presbiter est appellatus. Idem rex, inito consilio, misit legatos suos
quosdam monachos ad dominum apostolicum, ut melius certificaretur de
catholica fide, non quod inde dubitaret sed ut prohiberetur vulgare scandalum
de sententia illata in praedictum haereticum dampnatum.
[7.After the aforementioned bishop was condemned, the king oflndiaJohn,
who is named presbyter not because he was ordained, but on account of his
reverence he is so called-this same king-after the counsel was begun, sent
as his legates certain monks to the pope in order that he should be better
informed of the catholic faith, not because he was uncertain about it, but
because he wanted to prohibit the scandal among the people caused by the
teaching of the aforementioned condemned heretic.]
Prester John, a figure for the strict law and order (detailed at §§5-6 15) that
regulates his kingdom, polices the boundary between heresy and orthodoxy. The threat to Christian law and order posed by heretical doctrine
must be met by a mechanism of control that reestablishes the coherence of
the social system. The monks' travel mission to Rome ensures the integrity
of cultural identity by securing the rights to religious representation and
authority.
Indeed, representation itself involves an argument about this world that
takes us into the domain oflaw and its authorial, moral function. The terms
in which Hayden White describes Richerus ofRheims's chronicle, History
cif France (ca. 998), apply just as well to the genre of the travel narrative:
"every historical narrative has as its latent or manifest purpose the desire to
moralize the events of which it treats. Where there is ambiguity or ambivalence regarding the status of the legal system, ... the ground on which any
closure of a story one might wish to tell about a past, whether it be a public
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or a private past, is lacking." 16 The serene closed order of things regulated by
laws-those, for example, of a religious or ethical system-is not the proper
starting point for travel, which, in a narrative, seeks to repair or relocate a
debilitated order of things. Travel opens out from the space between the past
and the present, both of which are then subject to reinscription and refashioning. The momentary disruption of Prester John's moral universe by
heresy brings about a critical moment of openness, the opportunity
through travel to trespass limits on the way to restoring them. Thus the
"work" of travel here cuts two ways: proceeding from a space of neutrality
or ambivalence, it demarcates cultural and geographical limits while it crosses
over them.
Foundation and trespass are intimately related to the work of travel,
especially in those moments when travel becomes the occasion for knowledge gathering. Seeking information as an antidote to crisis, Prester John
sends out, along with the monks, two bishops, who, because of their
ignorance of the Latin language, are compelled to take along with them an
interpreter, Elyseus. Elyseus, like the ideal traveler, can move across linguistic boundaries, beyond the space of sameness where, we are told, "ibi
tantum utitur Chaldaica lingua" [there only the Chaldean language 17 is
spoken (§9) ]. He has learned Latin from travelers to the land of Prester
John: "didicerat linguam latinam a quibusdam peregrinis abhinc illuc
venientibus et in domo patris eius manentibus" [he learned the Latin
language from certain pilgrims after they had arrived there and stayed in his
father's house (§90)]. Knowledge of another language is the very sign of
mobility. Now a pilgrim himself, Elyseus is subject to the dangers of travel.
On his way to collecting the knowledge that will rehabilitate his homeland,
he is reminded of the absolute limits of travel, of the extent to which
traveling and the movement of death are in accordance:
10. Illis autem episcopis in itinere obdormientibus, uno in periculo maris et
alio in Apulea, iste Elyseus est profectus ad dominum apostolicum. Dominus
autem apostolicus, audita legatione regis Indiae, praecepit litteras fieri, scilicet
expositionem super spalmum Quicumque vult.
(10. Even with the bishops dying on the journey, one on the perilous sea and
the other in Apulea, this same Elyseus sets out for the pope. The pope, after
hearing the legate of the king oflndia, ordered a letter to be sent, namely a
commentary on the psalm Quicumque vult.jl 8
Now the return home can begin; the reparation of Christian community
can take place. Yet travel narratives distinguish themselves above all by a
peculiar suitability to the representation of repeated disaster. Travel is significant only in the stations of its disruption. The greater the significance, the
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greater the subjection to disaster, and the greater the difficulty of taking
place, of holding one's course on the journey from one place to another.
The interruption ofElyseus's homeward journey becomes the occasion
for the production of a story. Accidents, it seems, engender narrative.
11. Acceptis Elyseus iisdem litteris et muneribus sibi datis iter redeundi
arripuit. Volens redire per Ungariam venit ad quandam silvam quae vacatur
Canol. Ibidem spoliatus est, scilicet litteris et muneribus et vestibus et
omnibus quae habebat, ita quod vix nudus effugit. Sed quia magnum frigus
esse coepit, in via destituit et omnino desperavit.Veniens autem Frisacum, in
hospitali susceptus est a quodam monacho presbitero ab abbate Admuntensium
illic constituto et misericordia motus curam eius egit cum fratribus ibidem
manentibus. 12. Illo autem ibi manente per 14 dies et convalescenti, interrogatus ab eadem monacho, quales essent Indiae et qualiter cuncta essent
ordinata, Elyseus ita exorsus est.
[11. Elyse us received the letter and the presents given to him and started on
his journey back home. Wishing to return through Hungary, he came to a
forest which is called Canol. There he was robbed of his letter, his gifts, his
clothes, and everything he possessed, such that, with great difficulty, he fled
away nude. But when it became very cold, he sat down on the road and lost
all hope. Arriving at Friesach though, he was received into the hospital by a
certain monk-one established there by the abbot of Admont-who acted
out of pity. In need of his care, he remained with the monks. 12. He remained
there for 14 days, and while convalescing he was questioned by each monk
regarding what the Indias were like and how they were all arranged. Elyseus
began (to tell his story) thus.]
What follows, a fantastic description of Prester John's India derived chiefly
from the Letter and De adventu, is made credible only by the series of
accidents and surprises Elyseus has had to endure. That is, Elyseus is
empowered to speak about (and from) elsewhere because he himself represents and embodies difference, his existence indelibly marked with the risks
and consequences of voyaging out. The disasters befalling Elyseus enable a
"rhetoric of distance," 19 a discourse of separateness that the narrator can
authoritatively use to establish his own differentness or that of his subject
matter.
The travel narrative of Elyseus signifies the work of returning, of
redirecting the different or multiple toward the same and single. The
incomplete state of the manuscript (which breaks off in the middle of§Sl)
prevents us from ever knowing ifElyseus completed his journey home. But,
in a sense he already has returned home: to a stable and uniform Christian
community of monks. The fraternity of monks, eager for tales of the
strange, questions Elyseus, who is thereby provided with the opportunity to
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cross, this time over literary terrain, back into the same. The tale he begins
is, in an ideological sense, a familiar one: the other returns to, becomes, the
same. This trajectory or operation of returning is, as de Certeau has pointed
out, an essential structural element of any travel account. 2 Furthermore, it
is charged with ideological significance since this movement "inserts itself
within the general problem of crusade that still rules over the discovery of
the world in the sixteenth [and, especially, the twelfth] century: 'conquest
and conversion.' " 21 Crusade was preeminently a process of spatial expansion, one dependent upon hierarchical orderings of place 22 (sacred versus
profane, center versus edge) and incorporative or inclusive conceptions of
time/space:
°
The Others, pagans and infidels (rather than savages and primitives), were
viewed as candidates for salvation. Even the conquista ... needed to be
propped up by an ideology of conversion. One of its persistent myths, the
search for Prester John, suggests that the explorers were expected to round
up, so to speak, the pagan world between the center of Christianity and its
lost periphery in order to bring it back into the confines of the flock guarded
by the Divine Shepherd. 23
Explorers, like missionaries and crusaders, are charged with the task of
ensuring a smooth return to the order of the same. Thus, in travel narratives,
fascination or experience of the other usually involves acts of reincorporation and recognition: "A part of the world which appeared to be entirely
other is brought back to the same by a displacement that throws alterity
out of skew in order to turn it into an exteriority behind which an
interiority... can be recognized." 24
Repeated many times in medieval travel narratives, the successful
journey back home draws its cultural meaning from a relation with its
opposite-the loss of return. Indeed, as a twelfth-century papal project to
instruct Prester John in the tenets and practices of Christianity suggests,
desires to recognize in the exterior other an element of the interior self
often went unfulfilled. On September 27, 1177, Pope Alexander III sent
with his personal physician Philip a letter addressed "karissimo in Christo
filio Iohanni, illustri et magnifico Indorum regi" [to his dearest son in
Christ, John, renowned and noble king of India]. 25 The letter begins with
an assertion of Roman curial supremacy, supported by quotation from
Matt. 16:19 (Tu es Petrus, and so on). The pope then states that rumors of
Prester John's Christian faith and eagerness to do good works have reached
him from multiple sources: from many persons and from common rumor
[riferentibus multis et etiam Jama communi (§6)]. Moreover, the pope's desire
to recognize in Prester John elements of his own Christianity is affirmed
by magister Philip's conversations "cum magnis et honorabilibus viris tui
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regni ... in partibus illis" (with great and honorable men of your Uohn's]
kingdom in that region [§7]). Philip, it seems, has already served as messenger, perhaps as envoy to John's kingdom or traveler to a nearby region such
as the Holy Land. Philip had been told by John's men that their king
ardently desired to learn the Catholic and apostolic rule [catholica et apostolica
disciplina (§7)] so that there would be no possibility of dissension or difference in their faith from the teachings of Rome [quod a doctrina sedis aposolicae
dissentiat quomodolibet vel discordet (§7)].
The pope's desire to fashion Prester John's kingdom into a simulacrum
of the Apostolic See depends entirely upon the success of Philip's missionary
journey. Pope Alexander makes repeated reference to Philip's excellent
character and acute powers of observation and judgment. The adjectives
used to describe Philip focus on the messenger's observational skills: circumspectus ("viewing or searching around"; repeated twice), providus ("looking
forward or ahead"; repeated three times), and prudens (contr. from providens,
"foreseeing"). Philip is the perfect messenger (spy? 26 ): always on the lookout for dangers and the predicaments of travel in an unknown land. As the
pope himself acknowledges, the perilous itinerary "inter tot labores et varia
rerum ac locorum discrimina, inter linguas barbaras et ignotas" [among all
sorts of difficulties and manifold situations and diverse places, amid foreign
and unknown languages] traces a path out from the familiar home [a nostro
latere destinare], through the unhomely, the strange and the multiple, back to
the fixity of the Apostolic See. The mission of Philip, like that of Elyse us, is
predicated upon a return to the familiar, a journey that indicates the radical
coincidence of point of departure and point of return.
Indeed, not all journeys possess this same "economy of travel," one where,
to borrow the terms of Van Den Abbeele, the familiar home operates "as
a transcendental point of reference that organizes and domesticates a
given area by defining all other points in relation to itself. Such an act of
referral makes of all travel a circular voyage insofar as that privileged point or
oikos [Gr. "home,"etymon of"economy"] is posited as the absolute origin
and absolute end of any movement." 27 Sometimes space gets radically
retemporalized-the story of Rip Van Winkle and the ending of The Planet cif
the Apes (Franklin Schaffner, 1968) come to mind-so that the home to
which one returns is not the same as that one has left. Or sometimes, as in the
case ofPhilip'sjourney, the circle of travel is never closed due to a tragic spatialization of time. That is, the articulation of space with time, as a line
between points on a map, is disrupted by some accident such that the continuity of the itinerary is broken. The fact that Philip is never heard from again,
that news of him is in effect lost, signals travel's status as a formation of
economy-a transaction that can be talked about in terms of loss or gain, in
relation to something against which one can measure or register loss or gain. 28
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That fixed point of reference against which one measures loss is home,
the domus that functions simultaneously as point of departure and destination. If the point of return were identical to the point of departure, there
can be said to be no journey-that much seems obvious. However, the
home must remain fixed as a place to which one returns with a feeling of
security, the familiarity of having once been there, nostalgia (Gr. nostos, to
return home). Its self-identicality is thus crucial, however much the detour
engendered by the journey itself demands that points of departure and
return do not precisely coincide. As a detour through difference, the journey itself bears immense ideological weight, so that the journey away from
home, the familiar, is fundamentally a process of estrangement, a making
strange or extraneous. All journeys, we might speculate, are by definition
strange in the sense that they posit a home, a nodal point that lends all
meaning to the journey, only after they have begun. The meaning of home
can therefore only be posited retroactively; and, hence, who one is when
one is at home is an identity that must be conferred retroactively as well. If
"one has always already left home, since home can only exist as such at the
price of its being lost," 29 then it follows that identity is unthinkable outside
the positing of an originary subject position. My earlier discussion of identity
as serial constructedness, as a metonymical process always already initiated
and founded upon originary loss, can thus be brought to bear upon the
problem of travel.
The imbrication of identity with travel in the Middle Ages is crucial to
underscore because it offers us an alternative way of conceptualizing
identity: not as something discoverable or given, inherent in place or
lineage, but as something accumulated or nomadic, expressive of a trajectory as unfolded through space and over time. It is the ongoing process of
travel that shapes a cultural identity, not only the putative fixity of space. 30
So stories ofloss and retrieval are especially significant, not only in terms of
leaving home and returning, but in the ways that narrative and identity are
tightly interwoven. That is, the concern over whether the story of travel will
be complete-will it, in the Aristotelian sense, have a beginning, middle,
and end-only masks another, more crucial concern: namely, whether the
story will reproduce former ways, or practices, ofbeing in the world (decidedly not Heidegger's static im Welt sein). "What," de Certeau asks (quoting
Levi-Strauss), "does travel ultimately produce if it is not, by a sort of reversal, an 'exploration of the deserted places of my memory' "? 31 The work of
returning thus assumes a foundational cultural significance, to the extent
that culture is predicated upon memorialization, the recollection or restoration of something that is (or is perceived to be) lacking.
In his chronicle (ca. 1231) for the year 1170,Alberic ofTrois Fontaines
brought closure to Philip's mission to Prester John by creating the story of
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the messenger's return:
Inveniuntur quaedam papae Alexandri literae, quas misit presbitero Iohanni
superius memorato per quendam episcopum Philippum, ab eodem papa
ordinatum et de fide et de moribus sanctae Romae ecclesiae diligenter
instructum. Qui Philippus ab eodem presbitero Iohanne transmissus fuerat ad
pap am Romanurn. 32
Philip, in this chroniclers' account, carries a letter to Prester John, and then
back to the pope. In other chronicler's reports, such as those of Benedict of
Peterborough, Roger of Howden, and Ralph of Diceto, return, and hence
home as point ofboth origin and end, is not posited retroactively. What the
difference between the chronicle versions suggests is less that Alberic's is
historically inaccurate (he even gets the date wrong), and therefore anomalous, than the fact that within a travel economy of loss, a gain could be
utopically manufactured. The creation of the Prester John myth is indelibly
marked by this kind of wish, this desire for communication, reciprocity,
satisfaction, even surplus. The return of a messenger from Prester John is a
sign of hallucinatory satisfaction, a form of desire directed at neither the
messenger nor Prester John himself, but at a fantasy-the mnemic traces of
a lost satisfaction. While I might wish to forestall the full discussion of
Prester John's ideological, or utopic, function as fantasy, I do wish to emphasize here that the origins of fantasy are inextricable from the origins of
cultural memory that travel produces.
Monstrous Topoi: The Shock of the Moving Image
Cicero declared in the Topics that rhetoric, with its ordering scheme of
topoi and its systematized list of tropes, sets up "disciplinam invendiendorum argumentorum, ut sine ullo errore ad ea ratione et via perveniremus"
[a system for inventing arguments so that we might make our way to an
account of them without any wandering about]. 33 Rhetorical knowledge
is tied to knowledge of travel, to knowing how to navigate through narrative space. But in order to navigate successfully, one has to remember, and
then keep to, the discursive itinerary. Crucial to such knowledge, then, are the
methods prescribed to train the memory (artes memorativa) to segment the
material to be remembered into "bits" small enough to be recalled in single
units and then to key those "bits" into some reproducible order. This produces what Mary Carruthers calls a " 'random access' memory system" by
which one is not compelled to start at the beginning each time one wishes
to recall the whole system. 34 Disorientation, the problem of losing one's
way as if by wandering through a text, is prevented by the two-part memorial
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process ofbreaking the text into manageable pieces and then placing those
pieces in designated sites that one then imaginatively tours. For travel to
produce memory, nomadism must be contained.
Efforts to contain the nomadic mind evolved from the classical
mnemotechnique of tying topoi to an architectural setting (locus linked to
the space of a three-dimensional room one mentally tours) to the medieval
mnemotechnique oflocating "places" on a grid, in a two-dimensional cell
on a flat surface like that of the page. 35 Hugh of St.Victor, for example, treats
memoria as a line (linea) of bins (conditoria, "tombs," rectangular boxes having
the shape of the Roman tomb) arranged in a numerical grid. Tombs contain
what culture represses in order to keep itself alive, mobile, future oriented.
The medieval entombment of memory-here, the ending of Marie de
France's "Laiistic" comes to mind-implies not only the activation of
repression, but the foundation of culture itself. The issue of what gets
repressed and what gets remembered is perhaps the central question of
cultural formation: whether, and to what extent, historical memory has
psychic as well as ideological consequences. To put it another way, can
culture be said to have a primal scene? The answer to such a question
depends upon grasping the problem of origins and its relation to the function
of memorialization in reconstructing, even resurrecting, them. So: can the
tomb of memory be opened, and, if so, how?
Freud certainly thought that it could. Indeed, his theory and case studies
suggest that the work of analysis is precisely that "of remembering that the
relation of the object of interpretation to the real has been forgotten. The
primal scene is always a scene that is 'unknown' [unbekannte] and 'forgotten'
[vergessene]." 36 The unique way that the primal scene takes up a place outside the known raises obvious problems of interpretation and recuperation.
Although the primal scene [Urszene] first appeared in Freud's famous 1918
case history of the Wolf-Man (From the History of an Infantile Neurosis), it
served as a fundamental concept at the foundation of his analytic work.
What Freud, however, came to understand in this case study is that origins
could not be located in the past, entombed by forgetting, but only in the
future, in the repetitions of projections over origins that the process of
transference articulated. This means that beginnings are sites toward which
one is constantly moving. The work of remembering becomes the work of
beginning, of moving and of (re)generating culture. 37 Indeed, Civilization
and Its Discontents (1930) posits recollection as the genesis of civilization. 38
Memory-traces, we are told, endure just like-and the analogy is tellingthe classical ruins of the city Rome. The beginning of Civilization includes
a lengthy meditation, or what Freud himself calls a "phantasy;' 39 concerning what an archaeological excavation of Rome would entail and how the
unearthed city, once reconstructed, would appear today. Freud in fact
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conducts his reader on a mental tour of the remodeled city, stopping at
points of interest in the manner of the classical/medieval arts of memory.
Freud's point, however, is that "in mental life nothing which has once been
formed can perish-that everything is somehow preserved and that in
suitable circumstances .. .it can once more be brought to light." 40 Ruins are
originary sites, and culture thus emerges through the process of remembering,
of reassembling past fragments into momentary coherence. 41
The work of reconstruction through memorial constitutes the essential
work of myths (psychoanalytic or cultural): myths are stories about reconstructed ruins, about what happened in another world in another time (in
illo tempore, as Eliade has it) and how that other site, though discontinuous
with the present one, is related to it for the reason that it helped to bring it
about, and persists in bringing it about insofar as the two worlds can be
ritually reintegrated. This power of reactivating another world in this one,
the power in some sense shared by analyst and analysand, rests upon a pragmatic contradiction: the presence in this world of the other world increases
with its theoretical absence. The contradiction here-presence via absence,
that world in this one--never finally resolves itself, and so discloses the force
of desire, the wish to keep alive the ritual motion of myth. Myths like that
of Prester John, we might say, articulate a story of ruins by instilling in the
reader the single compulsive desire to conduct a tour through them.
Moving through the ruins of myth constitutes an imaginary experience
(like Freud's Roman "phantasy"), an experience whose structure is necessarily that of a "journey," the "end" of which is the fantasmatic (fantasy
structure) itself. 42 In other words, in moving through the space of fantasy, "it
is not an object that the subject imagines and aims at, so to speak, but rather
a sequence in which the subject has his own part to play and in which
permutations of roles and attributions are possible." 43 Desire's complicated
relation to fantasy renders the mythic tour irreducible to a sequentially
structured teleological narrative: the aim of the imagined journey becomes
the "scripts (scenarios)" themselves, which organize it into momentous
scenes "capable of dramatisation-usually in a visual form." 44 Fantasy
functions not as the end or object of desire, but as its visual setting: "In
fantasy the subject does not pursue the object or its sign: he appears caught
up himself in the sequence of images." 45
Travel narratives play out a series of images through which the reader
qua traveler moves but never fully masters or possesses. The traveler/reader,
condemned to role play or "script" his activities, is prevented from achieving his moment of mastery precisely because there is, to paraphrase an
often-repeated expression ofL. P. Hartley's from his novel The Go-Between
(1953), "a sense in which a foreign place is always a past-involving both
alienation and an act of recovery." 46 The logic here is clearly fetishistic: the
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traveler enters into a managed relation to loss whereby belief in the
existence of the lost object, the foreign place as ruin, is retained at the same
time it is given up. Travel and utopic narratives beg a "perverse" reading
practice, one that aims at recovering conventional meaning while all the
while preparing to turn to other, more monstrous regions of the text.
Among the best illustrations of this is Mandeville's Travels, a book that
divides itself right up the center, the first half leading to Jerusalem, the
second half leading out to the unstable edges of the world. While
reading/traveling along, desire, on the part of the reader, is kept alive
through the trope of metonymy, through a series of images whose end is
(literally) nowhere in sight:
Beyond these isles that I have told you of and the deserts of the lordship of
Prester John, to go even east, is no land inhabited, as I said before, but wastes and
wildernesses and great rocks and a murk land, where no man may see, night ne
day, as men of those countries told us.And that murk land and those deserts last
right to Paradise terrestrial, wherein Adam and Eve were put; but they were
there but a little while. And that place is toward the east at the beginning of the
earth. But that is not our east, where the sun rises til us .... 47
The inaccessibility of the earthly Paradise renders it phantasmatic, idealizable
precisely because, for Mandeville, it exists only as the memory-traces of
other travelers, recollections based upon their reports. "Wise men and men
of credence," 48 the traveler claims, will provide him with what he cannot
know firsthand. Indeed, as I suggested earlier in my discussion of the ideological function of the Letter of Prester John and its catalogic structure, it is
only such a metonymic representation of the world that can be fully utopic,
and hence culturally transformative or redemptive.
In psychoanalytic terms we might say that, through fantasy, the mise en
scene of desire is articulated as a drama of possibility in which defensive
operations reveal that "what is prohibited (/'interdit) is always present in the
actual formation of the wish." 49 These "defensive operations" include the
work of metonymy, list-formations whose "drama of possibility" depends
upon their stretch toward the impossible or outlandish ("if you can count
the stars in heaven and the sand of the sea ... ). I want to begin a turn now
to what I call 'the shock of the moving image' in order to specifY one
crucial way the genre of the list, specifically in a condition of montage,
produces social effects. It will be my contention that the dialectical
openness of the list in the Letter produces a constant pressure to generate a
new ideology, one resistant to forms of moribund didacticism otherwise
foreclosing the "expression of a possible world."
First, a clarification of the concept of ideology, one I offer only as it
serves to contextualize my reading of the Letter's montage effects. It should
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be emphasized that the nucleus of ideology, the center around which
cultural and psychic affects orbit, is constituted by trauma, the shock of the
real as the everyday confronts, for example, the unexpected, the incongruous, the alien, and the manifold ways these threaten or harm:
Ideology is not a dreamlike illusion that we build to escape insupportable
reality; in its basic dimension it is a fantasy-construction which serves as a
support for our "reality" itself: an "illusion" which structures our effective, real
social relations and thereby masks some insupportable, real, impossible
kernel. ... The function of ideology is not to offer us a point of escape from
our reality but to offer us the social reality itself as an escape from some
traumatic, real kernel. 50
It is crucial to keep in mind the extremity of Zizek's argument here: if
ideology is illusory, it is so precisely because it is quite real. Its realness
inheres in its ability to divert attention away from, by covering over, something traumatic. An orientalist document like the Letter of Prester John is less
an escape from Western reality than a strong affirmation of the desire to
know, and thus take (re)possession of, Western realities, even when those
realities are wholly indistinguishable from the illusions that serve to support
and preserve them. In response to the insupportable reality or shock of
losing the Holy Land, the story of Prester John was mobilized as a way of
overcoming and mastering the trauma ofloss.
Because loss, as psychoanalytic theory emphasizes, is always a matter of
passivity-what is done to or endured by the subject-psychic and social
responses to loss often take the shape of an aggressive impulse, as a way of
countering or disavowing the reality of traumatic experience. In terms
of ideological significance, utopic discourse works just like the play of
children: both seek gratification through fantasy play as the primary means
for defending the ego against anxiety and resolving the conflicts produced
by traumatic experience. 51 Both play and utopia, that is, do the work of
posing the problem of representation ideologically through their constant
desire to leave the illusion of reality intact. It is never a matter of construing
illusion as reality; rather, the crux is the illusion of reality: a matter of ensuring that play and utopic practices, like the activity of fantasy in Freud's
account, be "kept free from reality-testing and [remain] subordinated to the
pleasure principle alone." 52
By using the Freud just cited to supplement the classic definition of
ideology offered by Louis Althusser, we introduce into the concept the
centrality of play, the ceaseless activity of disavowal and of defense that
creates for individuals the imaginary spaces (what D. W Winnicott called
"spaces of play" 53) in which they can seek satisfaction. For Althusser, ideology
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is predicated upon imaginary representations of reality: "in ideology 'men
represent their real conditions of existence to themselves in an imaginary
form.' " 54 Affirming that ideologies do not correspond to reality, "that they
constitute an illusion," amounts nevertheless to "admit[ting] that they do
make allusion to reality, and that they need only be 'interpreted' to discover
the reality of the world behind their imaginary representation of that world
(ideology= illusion/allusion)." 55 While, in Althusser's account, material
alienation in modern capitalist society militates strongly against utopic
exploitation of that space between allusion (based on recognition) and
illusion (based on misrecognition), nonetheless the effect of reconnaissance
and meconnaissance in dynamic tension is always to produce desire for
reshaping or transforming lived reality. Stephen Heath conveys the dialectical nature of ideology, its resistance to taking up a final position wholly
within the system of binary oppositions that confine it to descriptions of
present reality:
recognition because ideology is anchored in reality, embraces the conditions
of existence, furnishes a practical guide for intervention on reality (is not a
pure realm of the imagination); miscognition because it seizes reality in order
to represent it according to its own purposes: "In ideology the real relation is
inevitably invested in the imaginary relation, a relation that expresses a will
(conservative, conformist, reformist or revolutionary), a hope or a nostalgia
rather than describing a reality." 56
To continue with Althusser: "It is in this overdetermination of the real by
the imaginary and of the imaginary by the real that ideology is active in
principle, that it reinforces or modifies the relation between men and their
real conditions of existence, in the imaginary relation itself." 57 The force of
ideology as intervention on reality, its "revolutionary use value," 58 is realized
only as it actively places individuals into new imaginary relations.
In the Letter qf Prester John the list-structure plays a crucial role in the
production of imaginary relations into which the document's readers are
interpellated. By offering the illusion of reality in a state of absolute plenitude, the Letter works both to compensate for what was lost and to preserve
what is possessed. Of course, the point is: what was imagined to be lost and
to be possessed. The classical and medieval encyclopedia, genres to which
we might usefully compare the Letter in terms of ideological utility, compiled and systematized facta as a response to the urgency of cultural disruptions. 59 Whereas letters conserve a past for the present, in order to redeem
the former for the latter, encyclopedic narratives taxonomize the current
world, provisionally sheltering it against the clear and present danger of
chaotic dissolution. The absorption of the list form by that of the letter
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renders the Letter a rather special document, one that spatializes its focta into
a containing coherence and temporalizes them as part of a dynamic process
wherein devolution to disorder is inescapable, and potentially transformative.
Or to put it otherwise, in terms of its generic form, the Letter guarantees its
own longevity and integrity through a kind of chaos management while
inexorably moving toward novelty and disorder. The Letter functions as both
thesauros [treasury, treasure trove], conserving a rich knowledge about the
East, and bricolage, consistently attracted to the paratactic, the fragmentary,
the unfinished.
Collections and inventories fashion a consumer fascinated by his identification with alterity. In his famous essay "Towards a New Middle Ages,"
Umberto Eco identifies in the conception of art as bricolage one of the most
salient points of contact between medieval culture and our own: "the mad
taste for collecting, listing, assembling and amassing different things ... due
to the need to take to pieces and reconsider what is left of a previous,
perhaps harmonious, but now absolute world." 60 The kind of indiscriminate
collections possessed by rulers such as Charles IV of Bohemia or the Due
de Berry61 have as their discursive analog documents that amass, in a nonsystematic manner, information about things, events, and places so remote
in space or time that, if never collected, would either remain unknown or
else be forgotten. However, in the Letter, the impulse to collect is not
reducible to the need to bring into alignment two different realities-say, a
mundane present and a sacred past-but rather signals a more profound
need to designate the seam itself between realities as the site for understanding cultural difference.
Assessing the significance of the space between cultures opened up by the
differentness of objects collected and catalogued is a powerful form of cultural
(self-) analysis: "By its very nature, the list provides a cultural perspective that
is at once grand and microscopic, since it implies everything while mentioning only selected items .... essentially, the list exhibits the cultural episteme
writ small." 62 Such a dialogic perspective thus possesses "a peculiar intensity;'
what Gaston Bachelard has called "intimate immensity." 63 Indeed, grasping
the relatio of one culture to another is possible only under conditions that foster the production, in the imaginary, of a Gestalt constituted by smaller relational intensities. These conditions include the rapid-fire additive style of the
Letter, the movement of one image quickly followed by another such that a
disjunctive shock is produced that impels further movement. Despite the
chaotic potential of the list formation, its violence to the notion of how
things may be coordinated and subordinated, a sense of the way things of
varying intensity fit together within an analytic field does in fact emerge.
A fine example of this occurs in the Letter's obsessive accumulation
of imagery concerning precious gemstones. Enumerated are gemstones
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possessing magical powers (§§29-30; 66; E 8-20); precious stones gathered
from flowing rivers (§§22; 32-33; 39-40); used in the construction of
palaces or other monuments such as the magical mirror tower or marvelous
mill house (§§68; B 87-93; D w-y; E 29); used for architectural purposes,
but primarily ornamental (§§47; 57-60; 62-63); and whose value is particularly high because of the difficulty of their attainment (§38). The Letter's
multiple interpolations 64 suggest that such a catalogue of fantastic riches can
be extended ad infinitum, such that the following claim in the earliest
version seems fully credible: "Omnibus diviciis, quae sunt in mundo, superhabundat et praecellit magnificentia nostra" [Of all the riches that are in the
world, our magnificence exceeds in abundance and surpasses (§50)]. The
pile up of gemstones of varying utility and intrinsic value draws attention
to the desire for or fantasy of accumulation itself as the real subject of the
images. Precious stones do not represent the otherness of vast wealth or
marvelous virtue associated throughout the Middle Ages with India, 65 so
much as the force of fantasy itself that creates the possibility for a meeting
of self and other across the space opened up by their putative differences.
One form that the fantasy takes, one field in which it might be analyzed,
involves the contrasting of Eastern with Western ways of assessing an
object's true value. Because precious stones, given their relative rarity and
manifest aesthetic properties, have immediately recognizable and exoteric
value, their absolute or hidden worth may never be known. Two documents
from the later Middle Ages, a fourteenth-century Icelandic tale ofindia and
a fifteenth-century Italian Prester John nouvelle, 66 center on a gift of three
precious gems from Prester John to a Western potentate who fails to
discover their esoteric powers.
In the Icelandic version, the king of Denmark is given three stones by
one of his own subjects, a man who has just returned from India where he
himself was given the stones by a local ruler. Though the Danish king
admits he does not know at all the stones' value, he keeps them in case the
giver should ask one day for reciprocation. As it turns out, a messenger from
India does arrive at the king's court with a request for something in return,
to which the king replies: "I don't know how they merit any recompense,
for I do not see what can be done with them." 67 The Indian then demonstrates their virtues: one multiplies gold, the second protects against wounds
in battle, and the third transports the user to India-thereupon the Indian
vanishes. In the Italian story, the plot trajectory is similar: an emissary from
Prester John arrives at the court of a Western potentate to explain the significance of precious stones already possessed, only to vanish with the stones
after elucidating their virtues. But the Italian story is from its outset a moral
tale: "La forma e la intenzione di quella ambasceria fu solo in due cose, per
volere al postutto provare se lo 'mperadore fosse savio in parlare et in opere"
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[the form and intent of the mission was double: a desire to put to the test
whether the emperor was learned in speech and in deeds]. Having received
the three stones, the emperor is supposed to indicate "quale e la migliore
cosa del mondo" [what is the best thing in the world]. The emperor, however, fails to enquire about the stones' virtues, choosing to praise their
beauty instead. The emperor concludes, somewhat ironically given the
great opulence of his own court, that the best thing in the world is misura
[moderation; the golden mean]. Mter hearing report of the emperor's
words, Presto Giovanni judges the emperor "molto savio in parola, rna non
in fatto, acciocche non avea domandato della virtu di cosi care pietre" [very
wise in word, but not in deed, in as much as he had not asked about the
virtue of such precious stones]. Prester John then dispatches his jeweler [lapidaro] to retrieve the stones. Once the jeweler holds all the stones, he
becomes invisible, returns to India, and presents the stones to Prester John
"con grande allegrezza" [with great happiness]. 68
Both tales clearly illustrate the failure to understand an object's intrinsic
significance, a failure that has ultimately less to do with the mysterious nature
of the objects themselves than with the social field in which they
exchanged. 69 The gift of three stones binds giver and receiver together, such
that the gift is to be properly experienced as a kind of test regarding how it
will eventually be consumed. Prester John issues a challenge to his Western
counterparts: whether or not in accepting the gift they will also accept the
alternative, magical world of which it is symbolic. By failing to discover or
even investigate the stones' esoteric powers, the Western rulers display their
fascination with the outward signs of material wealth, and with the sheer act
of accumulation itself. As aesthetic objects and things to be traded in the
future, the stones become substitutes for a lost faith in the mysteries mediating between this world and another possible one. We might even say that the
stones, as the West experiences them, are nothing other than symptoms of a
kind of" petrification of the faith," the deadening of popular mythology that
characterizes cultures no longer animated by their interaction with "an
infinitely larger and more beautiful design." 70 An example of utopia as selfcritique: or, we need not give the story of the magical stones such a sharply
didactic or moral edge. Rather, we might see the tale of Prester John's gift
not in terms of an education in what this world is or should be like, but a
gesture toward the possibility of what another world might be like. In other
words, the didacticism, if we choose to call it that, is not necessarily so moribund, confined to characterizing only the status quo, but aims more openly
to place readers in a new imaginary relation with what is other.
It is very difficult to disengage the meaning of the superabundance of
precious stones, packed for the reader in the Letter's list-structure, from the
particular ideological perspective with which Western medieval culture
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shaped and interpreted its own knowledge of self-other relations. The
gemstones are less objects to be admired, marveled at or even fetishized,
than identifications, bridges to another "reality." The Letter has the peculiar
function of presenting its reader with an unorganized perceptual wealth,
wherein the immediate reality of things is eclipsed by the active relations
into which a reader is placed. If things, as they are given meaning in
language, imprison subjects through their circumscription of cultural
space, 71 they may also serve as the very vehicles for transforming or
transcending one's own delimited social reality.Von Humboldt was one of
the first to suggest how things furnish a sense ofbounded reality:"Man lives
with his objects chiefly-in fact, since his feeling and acting depend upon
his perceptions, one may say exclusively-as language presents them to
him. By the same process whereby he spins language out of his own being,
he ensnares himself in it; and each language draws a magic circle round the
people to which it belongs, a circle from which there is no escape save by
stepping out of it into another.'m It is the fetishization, in language, of objects
like gemstones that transforms them into "magical" things, more real, we
might say, than reality itself. That is, objects condition a way of looking at
and living in reality that has finally little to do with their specific materiality or utility. Not merely the inert "stuff" of reality, things bear directly on,
and thus can come to dominate, as if by magic, perceptions of lived reality.
If indeed things possess the magical power to take over the space of their
production and consumption, by anchoring ideology, then they also possess
the power to circumscribe entirely new fantasmatic spaces into which
subjects might step-or, as I suggest, leap. This leap into a new identificatory
relation is encouraged by none other than the Letter's own artificial liststructure, a formal arrangement that, because of rather than in spite of its
artificiality, provides the truest index of the real, the surest, and most assuring, shape of reality, especially reality to come. Utopic discourse, we will
recall, is by its nature deeply processural, supercharged with productivity.
Neither in its elements nor as a totality does the utopic text come to rest in
the form of a" 'realized' vision of this or that ideal society or social ideal," 73
but rather it moves continuously forward by means of"logically unmotivated associative transition[s] from one theme to another." 74 Only in its
cognitively abrupt transitions can the text's fully "ideological aspect" be
revealed. I will propose here, apropos of the theories of Russian filmmaker
Sergei Eisenstein, that the discursive relations found in the Letter's list-structure
cannot be construed independently of the existential relations such a generic
structure urges.
The force of cinema's intervention into reality depends, for Eisenstein,
not on the fetishization of reality that the montage seems to promote,
but on its mode of "cutting the spectator into and beyond the film in a
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(multi-) posltlon of reading" 75 and living. Montage film is a manifestly
material-based and, as Eisenstein would have it, "agitational" or "aggressive"
medium-aimed at "moulding the audience in a desired direction" 76-and
in this it has structural, if not political, affinities with literature that
privileges linguistic effect over plot motivation. 77 In order to concentrate
one's emotion in a desired direction, montage art creates cognitive dissonances in the subject (in both senses of the term), shocks or collisions
between two or more disparate units of meaning that, despite obvious
incongruity, constitute a whole, an impression in the mind. This impression
is the seed of a transformation, the conflict inherent in the art having been
transferred to the onlooker. "Agit cinema" compels a special kind of fictive
collaboration, one centered on
an "effective construction" ... according to which it is not the facts being
demonstrated that are important but the combinations of the emotional
reactions of the audience. It is then possible to envisage in both theory and
practice a construction, with no linking plot logic, which provokes a chain of
the necessary unconditioned reflexes that are ... associated with (compared
with) predetermined phenomena and by this means to create the chain of
new conditioned reflexes that these phenomena constitute. This signifies a
realisation of the orientation towards thematic effect, i.e. a fulfillment of the
agitational purpose. 78
The alterity of the "agitational spectacle" is itself unimportant; its figurative
tendencies ("what does it mean?'') are secondary to its productive qualities,
that is, to its ideological effects upon a subject who has internalized a series
of dynamic relations, what Eisenstein refers to as the "shocks" between
spectacles. The dialectical instabilities of montage guarantee its provocativeness, its constant, often overwhelming, challenge to seek out and inhabit
another-always better-state of existence.
This distillation ofEisensteinian film theory provides a backdrop for the
present investigation of the utopic dimensions of the montage mechanism.
With respect to the utopic impulse, montage does double duty: it conserves
a past, by indulging cultural nostalgia for lost unity with the others it
portrays, and it maps out possible futures for subjects in whom it installs the
desire for alternative worlds. I elaborate the mechanics of montage's utopic
drive in greater detail in a moment, but before doing so, I want to illustrate
the discursive and thematic features of the Letter's moving montage style. To
arrest, for a moment, the flow of marvelous images:
42. In certain other provinces near the torrid zone there are serpents who in
our language are called salamanders. Those serpents are only able to live in
fire, and they produce a certain little membrane around them, just as other
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worms do, which makes silk. 43.This little membrane is carefully fashioned by
the ladies of our palace, and from this we have garments and cloths for the full
use of our excellency. Those cloths are washed only in a strong fire. 44. Our
Serenity abounds in gold and silver and precious stones, elephants, dromedaries, camels, and dogs. 45. Our gentle hospitality receives all travelers from
abroad and pilgrims. There are no poor among us. 46. Neither thief nor plunderer is found among us, nor does a flatterer have a place there, nor does
avarice. There is no division among us. Our people abound in all kinds of
wealth. We have few horses and wretched ones. We believe that no people is
equal to us in riches or in number of men. 47. When we proceed to war against
our enemies, we have carried before our front line, in separate wagons, thirteen
great and very tall crosses made of gold and precious stones in place ofbanners,
and each one of these is followed by ten thousand mounted soldiers and 100
thousand foot soldiers, besides those who are assigned to the packs and the
cart-loads and the bringing in of the army's food. 48. Indeed when we ride out
unarmed, a wooden cross, ornamented with neither paint, gold, nor gems, proceeds before our majesty, so that we may always be mindful of the passion of
our lord Jesus Christ, and [so does] a golden vase, full of earth, in order that we
may know that our body will return to its proper origin, the earth. 49. And
another silver vase, full of gold, is carried before us in order that all may understand that we are lord of!ords. 50. In all the riches which are in the world, our
magnificence exceeds in abundance and surpasses.
This list description comprises, I would suggest, much more than a catalogue of conspicuous wealth and abundance, more than a display of
Christian force or a show of regal pageantry. It is the key or guide to a
process of radical self-estrangement that originates in idealization. Clearly
the list encourages, indeed dramatizes, the capacity of its Western European
reader to confer upon his Eastern "better half" the things and attributes he
does not possess at home. The montage-like structure works, through refusing logical motivation, to accumulate-or, better, pile up-images of the
marvelous and extravagant, upon which are instantly conferred an ideality.
In this manner, the montage functions as a way of making sense beyond its
status as a collection of images, each moving abruptly, as in a filmic "cut,"
from one to the next.
Film montage offers this consonance with the apparently unsystematic
list: both of these methods of giving shape to refractory reality rely upon the
apriori assumption that the world being described or portrayed is in fact a
comprehensible whole. Montage, in order to have any social effect, must be
a meaningful, that is, meaning-producing, operation. Individual images,
whose relation to one another the montage manages, should "add up" to a
greater organic and expressive whole. This was true, I demonstrated, for
Pliny's encyclopedic project and, in a general way, for its progeny, the
medieval wonder-list as well. In the Letter, however, the montage arrangement
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of individual images works slightly differently. The symbolic whole, to
which all the parts supposedly "add up," is nothing other than a surplus,
whose excessive meaning exceeds the total of its combined parts. In other
words, the anatomizing ofPrester John's kingdom into parts is an operation
that cannot be undone, or as it were reversed, by reassembling the parts into
the whole. New sets of relations-among parts and between reader and
text-intervene, ones that produce irreparable changes in the whole.
Innocent reflection on the utopic text/ event is never (again) possible. 79
Such new relations, though in a sense supplemental, are not, however,
the by-products of some useless expenditure; 80 instead, they are meant to be
recycled as stimuli for the abandonment of one's familiar social relations.
Within the network of montage relations, abandoning the familiar necessarily entails discovering the alien. That seems obvious enough, except that
the alien here is that which has been made alien, or defamiliarized in particular ways. Consider the passage cited: its thematic rhythm might be
described as the shock of the foreign confronting the homely, the distant
colliding with the local, the lavish and ostentatious clashing with the plain
and humble. In each instance, the latter terms are transformed into something outlandish. Dogs, alongside elephants and camels, appear almost
exotic; 81 the salamander, an animal making cameo appearances in encyclopedic, travel, and crusade literature and whose meaning itself oscillates
between the sacred and the merely material, is flagged as an anomaly in
another language (Greek); 82 a few miserable horses, sandwiched between
affirmations of unparalleled wealth, while common enough at home, are
actually signs of foreignness-a well-known fact about distant India, which
must import horses from Persia or Arabia. 83
Beyond the menagerie, the text points to what readers would immediately recognize as equally strange, a social state where there is no poverty, no
crime, no vice, no dissension. Such an ideal social condition, having been
broken down into its constitutive elements and conveyed as a list of local
attributes, 84 functions more as a prescription than a description. That is,
while each element signifies something desirable in and of itself, each
element "is also at one and the same time taken as the figure for Utopia in
general, and for the systemic revolutionary transformation of society as a
whole." 85 Each detail in the list focuses, for a moment, the reader's desire for
a new social existence. The utopic list guides the reader through the text,
directing him to the fulfillment of social aspirations. Never is the reader's
desire arrested, for the force of fantasy alone keeps in motion the very
sequence of images in which the reader is caught up. 86 In the descriptions
of Prester John at war and at peace, the mundane and the ideal coexist, are
ritually integrated, such that the reader is presented with the recognizable
or quotidian (such as banner wagons, an eleventh-century Italian invention; 87
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the usual numbers-10,000 and 100,000-for describing war machinery;
and military ordnance) alongside mixed signals of magnificent power and
humble faith. The images of jewel-encrusted gold crosses, next to the
unadorned wooden ones, idealize war against the enemies of Christianity,
but do so in a peculiar way. The scene of peace, which encourages lowly
meditation upon suffering and the return to earthly origins, suggests that
war is not intrinsically ideal, but is here exalted only by context.
The Letter's list-structure places the reader right in the midst of a relay of
displacements, tensions, and contradictions, a circuit that provides the
dialectical energy for redirecting and streamlining identificatory relations.
In utopic lists like this, the logic of the self-same has little transformative
force. The fetishistic insistence that the other is only some ideal version of
the same collapses the space of difference, whereas immersion in the utopic
process makes sure that there is always something "ungraspable" out ahead
of the place where one has momentarily settled. Georges Bataille, however,
sees in Christianity the antithesis of utopic process, a system of thought that
freezes all dynamism because it ceaselessly corporealizes or "substantializes"
the sacred. And as Steven Shaviro has noted, the corporealization of the
sacred results from the belief that "there are no limits to idealization," in that
"the self-reflecting spirit has the power of transforming everything into
itself, but at the price of never being able to encounter anything other than
itself." An event, or object, he continues "can always be .. .idealized, but
once we have done so, what we have taken hold of is no longer an event.
Everything can be explained, but what is explained is no longer what happened."88 So, for Bataille, a fetish object like the Grai1 89 represents a failed
instance of perceiving the relationship between God and the "true" object
of religion, the sacred: "Christianity has made the sacred substantial, but the
nature of the sacred ... is perhaps the most ungraspable thing that has been
produced between men: the sacred is only a privileged moment of
communal unity." 90
In my view, Bataille is both right and wrong. There can be no doubt that
Christianity has strenuously substantialized the sacred, and that what is
ungraspable about the sacred is precisely its "privileged moment of
communal unity." Corporealizing the sacred need not, however, be incommensurable with the production of sacral community. Prester John, who
himself became keeper of the Grail for a troubled West in Albrecht von
Scharfenberg's Titurel romance, presents us, in what I have been calling a
montage mode, with things that are just alien or ideal enough to severely
limit the kind of self-reflexivity and immobility that Shaviro explained was
inextricable from the idealizing impulse. Bataille has a point about the
content of certain utopic projects, but in failing to account for their form he
ignores the essential dimension of their political force.
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Eisenstein, as I have indicated, was acutely attentive to the formal
possibilities of social transformation. His montage compositional method
aimed above all at effecting an ecstatic relation to otherness, what he called
a "maximum 'departure from oneself.'" In his essay "The Structure of the
Film" (1939), Eisenstein notes two crucial facts about montage: it is "an
arrangement ofphenomena, which themselves flow ecstatically"; it is "the representation of phenomena as distributed in such a way among themselves, that each
cif them in relation to each other seems a transition from one intensity to another." 91
The moving image is designed to provoke or "shock" the subject into
moving "from quality to quality" on the way to "a new condition" of
existence. 92 Eisenstein's, and indeed Prester John's, answer to Bataille's
rendering of the sacred within Christianity is to stress the "fundamental
ecstatic formula" of the utopic impulse:
the leap "out of oneself" invariably becomes a leap into a new quality, and
most often of all achieves the diapason of a leap into opposition.
Here is another organic secret: a leaping imagist movement from quality to
quality is not a mere formula ofgrowth, but is more, a formula of development-a
development that involves us in its canon, not only as a single "vegetative"
unit . .. but makes us, instead, a collective and social unit, consciously participating in
its development. For we know that this very leap, in the interpretation of social
phenomena, is present in those revolutions to which social development and
the movement of society are directed. 93
The "organic secret" of the Letter is the way that it carries, via the list, "the
montage principle over into history" by discovering "in the analysis of the
small individual moment the crystal of the total event." 94 The inherent instability of the paratactic list, its violation oflogical order and diegetic expectation,
even its internal ambiguities, 95 spark an abandonment of singular and familiar
self-sameness in search of ecstasy, collectivity, utopia. The analogy between
montage and the list-structure is, I think, most useful as an analogy-one
that allows us to formulate the revolutionary nature of identification as an
ecstatic transition to something else. 96 I offer my reading of Prester John as
an intervention into the notion of utopia, by marking affinities with what we
in fact have come to think of dystopia: the combination of what does not
quite cohere or appear seamless, the uneasy bricolage-effect distinguishing
such films as Blade Runner (Ridley Scott, 1982) and Brazil (Terry Gilliam,
1985). Not without its own catastrophes, clashes, and flights, dystopic film,
like Prester John's Letter, locates for us the source of the culturally redemptive in the interstices, in the seams between sites of collision. From these we
emerge, frenzied by the fantasm of something new. . ..
POSTSCRIPT: UTOPIC ENDINGS
Melius est ad summum quam in summa.
-Otto of Freising*
A map of the world that does not include Utopia is not worth even glancing at,jor it leaves out
the one country at which Humanity is always landing. And when Humanity lands there, it looks
out, and seeing a better country, sets sail. Progress is the realisation of utopias.
-Oscar Wildet
The world is now too dangerous for anything less than Utopia.
-John Rader Platttt
O
thers have made this remarkable observation: the great utopian works
of the twentieth century have all been anti-utopias or kakotopias,
"visions of a world," as Leszek Kolakowski has put it, "in which all the
values the authors identified themselves with have been mercilessly
crushed." 1 The authors are now part of a canon of dystopian writing:
Huxley, Orwell, Kubrick, Zamyatin, Capek, Saramago, Bradbury, Gibson,
Atwood, and so on. And, arguably, more than the timely poignancy of the
novels, it was the passionate affectivity of films that dismantled utopia, denying its practicality and its value as a viable mentality, at the same time that
they pointed to perfect satisfactions (somewhere) and ultimate solutions to
predicaments (somehow). Among my own movie experiences, this set of
anti-utopian films constitutes some of the most memorable: Blade Runner
(1982), Brazil (1985), The City cif Lost Children (1995), Strange Days (1995),
Twelve Monkeys (1995), Dark City (1998), Pi (1998), The Matrix (1999), Donnie
Darko (2001), 28 Days Later (2002) and, anti-utopia as comedy, Shaun of
the Dead (2004). What makes these films so powerfully anti-utopian and
simultaneously utopian is their insistence that the hope for some ultimum,
whether social or epistemological, inevitably involves pain and forfeiture.
With sacrifice and loss at their core, utopias are always structured according
to a contradiction: if the utopia satisfies all desires, extinguishes all pains,
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then it grinds to a halt, and stagnation replaces creativity. So, to remain vital,
there must always exist within utopia a surplus of unrest, of need, of desire.
It is this surplus that is reflected back to us in so many anti-utopian films,
reminding us, for example, that a technological utopia is inconceivable
without a highly despotic social order managing to simulate the impossible
total perfection. To smash the totalitarian order and its fundamental lie is to
destroy utopia and at the same time resurrect it, reclaiming it for freedom and
inventiveness. The gamble is always whether or not having introduced resistance in the name of freedom or conflict in the name of innovation already
contaminates utopia to the extent that it must give way to something more
human, thus fallible.
Its sacrificial logic renders utopia an impossibility, though not therefore
unthinkable. Kolakowski reminds us that the perfectly consistent egalitarian
utopia is self-defeating, reflecting what he terms a "secular caricature of
Buddhist metaphysics":
It may be seen perhaps as a peculiar expression of the suicidal impulse of
human society... Ultimately it amounts to this: life necessarily involves
tension and suffering; consequently if we wish to abolish tension and
suffering, life is to be extinguished. And there is nothing illogical in this last
reasoning. 2
Whereas I would prefer to characterize the impulse here as masochistic
rather than suicidal, if only to preserve something of the defiance inherent
in enduring suffering to gain a pleasure or satisfaction of some kind, even if
that pleasure is the zero point of tension, death, the key point here is the
way utopia tolerates logical contradiction. 3 These contradictions have long
been part of the very fabric of both religious utopianism and its paradoxical fulfillment in Christian Apocalypse.
The political caricature of Christian theology that currently passes as an
innocuous faith-based governance has more in common with suicidal
affectivity than with defiant self-harm. The theological basis for antienvironmentalism in the United States is one striking example ofhow it is
possible to set a nation upon a path of self-destruction in the name of
utopian "rapture." The anti-environment ethos of the Christian Right is
perhaps less well known than its stances against abortion or same-sex
marriage. Yet in 2004, the 43 percent of the U.S. Senate (45 members) and
House ofRepresentatives (186 members) who earned the highest approval
ratings from the nation's three leading Christian Right advocacy groups
(the Christian Coalition, Eagle Forum, and Family Resource Council) also
garnered flunking grades from the League of Conservation Voters. While,
as many have feared, George W Bush's reelection gives him a mandate for
UTOPIC ENDINGS
153
"unburdening" industry of what remains of the regulatory controls
clamped on it in the last century, it is perhaps too easy to view such policy
in terms of capitalistic motive when there is a clearly utopian impulse at
work. Intertwined with earthly gains is earthly loss-the literal loss of the
planet. Here the Christian fundamentalist notion that any concern for the
future of the earth is irrelevant because it has no future is expressed as a
belief in End Time, that final stage of history that itself ends with Christ's
return in order to sort out the righteous from the sinners. Environmental
destruction, as a sign of the Apocalypse, is thus something to be welcomed,
even courted, rather than feared.
How mainstream is this vision of planetary consumption, which is at
once utopian and anti-utopian? According to a 2002 Time!CNN poll,
59 percent of Americans believe that the prophecies found in the Book of
Revelation are going to come true, and now, four years after the event,
nearly one-quarter think the Bible predicted the 9/11 attacks. 4 The broad
appeal of evangelical End Time musings is reflected in the phenomenal
success of the Lahaye and Jenkins Lift Behind series of apocalyptic potboilers, whose perennially popular novels have sold more than seventy million
copies. Among those in power, the lineage of such beliefs can be traced back
to a statement of James G. Watt, a born-again evangelical whose tenure on
the board of directors of the scandalous PTL Club ministry coincided with
service as Reagan's first secretary of interior, who declared that protecting
natural resources was unimportant in light of the imminent return of the
son of God: "God gave us these things to use. After the last tree is felled,
Christ will come back." 5
So bizarre have attempts to bring about the End Time become that, since
the mid-1990s, a group of fundamentalist Christian Texas ranchers has been
helping messianists of the Israeli Right breed a pure red heifer, a genetically
rare animal that must be sacrificed to fulfill an apocalyptic prophecy found
in the Book of Numbers. The latest crimson beast will be ready for sacrifice
in 2005. How serious is this really? Well, when the first red heifer appeared in
1996 (before it reached the ritually mandated age of sacrifice, the bovine
sprouted white hair and was disqualified), David Landau, columnist for the
Israeli daily Haaretz, called the cow "a four-legged bomb" with the potential
to "set the entire region on fire." Muslim leaders fretted over the red heifer
too, as they would see an attempt by Jews to take over the Temple Mount (in
preparation for the Messiah, a Third Temple must be built, and only the ashes
from the heifer can purifY Jews so they can set foot on the Temple Mount 6)
as a sign of the Islamic apocalypse. 7 Hastening the Apocalypse, running
down the road to Armageddon, is only a paradox if not viewed through a
fundamentalist lc;ns, whether it be Christian, Jewish, or Islamic, or, as we see
in the miraculous red heifer, a contlation of all three.
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Marcuse has remarked that our present "capacity to turn the world into
hell" and our power to turn the world into the opposite both spell the end
of utopic thinking. 8 In either direction, the voice of utopia as social critique
is squelched, with utopia's function as a condemnation of where we are
heading silenced. Utopias and anti-utopias trip cultural alarms, broadcasting
warning signals announcing that culture is degrading-or about to be
rescued, redeemed. It is arguable, indeed demonstrable, that our world is fast
becoming a hell (it is, scientists tell us, getting warmer), and what utopias
then signifY is nothing more than what Toynbee once called a "pegging" of
the social order, an artificial arresting of its downward movement: "To arrest
a downward movement is the utmost to which Utopias can aspire, since
Utopias seldom begin to be written in any society until after its members
have lost the expectation of further progress." 9 While utopias tend to recycle the past, anti-utopias recycle the future, and in some sense they both
temporarily arrest social movement. This is not to say that we could survive
without them or the rest they provide. When I read that veteran British
code-breakers are attempting to determine if the ten-letter inscriptionDOUOSVAVVM-carved into a garden monument of the Shugborough
Estate in Staffordshire reveals, as legend has it, the location of the Holy
Grail, I am reminded of how important utopia is as a stay against cynicism
and a register of inexhaustible human will. 10 Around another holy relic, the
Turin Shroud, circulates a utopian vision familiar to the readers of this
book: Pierre Krijbolder's recent revelation that the cloth image is not Christ
but Prester John. 11
In this book, I have wanted to suggest that somehow our most hopeful
impulses fuel beliefs such as these. As absolutely unhistorical as it may be
that Prester John's visage marks the Turin Shroud, the shaping of history, and
our ability to understand it, depend upon our never relinquishing such a
way of thinking. To jettison even politically retrograde utopias is to risk
suffocating our ideals, while criticizing them most assuredly does not.
APPENDIX: TRANSLATION OF THE ORIGINAL
LATIN LETTER OF PRESTERJOHN1
1. Prester John, by the power and virtue of God and our lord Jesus Christ, lord of
lords, to Emmanuel, governor of the Romans, wishing him health and the extended
enjoyment of divine favor. 2. It has been reported to our majesty that you esteem
our excellency and that mention [knowledge] of our High One has reached you.
And we have learned through our delegate that you should wish to send us some
entertainments and trifles [ludicra et iocunda], which would satisfY our righteousness.
3. Of course we are only human and take it in good faith, and through our delegate
we transmit to you some things, for we wish and long to know if, as with us, you
hold the true faith and if you, through all things, believe our lord Jesus Christ.
4. While we know ourselves to be mortal, the little Greeks regard you as a god,
while we know that you are mortal and subject to human infirmities. 5. Because of
the usual munificence of our liberality, if there is anything you should desire for your
pleasure, make it known to us through our delegate through a small note of your
esteem, and you shall have it for the asking. 6. Receive the hawkweed in our own
name and use it for your own sake, because we gladly use your jar of unguent in
order that we mutually strengthen and corroborate our bodily strength. And, on
account of (our) art, respect and consider our gift. 7. If you should desire to come
to our kingdom, we will place you in the greatest and most dignified place in our
house, and you will be able to enjoy our abundance, from that which overflows with
us, and if you should wish to return, you will return possessing riches. 8. Remember
your end and you will not sin forever. 9. If you truly wish to know the magnitude
and excellence of our Highness and over what lands our power dominates, then
know and believe without hesitation that I, Prester John, am lord of lords and
surpass, in all riches which are under the heaven, in virtue and in power, all the kings
of the wide world. Seventy-two kings are tributaries to us. 10. I am a devout
Christian, and everywhere do we defend poor Christians, whom the empire of our
clemency rules, and we sustain them with alms. 11. We have vowed to visit the
Sepulcher of the Lord with the greatest army, just as it is befitting the glory of our
majesty, in order to humble and defeat the enemies of the cross of Christ and to
exalt his blessed name. 12. Our magnificence dominates the three Indias, and our
land extends from farthest India, where the body of St. Thomas the Apostle rests,
to the place where the sun rises, and returns by slopes to the Babylonian desert
near the tower of Babel. 13. Seventy-two provinces serve us, of which a few are
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APPENDIX
Christian, and each one of them has its own king, who all are our tributaries. 14.
In our country are born and raised elephants, dromedaries, camels, hippopotami,
crocodiles, methagallinarii, cametheternis, thinsiretae, panthers, aurochs, white and red
lions, white bears, white merlins, silent cicadas, griffins, tigers, lamias, hyenas, wild
oxen, archers, wild men, horned men, fauns, satyrs and women of the same kind,
pigmies, dog-headed men, giants whose height is forty cubits, one-eyed men,
cyclopes, and a bird, which is called the phoenix, and almost all kinds of animals that
are under heaven. 21. Our land flows with honey and abounds with milk. In a particular part of our country no poisons harm nor noisy frog croaks, there is no scorpion there, nor serpent creeping in the grass. Venomous animals are not able to live
in that place nor harm anyone. 22. Amid the pagans and through one of our
provinces flows a river which is called Y clonus. This river, flowing out of Paradise,
extends its windings by various courses throughout the entire province, and in it are
found natural gems, emeralds, sapphires, carbuncles, topazes, chrysolites, onyx,
beryls, amethysts, sardonyxes, and many other precious gems. 23. In the same place
a plant grows which is called assidios, the root of which, if someone carries it upon
his person, he puts to flight the unclean spirit and causes it to announce who and
from where it may be, and its name.And so unclean spirits never dare to invade anyone in that land. 24. In another province of ours whole pepper-which is
exchanged for wheat, grain, leather, and bread-grows and is gathered. 25. That land
i> <1lso woody, like a forest of willows fully permeated with serpents. But when the
pepper ripens, the forest is set on fire, and the fleeing serpents enter their holes, and
then the pepper from the shrubbery is dried and cooked, but how it is cooked, no
stranger is permitted to know. 27. This grove is situated at the foot of Mount
Olympus, from where a clear spring issues, containing all kinds of pleasant tastes.
The taste however varies each hour of the day and night, and flows out by a waterway for three days, not far from Paradise, from where Adam was expelled. 28. If
someone who has fasted for three days tastes of this spring, he will suffer no infirmity from that day on, and will always be as if he were thirty-two years old, however long he may live. 29. There are small gems there, which are called midriosi, and
which eagles are often accustomed to bring to our country, by which they rejuvenate and restore their sight. 30. If someone should wear one on his finger, his sight
would not fail, and if his sight diminishes, it is restored, and the more he uses his
eyes, the sharper his sight becomes. Blessed by the proper charm, it renders a man
invisible, banishes hatred, forges friendship, and drives away envy. 31. Among the
other things which marvelously happen in our kingdom, there is the sandy sea without water. Indeed the sand moves and swells up in waves just like all other seas, and
is never still. This sea can be crossed neither by ship or by any other means, and for
this reason, what type ofland may lie beyond is not able to be known. And although
it is completely devoid of water, nevertheless diverse kinds of fish are found near the
shore on our side which are the most palatable and tasty to eat and which are seen
nowhere else. 32. Three day's distance from this sea are some mountains, from which
descends a river of stones, in the same condition (as the sea), without water, and it
flows through our kingdom all the way to the sea of sand. 33. It flows for three days
a week, and small and large stones flow by and carry with them pieces of woods all
the way to the sea of sand, and after the river has entered the sea, the stones and
APPENDIX
157
wood vanish and do not appear again. As long as it does not flow, anyone is able
to cross it. On the other four days, it is accessible to crossing. 38. Near the desert
between the uninhabited mountains a certain rivulet flows beneath the earth, the
entrance to which is not accessible except by chance. Indeed sometimes the ground
opens up, and if someone at that moment crosses over from there, he is able to enter;
but he must quickly get out, ifby any chance the ground may close up. And whatever he snatches up from the sand is precious stones and gems, for the sand and
gravel are nothing but precious stones and gems. 39. And that rivulet flows into
another river of greater size, which the men of our kingdom enter and carry from
there the greatest abundance of precious stones; nor do they dare to sell them unless
they first show them to our excellency. And if we wish to keep them in our treasury
or for the payment of our force (army), we receive them given to us at half price;
otherwise they are able to sell them freely. 40. The children in that land are raised in
water, so that, in order to find stones, they may live sometimes for three or four
months entirely under water. 41. Beyond the stone river are the ten tribes of the
Jews, who though they imagine they have kings of their own, are nevertheless our
servants and tributaries to our excellency. 42. In certain other provinces near the
torrid zone there are serpents who in our language are called salamanders. Those
serpents are only able to live in fire, and they produce a certain little membrane
around them,just as other worms do, which makes silk. 43. This little membrane is
carefully fashioned by the ladies of our palace, and from this we have garments and
cloths for the full use of our excellency. Those cloths are washed only in a strong fire.
44. Our Serenity abounds in gold and silver and precious stones, elephants, dromedaries, camels, and dogs. 45. Our gentle hospitality receives all travelers from abroad
and pilgrims. There are no poor among us. 46. Neither thief nor plunderer is found
among us, nor does a flatterer have a place there, nor does avarice. There is no
division among us. Our people abound in all kinds of wealth. We have few horses
and wretched ones. We believe that no people is equal to us in riches or in number
of men. 4 7. When we proceed to war against our enemies, we have carried before
our front line, in separate wagons, thirteen great and very tall crosses made of gold
and precious stones in place of banners, and each one of these is followed by ten
thousand mounted soldiers and 100 thousand foot soldiers, besides those who are
assigned to the packs and the cart-loads and the bringing in of the food of the army.
48. Indeed when we ride out unarmed, a wooden cross, ornamented with neither
paint, gold, nor gems, proceeds before our majesty, so that we may always be mindful of the passion of our lord Jesus Christ, and [so does] a golden vase,full of earth,
in order that we may know that our body will return to its proper origin, the earth.
49. And another silver vase, full of gold, is carried before us in order that all may
understand that we are lord oflords. 50. In all the riches which are in the world, our
magnificence exceeds in abundance and surpasses. 51. There is not a liar among us,
nor is anyone able to lie. And if someone there should begin to lie, he immediately
dies, that is, he would be considered just as dead man among us, nor would any
mention of him be made among us, that is, he would receive no further honor
among us. 52. We all follow truth and we love one another. There is no adulterer
among us. No vice rules among us. 53. Every year we visit the body of the holy
prophet Daniel with a large army in the BabylnniJn desert, and we are ~n armed on
158
APPENDIX
account of the wild beasts and other serpents, which are called frightful. 54. Among
us fish are caught, by whose blood purple things are dyed. 55. We have many
fortifications, and the strongest men and men of various form. We rule over the
Amazons and even the Bragmani. 56. Indeed the palace in which our Sublimity
dwells, is in the image and likeness of the palace which the apostle Thomas planned
for Gondoforus, king of the Indians, and the out buildings and other buildings
are similar in all ways to that palace. 57. The paneled ceilings, beams, and epistilia
are made of acacia. The roof of the same palace is of ebony, so that by any circumstance
it is not able to be burned. Indeed at either end of the palace, above the roof-ridge,
are two golden apples, and in each of these are two carbuncles, so that the gold
shines in the day and the carbuncles sparkle at night. 58. The larger gates of the
palace are of sardonyx inlaid with serpent's horn, so that no one is able to enter
secretly with poison; the others are of ebony, and the windows are of crystal.
59. Some of the tables, on which our court eats, are of gold and others are of
amethyst, and the columns which support the tables are of ebony. 60. Before our
palace is a certain street in which our Justice is accustomed to watch those
triumphant in battle. The pavement is of onyx and the walls inlaid with onyx, so that
by the power of the stone the courage of the warriors grows. 61. In our aforementioned palace no torch burns at night except that which is fed by balsam. 62. The
chamber, in which our Sublimity sleeps, is marvelously gilded and ornamented
with all kinds of stones. If indeed wherever onyx should be used for adornment,
then around it would be four carnelians of the same size, in order that by their
virtue, the irregularity of the onyx may be regulated. 63. In the same chamber
balsam always burns. Our bed is of sapphire, on account of the stone's virtue in
chastity. 64. We have the most beautiful women, but they do not come to us except
four times a year for the purpose of procreating children, and thus sanctified by us,
as Bethsheba by David, each one returns to her place. 65. Once a day our court
dines. At our table every day, thirty thousand eat besides those who enter and leave.
And all these receive provisions each day from our treasury, such as horses and other
expenses. 66. This table is of precious emerald, and two columns of amethyst
support it. The power of this stone allows no one sitting at the table to become
inebriated. 67. Before the doors of our palace, near the place where the fighters
struggle in battle, is a mirror of very great size, to which one climbs by one hundred
twenty five steps. 68. Indeed the steps of the lower one-third are of porphyry, and
partly of serpentine and alabaster. From this point to the upper one-third the steps
are of crystal stone and sardonyx. Indeed the upper one-third are of amethyst,
amber, jasper, and sapphire. 69. Indeed the mirror is supported by a single column.
Above this column is set a base, upon the base are two columns, above which is
another base, upon which are four columns, above which is another base and upon
which are eight columns, above which is another base and upon which are sixteen
columns, above which is another base, upon which are thirty-two columns, above
which is another base and upon which are sixty-four columns, above which is
another base, upon which are also sixty-four columns, above which is another base
and upon which are thirty-two columns. And so in descending the columns diminish in number, just as ascending they increase in number, to one. 70. Moreover, the
columns and the bases are of the same kinds of stones as the steps by which one
APPENDIX
159
ascends to them. 71. Indeed at the top of the uppermost column there is a mirror,
consecrated by such art that all machinations and all things which happen for and
against us in the adjacent provinces subject to us are most clearly seen and known
by the onlookers. 72. Moreover it is guarded by twelve thousand soldiers in the
daytime just as at night, so that it may not be by some chance or accident broken or
thrown down. 73. Every month seven kings serve us, with each one of them in
order, as well as sixty-two dukes, three hundred sixty-five counts at our table, in
addition to those who are charged with various duties at our court. 74. At our table
every day twelve archbishops eat close by our side on the right, on the left eat
twenty bishops, in addition to the Patriarch of St. Thomas and the Bishop
[Protopapaten] of Samarkind, and the Archbishop [Archiprotopapaten] of Susa, where
the throne and the dominion of our glory reside, and the imperial palace. Every
month each one of them returns, in turn, to his own home. The others never depart
from our side. 75. Indeed abbots serve us in our chapel according to the number of
days in the year and every month they return to their own homes, and the same
number of others return to the same service in our chapel every calends. 76B. We
have another palace, not of greater length but of greater height and beauty, which
was built according to a vision that, before we were born, appeared to our father,
who, on account of the holiness and justice which marvelously flourished in him,
was called Quasideus [God-like]. 77B. For it was said to him in a dream: "Build a
palace for your son, who is to born of you, and who will be king of the worldly
kings and lord of the lords of the entire earth. 78B. And that palace will have such
a grace conferred to it by God that there no one will ever be hungry, no one will
be sick, nor will anyone, being inside, die on that on which he has entered. And if
anyone has the strongest hunger and is sick to the point of death, if he enters the
palace and stays there for some time, he will leave satisfied, as if he might have eaten
one hundred courses of food, and as healthy as if he might have suffered no infirmities in his lifetime. SSB. On the next morning Quasideus, my father, terrified by
the entire vision, got up and [C] after he had thought and was greatly disturbed, he
heard a sublime voice, and which all who were with him heard pronounced: [86C.]
"0 Quasideus, do what you have been ordered to, do not hesitate by any means, for
all will be just as it has been predicted to you." 87C. By this voice, certainly, my
father was completely comforted and immediately [B] he ordered the palace to be
built, in the construction of which only precious stones and the best melted gold
was used for cement. 88B. Its heaven, that is its roof, is of the clearest sapphire, and
the brightest topazes were set here and there in between them, so that the sapphires,
like the purest heaven, and topazes, in the manner of stars, illuminate the palace.
89B. Indeed the floor is of large crystal flagstones. There is no chamber or other
kind of division in the palace. Fifty columns of the purest gold, formed like needles,
are set in the palace near the walls. 90B. In each corner is one column, the rest are
set between them. The height of one column is sixty cubits, its circumference is such
that two men are able to encompass it with their arms, and each one has at its top a
carbuncle of such size as a large amphora, by which the palace is illuminated as the
world is illuminated by the sun. 91. [C] If you ask [B] Why are the columns sharpened to a point just as needles? The cause is evidently this: because, if they were as
wide at the top as at the bottom, the floor and the whole palace would not be so
160
APPENDIX
gready illuminated by the brightness of the carbuncles. 92. [C] And likewise if you
ask whether either of the two are bright there, [B] So great is the brightness there
that nothing can be imagined so small or so fine, if it is on the floor, that it is not
able to be seen by anyone. 93B. There is no window or other opening there, so that
the brightness of the carbuncles and other stones cannot be eclipsed by the brightness of the most serene heaven and sun. 96. On the day of our birth and whenever
we are coronated, we enter that palace and remain inside as long as we might have
stayed there to have eaten, and we leave there satisfied, as if we were filled with all
kinds of food. 97C. If again you ask why, since the creator of all will have made us
the most powerful and the most glorious over all mortals, [0] (why) our sublimity
does not permit itself to be called by a more noble name than presbyter, your
prudence ought not to be surprised. 98. For we have in our court many officials,
who are more deserving of tide and office, as far as ecclesiastical honor is concerned,
and they are provided with divine service even greater than ours. In fact our steward is a primate and king, our cup-bearer an archbishop and king, our marshal a king
and archimandrite, and our chief cook a king and abbot. And on that account our
Highness has not allowed himself to be called by the same names or distinguished
by the same ranks, of which our court seems to be full, and therefore he chooses
preferably to be called by a lesser name or inferior rank on account of his humility.
99C. We cannot at present tell you enough about our glory and power. But when
you come to us, you will say, that we are truly the lord oflords of the whole earth.
In the meantime you should know this trifling fact, that [B] our country extends in
breadth for four months in one direction, indeed in the other direction no one
knows how far our kingdom extends. 100. If you can count the stars in heaven and
the sand of the sea, then you can calculate the extent of our kingdom and our
power.
NOTES
Introduction
*
1.
2.
3.
4.
5.
6.
7.
8.
C. G.Jung, Psychological Types, val. 6 of The Collected Works if C. G.]ung, trans.
R. F. C. Hull (Princeton: Princeton University Press, 1971), p. 52.
The psychoanalytic dimension of this interchange is discussed in Paul
Schilder, "The Libidinous Structure of the Body-Image," in his The Image and
Appearance if the Human Body (New York: International Universities Press,
1950), pp. 119-212.
Louise 0. Fradenburg, City, Marriage, Tournament: Arts if Rule in Late Medieval
Scotland (Madison: University ofWisconsin Press, 1991), p. 249.
See Jeffrey Jerome Cohen, "Monster Culture (Seven Theses);' in his Monster
Theory: Reading Culture (Minneapolis: University of Minnesota Press, 1996),
pp. 3-25, and Of Giants: Sex, Monsters, and the Middle Ages (Minneapolis:
University of Minnesota Press, 1999).
L. 0. Aranye Fradenburg, Sacrifice Your Love: Psychoanalysis, Historicism, Chaucer
(Minneapolis: University of Minnesota Press, 2002).
Georg Simmel, "The Stranger," The Sociology if Geotg Simmel, trans. and ed.
Kurt H. Wolff (New York: Free Press, 1950), p. 405 [402-408].
A. David Napier, Foreign Bodies: Performance, Art, and Symbolic Anthropology
(Berkeley: University of California Press, 1992), pp. 139-40.
Napier, Foreign Bodies, p. 156.
On this issue, see Homi K. Bhabha, "The Other Question: Stereotype,
Discrimination, and the Discourse of Colonialism;' in his The Location of
Culture (New York: Routledge, 1994), pp. 66-84. Bhabha shows how stereotyping is based at once upon "daemonic repetition" and absolute rigidity,
such that stereotyping's apparent fixity, as sign of difference, is paradoxical.
Stereotyping thus carries within it the force of ambivalence, a force that is,
e.g., largely ignored, as Bhabha points out, by critics and readers of orientalism, Said included. What is called for is interrogation of the political effects of
discourse, produced by representation, which reflect both history and fantasy
(as the scene of desire). For an approach to this last point, see my
"Re-Orienting Desire: Writing on Gender Trouble in Fourteenth-Century
Egypt," Gender and Difference in the Middle Ages, ed. Sharon Farmer and
Carol Braun Pasternack (Minneapolis: University of Minnesota Press, 2003),
pp. 230-57.
162
NOTES
9. Napier, Foreign Bodies, p. 153.
10. M. Masud R. Khan, Alienation in Perversions (London: Hogarth, 1979), p. 121.
Perversions should be placed in more general contexts: "that of man's
attempts to escape from his condition," as Janine Chasseguet-Smirgel puts it
(p. 299). See her essay "Perversion and the Universal Law," International
Review of Psycho-Analysis 10 (1983): 293-301.
11. Edward Glover, "The Relation of Perversion-Formation to the Development
of Reality-Sense;' International journal of Psycho-Analysis 14 (1933): 489
(486-504].
12. See Slavoj Zizek, The Sublime Object of Ideology (NewYork:Verso, 1989).
Chapter 1
Eastern Marvels
1. John Heaton, "The Other and Psychotherapy," The Provocation of Levinas:
Rethinking the Other, ed. Robert Bernascon and David Wood (London:
Roudedge, 1988), pp. 5-6. The other, as a central critical term in my analysis and one inherited by cultural studies from the hermeneutic philosophy
of Hegel, Husserl, and Heidegger, too often loses its historical and cultural
specificity in contemporary discussions of difference. For a provocative
philosophical account of alterity, see Mark C. Taylor, Altarity (Chicago:
University of Chicago Press, 1987). While I would want to begin with an
abstract, unlocalized definition of the other, such as the one I cite here from
Tzetvan Todorov, my guiding concern is to show how medieval culture tells
its own story through a history of the other:
We can discover the other in ourselves, realize we are not a homogeneous substance, radically alien to whatever is not us: as Rimbaud said,
]e est un autre. But others are also" I"s: subjects just as I am, whom only my
point of view-according to which all of them are out there and I alone
am in here--separates and authentically distinguishes from myself. I can
conceive of these others as an abstraction, as an instance of any individual's psychic configuration, as the Other-other in relation to myself, to
me; or else as a specific social group to which we do not belong. This
group in turn can be interior to society: women for men, the rich for the
poor, the mad for the "normal"; or it can be exterior to society, i.e.,
another society... unknown quantities, outsiders whose language and
customs I do not understand, so foreign that in extreme instances I am
reluctant to admit they belong to the same species as my own. (The
Conquest of America: The Question of the Other, trans. Richard Howard
(New York: Harper, 1984], p. 3)
2. Matthew Paris, Chronica majora, ed. Henry Richards Luard, 6 vols. (London,
1876) 3: 488.All translations, unless otherwise cited in text, are my own.
3. In fact Paris's account of the Tartars begins with a potential, unexpected
alliance: Saracen emissaries arrive at the court of the king of France seeking
Christian aid against" quoddam genus hominum monstruosum et inhumanum ex
NOTES
4.
5.
6.
7.
8.
163
montibus borealibus prorupisse" [a certain race of monstrous and savage
beings who have rushed down from the northern mountains]. In England,
the Muslim ambassadors are turned away in reproach by the bishop of
Winchester: "Sinamus canes hos illos devorare ad invicem, ut consumpti
pereant" [Let us leave those dogs to devour these, in order that they
may perish by consuming one another (Paris, Chronica majora, p. 489) ].
John of Plano Carpini, History of the Mongols, ch. 8 in The Mongol Mission:
Narratives and Letters if the Franciscan Missionaries in Mongolia and China in the
Thirteenth and Fourteenth Centuries, ed. and trans. Christopher Dawson
(New York: Sheed and Ward, 1955), p. 45.
The legend of Prester John as a Western fantasy of power dominated
the imagination of crusaders from the Second to the Fifth Crusade
(ca. 1150--1240). An interesting, yet as we shall see typical, conflation occurred
at the time of the Fifth Crusade, as the crusaders approach Damietta. In a
letter, dated April 18, 1221, sent to a number of important personages,
including Pope Honorius Ill, Jacques de Vi try expected relief from a certain
oriental prince named David, whom he identified with Prester John. David
(also taken to be Prester John's son) turned out to be none other than
Genghis Khan. The letter is edited by R. B. C. Huygens, Lettres de Jacques de
Vitry, 1160170-1240, Mque de S.Jean-d'Acre (Leiden: Brill, 1960),pp. 134-53.
On the identification of Prester John with David and its role in the propaganda of the Fifth Crusade, see Friedrich Zarncke, "Der Priester Johannes
als Vorfahr des sogenanntes Konig David, des Mongolen Dschingiskhan,"
Abhandlungen der philologisch-historischen Classe der kiiniglichen sachsischen
Gesellschaft der Wissenschajien 8 (1883): 5-59; Martin Gosman, "La legende du
PretreJean et la propagande aupres des Croises devant Damiette (1218-1221),"
La croisade: realites et fictions. Actes du Colloque d'Amiens 18-22 Mars 1987
(Gi:ippingen: Kiimmerle, 1989), pp. 133-42; and R. W Southern, Western
Views of Islam in the Middle Ages (Cambridge: Harvard University Press, 1962),
pp. 45-47.
See, e.g., The World if Henri Wallon, ed. Gilbert Voyat (New York: Aronson,
1984), p. 46.
Paris, Chronica majora, p. 488.
See, e.g., "The Tartar Relation" (Historia Tartarorum), a largely ethnographic
description of the Mongols written down in 1247 by a certain C. de Bridia
upon the occasion of Plano Carpini's return to Europe, in R. A. Skelton,
Thomas E. Marston, and George D. Painter, The Vinland Map and the Tartar
Relation (New Haven: Yale University Press, 1965), p. 97. Or this concerning
the taste of Mongols for pickled human flesh in the Egerton MS version of
Mandeville: "When thai ensege a castell or a walled toune, thai behete thaim
that er enseged so faire proffers that it is wonder; for thai will graunt tham
what-sum-ever thai asch. Bot, als sone as thai hafe yolden tham, thai slae tham
and cuttez off thaire eres and !ayes tham in vynegre for to sowce and makez
of thaim a dayntee meet for grete lordes" (The Buke ifJohn Maundeuill. being
the Travels ifJohn Mandeville, Knight 1322-5 6. A Hitherto Unpublished English
164
NOTES
Version from the Unique Copy (Egerton Ms. 1982) in the British Museum . ..
together with the French Text, Notes, and an Introduction, ed. George F. Warner
[London: Roxburghe Club, 1889], p. 123). For a recent overview of Western
myths of Mongol cannibalism, see Gregory G. Guzman, "Reports of
Mongol Cannibalism in the Thirteenth-Century Latin Sources: Oriental
Fact or Western Fiction?" Discovering New IM>rlds: Essays on Medieval
Exploration and Imagination ed. Scott D. Westrem, (New York: Garland, 1991),
pp. 31-68. The figure of the cannibal, as I suggest later, is an important image
in the construction of specific kinds of fantasies. The widespread figure was
central to the formation of national consciousness and identity.
9. Paris describes the Mongols erupting "ex Caspiis montibus vel ex vicinis"
[out of the Caspian mountains or from that region] and "ex montibus borealibus prorupisse" [rushed down from the northern mountains] (Chronica
majora, p. 488).
10. The existence of Gog and Magog was established on the basis of Gen.
10:1-5, Ezek. 38:1-23 and 39:1-6, and Rev. 20:7-10. On his map of
Palestine, Matthew Paris depicts in the north Alexander's walls and the
inclusi, and states in a rubric that from this same direction came the Tartars.
See Konrad Miller, Mappae Mundi: Die iiltesten Weltkarten, 6 vols. (Stuttgart,
1895-98) 3: 93. The fourteenth-century Hereford mappa mundi shows a
northern European peninsula surrounded by walls and towers. The rubric
occupying the area refers to the medieval legend of Gog and Magog: see
Vicomte de Santarem, Essai sur l'histoire de Ia cosmographie et de Ia cartographie
pendant le Moyen-Age, ed. Martim de Albuquerque, 3 vols. [Lisbon:
Administrar;:ao do Porto de Lisboa, 1989] 2: 338. On the equation of the
Tartari inclusi with Gog and Magog, see Andrew Runni Anderson,
Alexander's Gate, Gog and Magog, and the Enclosed Nations (Cambridge, MA:
Medieval Academy, 1932), pp. 14, 98-103.
11. See Anderson, Alexander's Gate, p. 88.
12. On the development of the "siege mentality" in late-medieval and earlymodern Europe see Jean Delumeau, La peur en Occident (XIVe-XVIIIe siecles):
Une cite assiege (Paris: Fayard, 1978).
13. Margaret T. Hodgen characterizes the first 1,300 years of Christianity as
"a prolonged interlude of continual anxiety" (Early Anthropology in the Sixteenth
and Seventeenth Centuries [Philadelphia: University of Pennsylvania Press,
1964], p. 73). Jacques Le Goff frames the Middle Ages in the same general
terms: "the mentalities and sensibilities of medieval men were dominated by
[a] sense of insecurity which determined the basis of their attitudes"
(Medieval Civilization [New York: Blackwell, 1988], p. 325). A classic statement on Western medieval "paranoid phantasy" (p. 71), here in the context
of popular eschatology, is Norman Cohn, The Pursuit of the Millennium
(London: Seckar and Warburg, 1957), pp. 69-74.
14. While the popularity ofPrester John as guardian of civilization is discussed
later, I want to emphasize the cultural influence of the Alexander legend
in Pseudo-Methodius, the version which is interpolated in the Letter of
Prester John. Anderson writes: "during the Middle Ages the influence of
NOTES
15.
16.
17.
18.
19.
20.
21.
22.
165
Pseudo-Methodius was second only to that of the Canon and church fathers.
The reason for this is not far to seek: as Christendom was threatened by each
new peril in the later centuries of the middle ages [sic]-the Mongol
invasions and the westward advance of the Turks even to the walls of
Vienna-Christendom in its direst need and darkest hour found in PseudoMethodius not only hope but even assurance of final victory over Gog and
Magog and the might of Antichrist" (Alexander's Gate, p. 49).
By "ideological construction," I refer to the "representational structures" of
"the imaginary relationship of individuals to their real conditions of existence"
(Louis Althusser, "Ideology and Ideological State Apparatuses," Lenin and
Philosophy and Other Essays, trans. Ben Brewster [New York: Monthly
Review Press, 1971], p. 162).
Jonathan Dollimore, Sexual Dissidence: Augustine to Wilde!Freud to Foucault
(Oxford: Clarendon, 1991), p. 229; emphasis added. Or, as Dollimore puts it
in a trenchant aphorism, "to be against (opposed to) is also to be against
(close up, in proximity to) or, in other words, up against" (p. 229).
Michel de Certeau, "Spatial Stories," The Practice of Everyday Life, trans.
Steven Rendall (Berkeley: University of California Press, 1984), p. 127.
As I suggest in chapter 6, many of the conventions associated with realism that inform documentary texts and films also inform the legend of
Prester John. Bill Nichols has analyzed the principal "expectations and
procedural operations that documentary invokes," one of which is an
oscillation between the recognition of historical reality (the basis for any
suspension of disbelief) and the recognition of an argument about that
reality (actively believing that the world could be different) (see his
Representing Reality: Issues and Concepts in Documentary [Bloomington:
Indiana University Press, 1991], p. 28). In my terms, recognizing an
argument about the world is part of the ideological work of imagining
utopia.
Martin Heidegger, "Building, Dwelling, Thinking," Basic Writings, ed. David
Ferrell Krell (New York: Harper & Row, 1977), p. 332.
Louis Marin, "Frontiers of Utopia: Past and Present," Critical Inquiry 19
(1993): 416 [397-420].
IdentifYing with others can generate what Dollimore calls "a politics of
proximity." Dollimore quotes a crucial passage in Homi Bhabha, "The
Commitment to Theory," New Formations 5 (1988): 10-11 [5-23]:"Thelanguage of critique is effective not because it keeps for ever separate the terms
of the master and the slave... but to the extent to which it overcomes the
given grounds of opposition and opens up a space of'translation': a place
of hybridity, figuratively speaking, where the construction of a political
object that is new, neither the one nor the Other, properly alienates our political expectations, and changes, as it must, the very forms of our recognition
of the 'moment' of politics ... This must be a sign that history is happenin.J;
within the windless pages of theory."
Pliny the Elder, Naturalis Historia 7 .2.21, in Natural History, trans. H. Rackham,
10 vols. (Cambridge: Harvard University Press, 1949) 2: 518.
166
NOTES
23. See Jacques Le Goff, "The Medieval West and the Indian Ocean: An
Oneiric Horizon," Time, Work, and Culture in the Middle Ages, trans. Arthur
Goldhammer (Chicago: University of Chicago Press, 1980), pp. 189-200.
24. Three excellent encyclopedic treatments of medieval conceptions ofEastern
wonders, especially monster traditions, are RudolfWittkower, "Marvels of
the East: A Study in the History of Monsters," Journal of the Warburg and
Courtauld Institutes 5 (1942): 159-97; John Block Friedman, The Monstrous
Races in Medieval Art and Thought (Cambridge: Harvard University Press,
1981); and Claude Lecouteux, Les monstres dans Ia litterature allemande du
Moyen Age: Contribution /'etude du merveilleux medieval, 3 vols. (Goppingen:
Kiimmerle, 1982).
25. Saint Augustine, City of God, trans. Henry Bettenson (New York: Penguin,
2003), p. 662.
26. Wittkower, "Marvels," p. 168.
27. On the theme of wilderness in Hebrew thought see George H. Williams,
Wilderness and Paradise in Christian Thought: The Biblical Experience of the
Desert in the History of Christianity and the Paradise Theme in the Theological Idea
of the University (New York: Harper, 1962), pp. 10-64; and Hayden White,
"The Forms of Wildness: Archaeology of an Idea," Tropics of Discourse:
Essays in Cultural Criticism (Baltimore: Johns Hopkins University Press, 1978),
pp. 157-62. The prominence of the city/wilderness opposition in Greek
thought should also be mentioned. The opposition between civilized and
barbarian translates to one of inside/ outside: in the city-state a man could
achieve full humanity as a "political animal" (Aristotle); outside the city
lawlessness precluded the possibility of a man ever realizing his full humanity.
Inside he could be a political subject, outside only a curious object
(see White, "The Forms Of Wildness," p. 169).
28. In City of God, Augustine recalls of Cain that after his malediction "he built
a city" (Gen. 4:17). The sort of city he had in mind is dramatized by the
contrast between the two brothers: "I classifY the human race into two
branches: the one consists of those who live by human standards, the other
of those who live according to God's will. I will also call these two classes the
two cities, speaking allegorically. By two cities I mean two societies of
human beings, one of which is predestined to reign with God for all eternity,
the other doomed to undergo eternal punishment with the Devil. ...
Cain ... the first son born ... belonged to the city of men; the later son Abel
belonged to the City of God .... Scripture tells us Cain founded a city,
whereas Abel, as a pilgrim, did not found one. For the City of the saints is up
above" (Saint Augustine, City of God, pp. 595-96).
29. See, e.g., the account of Muhammad's origins and rise to power in cap. 2 of
William of Tripoli's Tractatus de statu Saraceno rum et de Mahomete pseudopropheta et eorum lege et fide in Hans Prutz, Kulturgeschichte der Kreuzzuge
(Hildesheim: Georg Olms, 1964), pp. 575-98, esp. 576.
30. The Bodleian Library's Douce bestiary (MS Douce 88 II, fol. 69v) moralizes
the Dog-Men thus: "Cenocephali qui canina capita habent, detractores et
discordes designant ... qui labeo subteriore se contegunt eos figurant de
a
NOTES
31.
32.
33.
34.
35.
36.
37.
38.
39.
167
quibus dicitur labor labiorum operiet eos" [The cenocephali, having dogs'
heads, signifY detractors and sowers of discord]. The bestiary at Westminster
Abbey (MS 22, fol. 1v) likewise figures the Dog-Men as dissenting
persons. The immensely popular Gesta Romanorum (ed. Hermann Oesterley
[Hildesheim: Georg Olrns, 1980]), under chapter 175 entitled "De diversitate
et mirabilibus mundi cum expositione inclusa" [Concerning the diverse and
miraculous things of the world with an explanation], discusses the Dog-Men
first among the Plinian races as a figure for preachers who should wear animal skins as a sign of penance and as a proper example to the laity (seep. 574).
Friedman, Monstrous Races, pp. 67-75.
The exegetical foundation for this is traced by Friedman (Monstrous Races,
p. 61) toPs. 21:17 where David cries out in despair that "Dogs have compassed me: the assembly of the wicked have enclosed me: they pierced my
hands and feet." Glossed as an unreasonable act, refusal of the word became
an image of Jews barking or heretics rejecting the truth. The presence of
Dog-Men for the dissemination of the Word, then, attests to the Word's
power of conversion since the most intractable of subjects could be evangelized. In the Apocryphal Acts of the Apostles, e.g., there is the conversion of
a cynocephalus.
The identification of cynocephalics with Muslim "Turks" extends of course
beyond the Latin polemical tradition. In fact the polemical tradition gained
its force from popular folktales and the romances. David Gordon White, in his
outstanding book on the mythology of the Dog-Man, mentions the Slavic
folk identification of Turks with dog-headed man-eaters (see The Myths cif the
Dog-Man [Chicago: University of Chicago Press, 1991], pp. 61-62).
The conflation of Saracens and dogs occurs in the French chansons de geste,
where the Muslims are frequently portrayed as barking like dogs when they
rush into battle. See C. Meredith Jones, "The Conventional Saracen of the
Songs ofGeste," Speculum 17 (1942):205 [201-225].
The famous Borgia mappa mundi pictures in northern Africa a cynocephalic
king of the Saracens seated on a throne and holding court for two subjects
as monstrous in appearance as himself. The rubric reads:"Abichinibel rex est
Sarracenus Ethipicus; cum populo suo habens faciem caninam, et in cedent
ornnes nudi propter solis calorem" [Abichinibel is king of Saracen Ethiopia;
with a populace having dogs' faces and they all go about nude on account of
the sun's heat] (Santarem, Essai, p. 294).
White, "The Forms ofWildness," p. 156.
The best discussions of medieval etymology for monstrum are Friedman,
Monstrous Races, pp. 108-130, and Lecouteux, Les monstres, 1:2-3.
Augustine, e.g., derives "monster" from monstrare: monsters demonstrate
God's absolute power over physical nature. See Augustine, City cif God,
21.8.983.
This sense of monstrum as something to behold is conveyed in the primary
meanings of the word and its cognates. In addition to ModE "monster,"
these include a visit or view, a sample (s.v. "monstrum" in R. E. Latham,
Revised Medieval Latin IMJrd-Listfrom British and Irish Sources [London: Oxford
168
40.
41.
42.
43.
44.
45.
46.
NOTES
University Press, 1965]); a celestial phenomenon (s. v. "monstrum" in Novum
Glossarium latinitatis [Hafni: Munkgaard, 1900-]); pieces of evidence
(s. v. "monstra" in Jan Frederik Niermeyer, Mediae latinitatis lexicon minus: A
Medieval Latin-French/English Dictionary [Leiden: Brill, 1976]); ecclesiastical
monstrance (s.v. "monstrum (2)" in Glossarium mediae et infimae latinitatis, ed.
Charles du Cange et a!. [Paris: Firmin Didot, 184(}-50]).
Anthropologist Michael Taussig (The Nervous System [New York: Routledge,
1992]) uses the term "nervous system" as a figure for the historical condition
of terror, which he asserts is the other in the postmodern age. Such a
nervous system is structured upon a dialectic of disorder and order, hysteria
and numbing acceptance, centered reason and "decentered randomness." He
refers to "a state of doubleness of social being in which one moves in bursts
between somehow accepting the situation as normal, only to be thrown into
a panic or shocked into disorientation by an event, a rumor, a sight, something said, or not said-something that even while it requires the normal in
order to make its impact, destroys it" (p. 18). Taussig's "optics of the nervous
system" provides a postmodern analog to medieval forms of imagining the
other. See esp. pp. 11-22.
Michel de Certeau, "Montaigne's 'Of Cannibals': The Savage '1,' "
Heterologies: Discourse on the Other, trans. Brian Massumi (Minneapolis:
University of Minnesota Press, 1986), p. 70.
India, though the most important for the construction of the Prester John
myth, is hardly the only neutral space in the Middle Ages; others include
St. Brendan's island, the Purgatory of St. Patrick, the Land of Cocaigne, the
Fortunate Isles, Ireland, and Columbus's West Indies. A good, if outdated,
survey of these spaces is George Boas, Essays on Primitivism and Related Ideas
in the Middle Ages (New York: Octagon, 1948).
See John Kirtland Wright, The Geographical Lore of the Time of the Crusades:A
Study in the History of Medieval Science and Tradition in Western Europe
(New York: American Geographical Society, 1925), p. 272. Wright's citation
of an exception to the threefold division of India is mistaken. The Elysaeus
account ofPrester John's kingdom, cited as evidence of a twofold division,
in fact maintains the traditional threefold one: "Indiae tres sunt." For a sense
of the shifting geographical limits defining the three lndias, see Jean
Richard, "L'extreme-orient legendaire au moyen age: Roi David et Pretre
Jean," Annales d'Ethiopie 2 (1957): 226-27 [225-42].
Edward Said coined the term to refer to the ways that objective, "natural"
reality gets re-presented in the guise of the fictive or constructed. The term
draws attention to the merging of geographic boundaries with social, cultural, mythical, and poetical ones (see his Orienta/ism [New York: Vintage,
1978], pp. 54--55).
Fredric Jameson, The Political Unconscious: Narrative as a Socially Symbolic Act
(Ithaca: Cornell University Press, 1981), p. 79.
Jean-Luc Nancy and Philippe Lacoue-Labarthe, "The Nazi Myth," Critical
Inquiry 16 (1990): 297 [291-312].
NOTES
169
47. Georges Dumezil (The Destiny of the Warrior, trans. Alf Hiltebeitel
[Chicago: University of Chicago Press, 1970)) writes that "the function
of. .. myths is to express dramatically the ideology under which a society
lives; not only to hold out to its conscience the values it recognizes and the
ideals it pursues from generation to generation, but above all to express its
very being and structure, the elements, the connections, the balances, the
tensions that constitute it; to justifY the rules and traditional practices without
which everything within a society would disintegrate" (p. 3).
48. Northrop Frye, "Varieties ofLiterary Utopias," Utopias and Utopian Thought, ed.
Frank E. Manuel (Boston: Houghton Miffiin, 1966), p. 25. See also the third
essay, "Archetypal Criticism: Theory of Myths;' in his Anatomy of Criticism:
Four Essays (Princeton: Princeton University Press, 1957), pp. 131-58.
49. See Frye, Anatomy, pp. 141-50. Compare Hayden White's conception of
myth as speculation and desire containing its own mechanism of resistance:
"Myths provide imaginative justifications of our desires and at the same time
hold up before us images of the cosmic forces that preclude the possibility
of any perfect gratification of them" ("Forms ofWildness," p. 175).
50. See the brief discussion of this topos in Hans Robert Curtius, European
Literature and the Latin Middle Ages, trans. Willard R. Trask (New York:
Pantheon, 1953), pp. 160-61.
51. Aymeri de Narbonne, ed. Louis Demaison, 2 vols. (Paris, 1887) 1: 55; ll. 1277,
1283-84, cf.l. 2426. For other examples of the India topos and the extent of
its use, see Andre Moisan, Repertoire des noms propres de personnes et de lieux
cites dans les chansons de geste franfaises et les oeuvres etrangeres derivees, 5 vols.
(Geneve: Droz, 1986) 2: 1199, s.v. "Inde, Ynde"; and Ernest Langlois, Table
des noms propres de toute nature compris dans les chansons de geste imprimees
(1904; Geneve: Slatkine, 1974), p. 359, s.v. "Inde,Y nde."
52. See, e.g., two of the earliest and clearest statements on the subject in Arnold
van Gennep, The Rites of Passage, trans. Monika B. Vizedom and Gabrielle
L. Caffee (1908; Chicago: University of Chicago Press, 1960) and Victor
W Turner, The Ritual Process: Structure and Anti-Structure (Chicago: Aldine,
1969), pp. 94-130.
53. Turner, Ritual Process, p. 94.
54. See Friedman, Monstrous Races, pp. 37-58. For good discussions of the
significance of medieval cartography, see Anna-Dorothee von den Brincken,
"Mappamundi und Chronographia," Deutsches Archiv fur Erforschung des
Mittelalters 24 (1968): 118-86; and her " ' ... ut describeretur universus
orbis': Zur Universalkartographie des Mittelalters," Miscellanea Mediaevalia 7
(1970): 249-78.
55. Roger Bacon, The Opus Majus of Roger Bacon, trans. Robert Belle Burke,
2 vols. (Philadelphia: University of Pennsylvania Press, 1928) 1: 320.
Compare statements in Pliny the Elder, Natura/is Historia 2.80.189-91, in
Natural History, trans. H. Rackham (Cambridge: Harvard University Press,
1949) 1: 321-23; and Albertus Magnus, De natura loci, tract. 1 cap. 2, in
De natura loci I De causis proprietatum elementorum I De generatione et corruptione,
170
NOTES
ed. Paul Hossfeld, vol. 5, pt. 2 of Opera Omnia (Aschendorff: Monasterii
Westfalorum, 1980), pp. 3-4.
56. Bacon, Opus Majus, p. 159.
57. Albertus Magnus, tract. 2 cap. 3, p. 27. The same kind of cultural superiority
is expressed in Aristotle's Politics 7 .6. See Politics, trans. H. Rackham
(Cambridge: Harvard University Press, 1967), p. 567.
Chapter 2
Muslim Monstrosity
1. William ofTyre, Historia rerum in partibus transmarinis gestarum, 1.15 in Recueil
des historiens des croisades, 16 vols. (Paris: Academie des Inscriptians et Belles
Lettres, 1841-1906), vol. 1, pt. 1 of Historiens Occidentaux, p. 41; my translation
of"Non est sacrilegis locorum differentia; non est personarum respectus."
2. Max Horkheimer and Theodor WAdorno, "The Importance of the Body,"
Dialectic of Enlightenment, trans. John Cumming (New York: Herder and
Herder, 1972), p. 234.
3. Roger of Hoveden, The Annals of Roger of Hoveden, trans. Henry T. Riley,
2 vols. (London: Bohn, 1853) 2: 177-87.
4. The idea that Islam was a kind of false Christianity, a deviation from orthodoxy rather than a separate religion in its own right dominated Western
thinking, which was comfortable with seeing in the other the shape of itself.
Among those subscribing to such analogical thinking were the most
informed churchmen and historians: Peter the Venerable, William of
Malmesbury, Thomas Aquinas, and Ricoldo of Montecroce.
5. The date cited is that of Alvarus's Indiculus Luminosus. The works of the
Cordovan martyrs are collected in PL 115: 705-870.The Indiculus Luminosus,
containingAlvarus's interpretation of the Book ofDaniel in terms of the rise
oflslam as the fourth and final kingdom, is in PL 121:397-566.
6. One of the major themes of Norman Daniel's seminal study Islam and the
ftest: The Making of an Image (Edinburgh: Edinburgh University Press, 1960)
is the way that Islam as an autonomous religion was displaced by its
representation within a limited range of vocabulary and imagery. Islam was
domesticated by strictly analogical understanding-Muslims, it was maintained, worship a false trinity of idols, and Muhammad was an apostate
Roman cardinal.
7. R. W Southern, ftestern Views of Islam in the Middle Ages (Cambridge:
Harvard University Press, 1962), pp. 3-4. Relevant here also is Said's discussion of Islam as "a lasting trauma" (p. 59) for medieval Europe; see his
Orienta/ism, pp. 58-72.
8. The work of Adel-Theodore Khoury is indispensable: Les theologiens byzantins et /'Islam: textes et auteurs (VIIIe-XIIIe s.); Apolegetique byzantine contre
/'Islam (8-13 s.); Polemique byzantine contre /'Islam (8-13 s.). See also Paul
Khoury, Matenaux pour servir I'etude de Ia controverse theologique Islamo-chretienne
de langue arabe du VIIIe au XIIe sii!cle, who argues that "l'activite theologique
est, par structure, une activite de dialogue" (p. 4). Also Jean-Marie Gaudeul,
a
NOTES
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
171
Encounters and Clashes: Islam and Christianity in History, 2 vols. (Rome: Pontificio
Instituto di Studi Arabi e Islamici, 1984), who argues that the history of
Islamo-Christian relations is one of failed dialogue.
Heremberti Epitome Chronologica, ed. Lodovico Antonio Muratori, 5: 18-21;
trans. in Norman Daniel, The Arabs and Mediaeval Europe (London:
Longman, 1975),p. 56.
Recent studies informing my reading of Saracen alterity, and medieval
monstrosity in general, include Jeffrey J. Cohen, Of Giants: Sex, Monsters, and
the Middle Ages (Minneapolis: University of Minnesota Press, 1999) and his
splendid chapter "On Saracen EJ1ioyment," in his Medieval Identity Machines
(Minneapolis: University of Minnesota Press, 2003), pp. 188-221; Robert
Mills and Bettina Bildhauer, The Monstrous Middle Ages (University ofWales
Press, 2004).
Robert the Monk, Historia Hierosolymitana, cap. 2 in Recueil des historiens des
croisades, 16 vols. (Paris: Academie des Inscriptians et Belles Lettres,
1841-1906), vol. 3 of Historiens Occidentaux, p. 729; English translation in
Dana C. Munro, Urban and the Crusaders (Philadelphia, 1895), pp. 6-7.
Guibert ofNogent, Historia quae dicitur Gesta Dei per Francos, lib. 2 in Recueil
des historiens des croisades, 16 vols., vol. 4 of Historiens Occidentaux, p. 138;
English translation in August C. Krey; The First Crusade: The Accounts of EyeWitnesses and Participants (Gloucester, MA: Peter Smith, 1958), p. 38.
M.-D. Chenu, Nature, Man, and Society in the Twelfth Century: Essays on New
Theological Perspectives in the Latin ~st,
ed. and trans. Jerome Taylor and Lester
K. Little (Chicago: University of Chicago Press, 1968), p. 185.
Otto ofFreising, Chronica sive historia de duabus civitatibus, ed. Roger Wilmans
(Leipzig: Hiersemann, 1925) in Monumenta Germaniae Historica, ed. Georg
Heinrich Pertz (Hannover: Hiersemann, 1868) 20: 116-301. In English, The
Two Cities: A Chronicle of Universal History to the Year 1146 A. D., trans.
Charles Christopher Mierow, ed. Austin P. Evans and Charles Knapp
(New York: Octagon, 1966), p. 94.
See Chenu, Nature, Man, and Society, pp. 170; 186-87.
Hugh of St. Victor, De vanitate mundi, iv in PL 176:720.
Hugh ofSt.Victor, De area Noe morali, iv.9 in PL 176:667.
See Gerald of Wales, De principis instructione, dist. 1, in Gerald us Cambrensis de
principis instructione liber, Rolls Series 21 (London, 1891), p. 70.
The implications of place in determining the nature of the other, as I suggested earlier, were immense. William of Malmesbury attributes to Urban
the theory that climate determines physique which determines national
character. Climate theory, e.g., explains why Turks refuse to close with their
enemies, preferring to fire their arrows from a distance. See William of
Malmesbury, De gestis regum Anglorum, ed. William Stubbs (Wiesbaden: Kraus
Reprint, 1964) 2: 393ff. More commonly, climate theory was used to
explain the bestiality of Orientals living in the hot regions. Jacques de Vitry,
e.g., held that "in partibus Orientis, et maxime in calidis regionibus bruti et
luxuriosi homines, quibus austeritas Christiane religionis intolerabilis et
importabilis videbatur, ... viam que ducit ad mortem, facile sunt ingressi"
172
NOTES
20.
21.
22.
23.
24.
25.
(Libri duo, quorum prior orienta lis, sive Hierosolymitanae: alter, occidentalis historiae
nomine inscribitur [Douay, 1597], val. 1, cap. 6: 25-26).
Gerald ofWales, De principis instructione, dist. 3, in Geraldus Cambrensis de
principis instructione liber, Rolls Series 21 (London, 1891), p. 268. The letter is
also included in the histories of Benedict of Peterborough, Roger of
Howden, Ralph of Diceto, and Ralph of Coggeshale, as well as in the
Itinerarium regis Ricardi.
This is the thesis of Norman Daniel,W Montgomery Watt, and Edward Said.
See also Rana Kabbani, Europe's Myths rf Orient: Devise and Rule (London:
Macmillan, 1986) and Maxime Rodinson, Europe and the Mystique rf Islam,
trans. Roger Veinus (Seattle, WA: University of Washington Press, 1987).
Said, Orienta/ism, p. 60.
Saracens were defined in terms of desire and enjoyment. What frustrated
Western writers most was the ease with which their desires were satisfied:
The Saracens, writes Guibert ofNogent, "have ruled over the Christians at
their pleasure, and have gladly frequented the sloughs of all baseness for the
satisfaction of their lusts, and in all this have had no obstacle" (Historia quae
dicitur Gesta Dei per Francos, in Krey, The First Crusade, p. 38). Casting Muslims
in terms of their limitless desire must have had some value as an explanation
for their successes. Theirs was a desire that knew no psychological or spatial
limits. Humbert of Romans, e.g., claims to have seen with his own eyes "the
holy chapel, in which the Muslims who were on their way to the Lord
Frederick [II] quartered themselves; and it was said as certain [pro certo]
that they lay there at night with women before the crucifix" ( Opusculum
tripartitum, 1. 7, in Appendix ad fasciculum rerum expetendarum et fugiendarum sive
tomus secundus, ed. Edward Brown [London, 1690], trans. in Daniel, Islam
and the West, p. 11 0). As I demonstrate later, the image of the Muslim afterlife, to which I claim Prester John's kingdom is an ideological response,
spatializes notions of limitless Saracen desire.
Manifestations of boundless desires included adultery, polygamy, concubinage, and sodomy (in the full range of practises covered by this term-in
short, sexual acts contra naturam). These were said to be openly practiced and
encouraged under Muslim law. Ramon Marti, e.g., described Muhammad's
law as "immunda, nociva, et mala" and focused his treatise "De seta
Machometi" on Muslim sexual practises defined repeatedly in these terms:
"contra legem naturalem;' "contra preceptum Dei;' "contra bonum prolis;'
and" contra rei publice utilitatem" ( Josep Hernando I Delgado, "Le 'De Seta
Machometi' du Cod. 46 d'Osma, ceuvre de Raymond Martin (Ramon
Marti)," Islam et chretiens du Midi (XIIe-XIVe s.), ed. Edouard Privat [Toulouse:
Cahiers de Fanjeaux, 1983], pp. 353-54). Rather than multiply references to
Muslim sexual deviation and excess here, I refer the reader to Norman
Daniel's excellent overview of the subject in Islam and the West, esp. his chapter on "The Place of Self-Indulgence in the Attack on Islam," pp. 135-61.
Desire, enjoyment, and deviation powerfully combined in the image of
Islam as the religion of seduction. The crusades were in many senses
projects to recover land that had been seduced away from Christian
NOTES
173
holds. Thus William of Tyre begins his Historia with an account of
how Muhammad, with his "doctrina pestilens" [pestilent doctrine],
"Orientalium regiones et maxime Arabium seduxerat" [seduced the eastern regions and greater Arabia] (Historia rerum in partibus transmarinis
gestarum, 1.1, in Recueil des historiens des croisades, 16 vols., vol. 1 of Historiens
Occidentaux, p. 9). Or Cardinal Rodrigo Ximenez (1170-1247), archbishop
of Toledo, who described Muhammad as the seducer of Spain (see his
Historia Arabum, 1.1, in Historia Saracenica qua res gestae Muslimorum inde a
Muhammede Arabe. . .Arabice olim exarata a Georgia Elmacino, etc., ed.
Thomas Erpenius (van Erpe) [Leiden, 1625]). Jacques de Vi try also figures
Muhammad as the aggressor in the Historia Hierosolimitana abbreviata
(ca. 1221) where the rubric to his biography of Muhammad reads "Vita
Machometi, qualiter seduxit terram sanctam, sive ecclesiam orientalem"
(Paris, B. nat., lat. 6244A; cited in Daniel, Islam and the West, p. 348 n. 2).
St. Thomas Aquinas lays bare the role that desire and the attractiveness of
enjoyment played in Muhammad's victories: "He seduced the people by
promises of carnal pleasure to which the concupiscence of the flesh goads
us. His teaching also contained precepts that were in conformity with his
promises, and he gave free rein to carnal pleasure. In all this, as is not unexpected, he was obeyed by carnal men" (Summa contra Gentiles, 1.6; trans. in
James Waltz, "Muhammad and the Muslims in St. Thomas Aquinas," The
Muslim World 66 [1976]: 83 [81-95]).
26. Images of madness pervade anti-Muslim polemical writing. The antithesis of
Western medieval ideologies that endorse rationality and order, madness,
from the first moments of crusade, was adduced as an explanation of the
Saracen threat-paradoxically, the religion and its practises could only be
explained in terms of the unexplainable. The annotator of the autograph
manuscript of Peter the Venerable's corpus of translations and treatises (the
Toletano-Cluniac corpus, MS Arsenal 1162) applies the epithet insanus
(madman) to Muhammad; the annotator's view is consistent with both
Jewish attitudes toward Muhammad (as m'shugga [mad], based on Hosea 9:7,
"the prophet [man of the spirit] is mad") and a long Western tradition that
conflated Muhammad's epilepsy with madness and demonic possession (on
this, see Daniel, Islam and the West, pp. 27-32).
27. Images of Muslim disorder center on the confused form of the Koran; there
was an obvious relation, so the argument went, between Muhammad's
madness and the self-contradictory, repetitive, and irrational nature of the
Koran. Western readers, fortunate to have access to Robert of Ketton's 1143
translation, found the text wholly inconsistent with reason and repellent to
logic. In discussions of the Koran, we come very close to the kinds of
ideological constructions of the other that impute to it notions of flux,
ambivalence, and mixture. To Daniel's thorough discussion of the image of
the Koran (Islam and the West, pp. 57-67), I would add two interesting
sources: a treatise on Saracens, entitled "Mores Sarracenorum et leges quas
Mahumeth observare constitute prophetando sarracenis" (London, British
Library, Cotton Faustina, A. 7, ff. 150v-56v), which takes up the "problem"
174
NOTES
of the Koran and its form at 155v; and Thomas Aquinas's comments on the
monstrous construction of the Koran (Summa contra Gentiles, 1.6).
28. On the ideology of idolatry and its central role in the imagination and
fabrication of the other in the Middle Ages, see Michael Camille, The Gothic
Idol: Ideology and Image-Making in Medieval Art (New York: Cambridge
University Press, 1989).
29. Liber quartus contra paganos, Opinio paganorum qui dicunt Chris tum conceptum
fuisse de flatu Dei, ed. M.-Th. d' Alverny in "Alain de Lille et !'Islam.
Le 'Contra Paganos,' " Islam et chretiens du Midi (XIIe-XIVe s.), ed. Edouard
Privat (Toulouse: Cahiers de Fanjeaux, 1983), pp. 331-32. For the full text of
Alan's tract, see De .fide catholica contra hCPreticos sui temporis, PL 210:305-430.
30. References to the prophet's scandalous death are common in the polemical
writings. Most often Muhammad was believed to have been devoured by
pigs rather than dogs. Gerald ofWales writes "de Machumeto quoque, per
quem multa nimis mala contigerunt et adhuc hodie contingunt, digna
divinitus ultio data fuit, quod in platea noctu corruens vinolentus, quoniam,
a porcis, quae immunda animalia reputantur, est devoratus" (De principis
instructione, p. 68). Gerald's view represents those of Guibert of Nogent,
Ranulph Higden, and Matthew Paris. Alan appears to have inherited
the view of a ninth-century Spanish legend of Muhammad; see
M.-Th. d'Alverny, "Alain de Lille et !'Islam,'' pp. 320-21.
31. Peter the Venerable, Epistola ad Bernardum Claraevallis, A 4rs, ed. James
Kritzeck in his Peter the Venerable and Islam (Princeton: Princeton University
Press, 1964),p.213.
32. Peter the Venerable, Liber contra sectam sive haeresim Saracenorum, D 179vs, in
Kritzeck, Peter the Venerable and Islam, p. 225.
33. See Peter's argument, which ends with an invitation to his readers to decide
the question for themselves, in Liber contram sectam, D 179vd-180rs, in
Kritzeck, Peter the Venerable, pp. 226-27.
34. Citation ofHorace,Ars poetica 1.1-2.
35. Peter the Venerable, Summa totius haeresis Saracenorum,A 2vs, in Kritzeck, Peter
the Venerable, p. 208.
36. The argument is made later that crusade propaganda and anti-Muslim
polemic functioned primarily, if not exclusively, ideologically to unify
Christian Europe, to create, in Benedict Anderson's formula, "a religious
community" free from disrupting internal forces such as heretics and unbelievers. On community and nation as ideological structures, the products of
imagination, see Benedict Anderson, Imagined Communities: Riflections on the
Origin and Spread if Nationalism (London: Verso, 1983).
37. The letter, almost unanimously taken by modern historians to be a Western
forgery circulated before the First Crusade, survives in at least three manuscripts of the early twelfth century. Incorporated into the histories ofRobert
the Monk, Guibert ofNogent, and William of Tyre, the letter was an important document in determining the trajectory of thought regarding Muslim
alterity and violation of Christian sanctity. For the discussion of the letter's
authenticity and origin, see Einar Joranson, "The Problem of the Spurious
NOTES
38.
39.
40.
41.
42.
43.
175
Letter of Emperor Alexius to the Count of Flanders," American Historical
Review 55 (1950): 811-32. The Latin text is in Heinrich Hagenmeyer, ed.,
Die Kreuzzugbriife aus den ]ahren 1088-1100: Eine Quellensammalung zur
Geschichte des Ersten Kreuzzugs (Innsbruck:Wagner, 1901),pp.130-36;and a
decent English translation by John Boswell in the appendix to his
Christianity, Social Tolerance, and Homosexuality (Chicago: University of
Chicago Press, 1980), pp. 367-69.
Hagenmeyer, Die Kreuzzugbriife, p. 131; "Spurious Letter of Alexius
Comnenus to Count Robert of Flanders Imploring His Aid against the
Turks," Boswell, Christianity, Social Tolerance, and Homosexuality, p. 367.
Hagenmeyer, Die Kreuzzugbriife, pp. 133, 132.
Hagenmeyer, Die Kreuzzugbriife, p. 131.
Representations of Saracen sexual violence are stock features of crusade
literature. The "Spurious Letter of Alexius Comnenus to Count Robert of
Flanders" accuses the Saracens of sodomizing their victims and having
already killed "sub hoc nefario peccato" [by this nefarious sin] a Christian
bishop (Hagenmeyer, Die Kreuzzugbriife, p. 132). Albert of Aachen describes
the Saracens as ravishing nuns and other women during the First Crusade
and raping Armenian women at 'Arqa (see his Historia Hierosolymitana, in
Recueil des historiens des croisades, vol. 4 of His tori ens Occidentaux, pp. 288, 358).
Raymond d'Aguilers charges that the Muslims hold out the incentive of
easy opportunities for rape in order to incite their troops (see Le "Liber" de
Raymond d'Aguilers, ed. John Hugh Hill and Laurita L. Hill [Paris:
P. Geuthner, 1969], p. 155). See also Robert the Monk, qtd.later, p. 57.
The vast number of Muslims and their victories over Christians were
to twelfth-century historians both puzzling and threatening. William of
Malmesbury, e.g., attributes to Urban the lamentation that the enemies of
Christendom inhabit two-thirds of the world, Asia and Africa, and have been
oppressing the Christians in the remaining one-third for 300 years in Spain
and the Baleares (see his De gestis regum, II, pp. 393-98). William, in his
Commentary on Lamentations, sees the expansion of Islam as a result of God's
judgment on impious Christians (see Oxford, Bodleian 868, f. 34v). As
another link in the "discursive chain;' polygamy among the Muslims was
often adduced as the source of their vast numbers. In a manuscript of
Matthew Paris's Chronica maiora (Cambridge, Corpus Christi College 26,
fol. 87) there is an illustration of Muhammad holding two scrolls in the center margin. One of them reads "Poligamus este. Scriptum est enim crescite et
multiplicamini" [Be polygamous for it is written increase and be multiplied].
Images of profanation such as the ones I have cited were perhaps the
most dominant group of images in anti-Muslim polemic. Like images of
monstrosity and boundary breaking, such images were applicable to a wide
range of Muslim beliefs and practises. The images conveyed notions of
pollution, disorder, and fluidity. The crusades became a cleansing of the Holy
Land; see Fidenzio of Padua, Fidentii . . . liber de recuperatione Terrae Sanctae, xvi,
in vol. 2 of Biblioteca Bio-bibliografica della Terra Santa e dell'oriente Francescano,
ed. P. Girolamo Golubovich, 5 vols. (Quaracchi, 1905).
176
NOTES
44. According to Stuart Hall, ideologies operate in "discursive chains" wherein
"ideological representations connote-summon-one another"; see his
"Signification, Representation, Ideology: Althusser and the Post-Structuralist
Debates," Critical Studies in Mass Communication 2 (1985): 104-105 [91-114].
45. An excellent example of this emphasis on the blurring and breaking of the
limits that define Christianity is William of Tyre's account of Urban's
crusade speech where he catalogues Saracen violations in the Holy Land.
See A History of Deeds Done beyond the Sea, 1: 88-91.
46. For the sources of medieval ideas on the body and its structure as a system
of boundaries, see Peter Brown, The Body and Society: Men, Women, and
Sexual Renunciation in Early Christianity (New York: Columbia University
Press, 1988).
47. On the place of the body and the body as place in the symbolic representation of social experience, see Mary Douglas, Natural Symbols: Explorations in
Cosmology (NewYork:Pantheon, 1970).
48. On the tripartite functional organization of medieval society-the holy, the
warring, and the working-which Georges Dumezil traced to its origins in
Indo-European culture, see Georges Duby, Les trois ordres ou l'imaginaire du
feodalisme (Paris: Gallimard, 1978) and Jacques Le Goff, "Les trois fonctions
indo-europeennes, l'historien et l'Europe feodale," Annales E. S.C. 34
(1979): 1187-1215.
49. Humbert of Moyenmoutier, Adverus simoniacos, PL 143: 1005 ff. There is a
discussion and translation in Andre Vauchez, "Les la!cs dans l'Eglise a
l'epoque feodale," Notre Histoire 32 (1987): 35.
50. John of Salisbury, Policraticus, 5.2, ed. C. C.J.Webb (Oxford, 1909); in English
by John Dickinson, The Statesman's Book ofjohn of Salisbury: Being the Fourth,
Fifth, and Sixth Books, and Selections from the Seventh and Eighth Books, of the
Policraticus (New York: Knopf, 1927).
51. William of Tyre, Historia rerum in partibus transmarinis gestarum, 1.15 in Recueil
des historiens des croisades, 16 vols., vol. 1, pt. 1 of Historiens Occidentaux, p. 41;
English trans. in A History of Deeds Done beyond the Sea, 1: 90.
52. Robert the Monk, Historia Hierosolymitana, cap. 1 in Recueil des historiens des
croisades, 16 vols., vol. 3 of Historiens Occidentaux, pp. 727-28; English translation in Dana C. Munro, Urban and the Crusaders (Philadelphia, 1895),
pp. 5-6.
53. Guibert ofNogent, Historia quae dicitur Gesta Dei per Francos, lib. 2 in Recueil
des historiens des croisades, 16 vols., vol. 4 of Historiens Occidentaux, p. 140;
English translation in Krey, The First Crusade, p. 40.
54. It should be clear that my account of alterity in the twelfth century aims at
complicating the prevalent idea that such terrifYing descriptions of the
Saracens were strictly (and merely) emotional excitatoria. Thus statements
like this one in a recent essay by James Muldoon have a very limited place
in a history of the ideology of difference in the Middle Ages: "The purpose
of describing the non-European in terrifYing or grotesque terms was to
appeal to the emotions-not the minds-of readers or hearers" ("The
Nature of the Infidel: The Anthropology of the Canon Lawyers," Discovering
NOTES
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
177
New Worlds: Essays on Medieval Exploration and Imagination, ed. Scott
D.Westrem [NewYork: Garland, 1991],p. 116).
This process of pain followed by interrogation corresponds to the structure
of torture which, as Elaine Scarry has theorized, consists of a physical act, the
infliction of pain, and "an element of interrogation" (p. 28). See Elaine
Scarry, The Body in Pain: The Making and Unmaking of the World (Oxford:
Oxford University Press, 1985), pp. 27-59.
See Burchard of Worms, Decretum 9.30, in PL 140:830, and Ivo of Chartres,
Decretum 8.204, in PL 161:626.
The Council of Nablus-not a church council in the ordinary sense but
rather a parlement (see Prawer)-decreed that a Christian man guilty of miscegenation with a Saracen woman was to be castrated and the woman's nose
was to be cut off. See Sacrorum conciliorum nova et amplissima collectio, ed.
Giovanni Domenico Mansi, 60 vols. (Paris: Hubert Welter, 1901-27)
21: 264. On the Council of Nablus see Joshua Prawer, Crusader Institutions
(Oxford: Clarendon, 1980), pp. 15-17, and Hans Eberhard Mayer, "The
Concordat ofNablus;'journal if Ecclesiastical History 33 (1982): 531-43.
Daniel, "Crusade Propaganda," in The Impact of the crusades on Europe, ed.
Harry W Hazard and Norman P. Zacour (Madison, WI: University of
Wisconsin Press, 1989), p. 77. W Montgomery Watt subscribes to the same
view of Islam's effect on Latin Europe. Islam, writes Watt, "provoked Europe
into forming a new image of itself" (The Influence of Islam on Medieval Europe
[Edinburgh: Edinburgh University Press, 1972], p. 84). For a good discussion
of the historical formation of Europe, see Denys Hay, Europe: The Emergence
rif an Idea (Edinburgh: Edinburgh University Press, 1968).
James Clifford, "On Orientalism," The Predicament of Culture (Cambridge:
Harvard University Press, 1988), p. 272.
See the second chapter, "The Century of Reason and Hope," in Southern,
Western Views of Islam in the Middle Ages, pp. 34-66.
On the centrality of the dialogue form in Western polemics against Islam,
see M.-Th. d' Alverny, "La connaissance de !'Islam en Occident du IXe au
milieu du XIIe siecle"; see also n. 8 above.
Peter the Venerable, Liber contra sectam sive haeresim Saracenorum, D 180vs, in
Kritzeck, Peter the Venerable, p. 229.
Interestingly, the Letter of Prester John manifests all of these cultural borrowings and exchanges (see the description of the Letter later). Three good discussions of the specifically cultural effects of contact with the Muslim other
are The Meeting rifTwo TM>rlds: Cultural Exchange between East and West during
the Period cif the Crusades, ed. Vladimir P. Goss (Kalamazoo, MI: Medieval
Institute, 1986); Maria Rosa Menocal, The Arabic Role in Medieval Literary
History: A Forgotten Heritage (Philadelphia: University of Pennsylvania Press,
1987); and Dorothee Metlitzki, The Matter rifAraby in Medieval England (New
Haven: Yale University Press, 1987).
It is nearly obligatory to invoke here the important work of Jacques Lacan
and his disseminators. That said, I cannot underline enough the significance
of that work as a foundation for thinking about alterity in any historical
178
65.
66.
67.
68.
69.
70.
71.
72.
73.
74.
75.
NOTES
period. Its most basic premises-e. g., the idea of the force of ambivalence in
attitudes toward the other and in discourses on the other as modes of
knowledge and power-inform medieval texts in ways that need to be historicized. Once historicized, the claims of psychoanlysis on medieval culture
are immune to charges of anachronism. Work contributing at all levels to my
readings of otherness includes Homi Bhabha, "The Other Question," Screen
24.6 (1983): 18-36; Jacques Lacan, Ecrits: A Selection, trans. Alan Sheridan
(New York: Norton, 1977), esp. "The Mirror Stage as Formative of the
Function of the I as Revealed in Psychoanalytic Experience," pp. 1-7; Max
Scheler, The Nature of Sympathy, trans. Peter Heath (London: Routledge &
Kegan Paul, 1954); Kaja Silverman, The Subject of Semiotics (New York:
Oxford University Press, 1983); Daniel N. Stern, The Interpersonal World of the
Infant: A View from Psychoanalysis and Developmental Psychology (New York:
Basic Books, 1985); The World of Henri Wallon, ed. GilbertVoyat; and Slavoj
Zizek, For They Know Not What They Do: Enjoyment as a Political Factor
(New York: Verso, 1991); Looking Awry: An Introduction to Jacques Lacan
through Popular Culture (Cambridge,MA:MIT, 1991).
Slavoj Zizek, Looking Awry, p. 166.
Michele Barrett sees in the concept of difference the idea that meanings are
understood positionally, always in relation to one another; see her "The
Concept of 'Difference,' " Feminist Review 26 (1987): 29-41. See also
Jonathan Dollimore, who calls this sort of relational thinking "semiotic difference" (Sexual Dissidence, p. 249).
In The Archaeology of Knowledge, trans. A.M. Sheridan Smith (New York:
Pantheon Books, 1972), Michel Foucault defines the episteme as "the total
set of relations that unite, at a given period, the discursive practises that
give rise to epistemological figures, sciences, and possibly formalized
systems" (p. 191).
Michel Foucault, The Order of Things: An Archaeology of the Human Sciences
(New York: Vintage, 1970), p. xxiv.
Foucault, Order ofThings, p. 326. This "unthought has accompanied man,
mutely and uninterruptedly" (pp. 326-27), not since the nineteenth century
as Foucault asserted, but, as I hope to show, since the high Middle Ages.
Most histories of Europe in the Middle Ages fail to articulate the ideological underpinnings of identity and community formation. Two exceptions are
Denys Hays, Europe: The Emergence of an Idea (Edinburgh: Edinburgh
University Press, 1968) and Benedict Anderson, Imagined Communities.
Anderson, Imagined Communities, p. 15.
Humbert of Romans, Opusculum tripartitum 189; trans. in Daniel, "Crusade
Propaganda," p. 63.
Watt, The Influence of Islam, p. 49.
Stephen G. Nichols, "Fission and Fusion: Mediations of Power in Medieval
History and Literature," Yale French Studies 70 (1986): 35 [21-42].
Anderson, Imagined Communities, p. 21; see pp. 20-25 for a discussion of the
medieval "religious community," "imaginable largely through the medium
of a sacred language and written script" (p. 20).
NOTES
179
76. Anderson, Imagined Communities, p. 22; see Nichols, "Fission and Fusion" for
a discussion of the literatures of crusade preaching mentioned.
77. See Mary Louise Pratt, "Linguistic Utopias," The Linguistics of Writing:
Arguments between Writing and Literature, ed. Nigel Fabb, Derek Attridge, Alan
Durant, and Colin MacCabe (Manchester: Manchester University Press,
1987), pp. 48-66.
78. Pratt, "Linguistic Utopias," p. 59.
79. Pratt "Linguistic Utopias," p. 60.
80. Mary Louise Pratt, Imperial Eyes: Travel Writing andTransculturation (New York:
Routledge, 1992), p. 7. See her introduction, "Criticism in the Contact
Zone" (pp. 1-11), for a fuller development of dialectic and historicized
approaches to "social spaces where disparate cultures meet, clash, and grapple
with each other" (p. 4).
81. Michele Amari, Storia dei Musulmani di Sicilia, 3 vols. (Florence, 1854-72)
3: 372. The first "baptized Sultan" was Frederick's maternal grandfather
Roger II (113(}-54). For the significance and history oflslamo-Sicilian culture,
in addition to Amari's study, see Umberto Rizzitano, Storia e cultura nella
Sicilia Saracena (Palermo: Flaccovio, 1975).
82. Frederick II, Novae constitutiones regni Sicilie, vol. 4, pt. 1 of Historia diplomatica
Frederici II, ed.Jean Louis Huillard-Breholles, 6 vols. in 12 (Paris, 1852-61),
p.186.
83. Frederick's court and the intellectual projects pursued there are discussed in
most favorable terms by Ernst Kantorowicz, Frederick the Second, 1194-1250,
trans. E. 0. Lorimer (London: Constable, 1931), pp. 293-365; Dorothee
Metlitzki, The Matter cif Araby in Medieval England, pp. 7-10; and Thomas
Curtis van Cleve, The Emperor Frederick II cif Hohenstaufen, Immutator Mundi
(Oxford: Clarendon, 1972), pp. 283-346. For the countervailing view of
Frederick's court as manifesting a very limited revival or enlargement of
cultural interests, see David Abulafia, Frederick II: A Medieval Emperor
(New York: Allen Lane, 1988), pp. 251-89.
84. On the influence of Averroe's philosophy in the period, see Martin
Grabmann, Der lateinische Averroismus des 13.Jahrhunderts und seine Stellung
zur christlichen Weltanschauung: Mitteilungen aus ungedruckten Ethikkommentaren
(Munich: Bayerischen Akademie der Wissenschaften, 1931).
85. See, e.g., Kantorowicz, Frederick the Second, 1194-1250, pp. 267-71.
86. See Julius Ficker and Eduard Winkelmann, ed., vol. 5 of Gesta imperii, Die
Regesten des Kaiserreichs unter Philipp, Otto IV, Friedrich II, Heinrich (VII),
Konrad VI, Heinrich Raspe, Wilhelm und Richard, 1198-1272,5 pts. (Innsbruck,
1881-1901) 1: no. 1325a; for the Messinese legislation, see Richard of San
Germano, Chronica, vol. 7. pt. 2 of Ludovico Antonio Muratori, ed., Rerum
Italicarum scriptores, 25 vols. in 28 (Milan, 1723-51), pp. 94-98.
87. Kantorowicz, Frederick the Second, 1194-1250, pp. 322, 197. Cf. also van
Cleve The Emperor Frederick II of Hohenstaufen, pp. 304, 332.
88. Abulafia, Frederick II, p. 266; see also p. 255.
89. After citing examples of contemporary historical accounts irresponsibly
imputing to Frederick all sorts of fantastic crimes in collusion with the
180
NOTES
90.
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
Muslims, Kantorowicz is struck by the ambivalence underwriting such
accounts: "it is interesting to note how tales of horror and wonder tend to
focus round one great name, partly in order to gain greater credence from
its authority and partly out of a strange desire to see two incongruous
elements brought together in one person's story-the real and the fantastic; Muhammad and Christ; Kaiser and Khalif" (p. 194). Cf. also van Cleve,
The Emperor Frederick II of Hohenstaufen, p. 531.
The Staufen family would have to defend itself against charges that its
intellectual interests were tantamount to heresy. The ambassador of the sultan of Egypt and Syria, Jamal-ed-Din, visited Sicily under the rule of
Manfred, Frederick's son, and was impressed with his learning, dismayed
that "his brother Conrad and his father Frederick had also incurred
excommunication because of their penchant for Islam" (qtd. in Abu'lFida', Kitab al-mukhtasar fi akhbar al-bashar, Recueil des historiens des croisades,
vol. 1 of Historiens orientaux, p. 170).
See Eduard Winkelmann, ed., Acta imperii inedita sacculi XIII, 2 vols.
(Innsbruck, 1880; 1885) 2:714, no. 1037.
van Cleve, The Emperor Frederick II of Hohenstaufen, pp. 154-55; see Matthew
Paris, Chronica majora 4: 435.
Salimbene, Cronica in Monumenta Germaniae Historica 32:350-53. Especially
interesting is the tale of "Nicholas the Fish," which is also recounted
by Franciscus Pipinus in his Chronica, in Muratori, Rerum Italicarum scriptores
9:669.
Henri Baudet, in his pioneering analysis (Paradise on Earth: Some Thoughts
on European Images of Non-European Man, trans. Elizabeth Wentholt [New
Haven: Yale University Press, 1965]) of the "fundamental inner split"
(p. 8) in Western medieval perceptions of alterity, argued that these two
relations-myth and political reality-"are always apparent in the European
consciousness" (p. 6). This split Baudet called a "psychological urge" that
"creates its own realities" (p. 6). This "urge" translates to what others, like
Said and Daniel, have called "paranoia" or "hysteria."
Said, Orientalism, p. 59.
Latin text in Charles H. Haskins, Studies in the History of Mediaeval Science
(Cambridge: Harvard University Press, 1924), p. 294.
See Eduard Winkelmann, "Drei Gedichte Heinrichs von Avranches an
Kaiser Friedrich II," Forschungen zur deutschen Geschichte 18 (1878): 482-88.
See Michele Amari, ed., Bibliotheca arabo-sicula, 2 vols. (Turin and Rome,
1880-89) 2: 245; Moritz Steinschneider, Die hebriiischen Ubersetzungen des
Mittelsalters und die ]uden als Dolmetscher (Graz: Akademische Druck und
Verlagsanstalts, 1956), pp. 3-9; and Raphael Straus, Die ]uden im Konigriech
Sizilien unter Normannen und Staufen (Heidelberg: Winters, 1910), pp. 81-83.
Kaja Silverman, The Subject of Semiotics, p. 158.
On the little-explored connection between Frederick and Prester John see
the brief allusions and discussions in Kantorowicz, Frederick the Second,
1194-1250, pp. 197, 323, 354, and 683; Alexander A.Vasiliev, Presler John:
Legend and History, ts. Dumbarton Oaks Research Library and Collection,
NOTES
101.
102.
103.
104.
105.
106.
107.
108.
109.
110.
111.
112.
113.
114.
115.
116.
117.
181
Washington, D.C., n.d. (ca. 1950), pp. 229-30; and Franz Kampers, Vom
Werdegange der abendlandischen Kaisermystik (Berlin: B. G. Teubner, 1924),
pp. 125-26.
Der mittelenglische Versroman uber Richard Lowenherz: kritisch Ausgabe nach
allen Handschrifien mit Einleitung,Anmerkungen und deutscher Ubersetzung, ed.
Karl Brunner (Wien: W Braumuller, 1913); hereafter cited in text by line
number.
Philippe Lacoue-Labarthe and Jean-Luc Nancy, "The Nazi Myth," Critical
Inquiry 16.2 (1989): 297 [291-312].
See Fulcher of Chartres, Historia Hierosolymitana, lib. 1, cap. 28 and lib. 2,
cap. in RHC, vol. 3 of Historiens Occidentaux, pp. 359 and 390; and
Raymond d' Aguilers, Historia Francorum qui ceperunt Iherusalem, cap. 8, vol.
3 of Historiens Occidentaux, p. 249.
See Fulcher, Historia, cap. 24, p. 352; Raymond, Historia, cap. 14, p. 271; also,
the Gesta Francorum Iherusalem expugnantium, RHC, vol. 3 of Historiens
Occidentaux, p. 498.
Raymond d'Aguilers, Historia Francorum qui ceperunt Iherusalem, trans. John
Hugh Hill and Laurita L. Hill (Philadelphia: American Philosophical
Society, 1968), p. 81.
Zizek, "Eastern Europe's Republics of Gilead," New Left Review 183
(1990): 50-62.
Zizek, "Eastern Europe's Republics," p. 54.
Corpus Christi College, Cambridge MS 16, fol. 166r.
This is the logic that Zizek describes (seep. 53), which, I take it, is a reformulation of the Freudian notions regarding group formation and the
cathexis on a leader. See Freud's Group Psychology and the Analysis of the Ego
(1921), in SE 18:69-143.
Zizek, "Eastern Europe's Republics," p. 53.
Borkenau, "The Road to Western Civilization," End and Beginning: On the
Generations cif Cultures and the Origins of the West, ed. Richard Lowenthal
(New York: Columbia University Press, 1981), p. 416 (392-416]. Two
recent treatments of the Eucharist include Caroline Walker Bynum, "The
Blood of Christ in the Later Middle Ages," Church History 71. 4 (2002):
685-714; and Georgia Frank," 'Taste and see': The Eucharist and the Eyes
ofFaith in the Fourth Century," Church History 70.4 (2001):619-43.
Ambroise, The Crusade cif Richard Lion-Heart, trans. Merton Jerome Hubert
(New York: Columbia University Press, 1941), pp. 413-14.
Zizek, "Eastern Europe's Republics," p. 54.
See n. 30 earlier.
Michel de Certeau, The Writing of History, trans. Tom Conley (New York:
Columbia University Press, 1988), p. 45.
Frederick Turner, Beyond Geography: The Western Spirit against the Wilderness
(New Brunswick, NJ: Rutgers University Press, 1983), p. 118.
On the emerging and vital rapprochement between history and anthropology, see Culture through Time: Anthropological Approaches, ed. Erniko
Ohnuki-Tierney (Stanford: Stanford University Press, 1990).
182
NOTES
118. See Johannes Fabian, "Presence and Representation: The Other and
Anthropological Writing," Critical Inquiry 16 (1990): 753-72.
119. Michel Foucault, "Les deviations religieuses et le savoir medical," Jacques
Le Goff, ed., Heresies et sodetes dans /'Europe pre-industriel/e, 11e-18e siecles
(Paris: Mouton, 1968), p. 19.
120. Margaret T. Hodgen, Early Anthropology in the Sixteenth and Seventeenth
Centuries (Philadelphia: University of Pennsylvania Press, 1964), p. 80.
Hodgen allows what she sees as the "mental torpor" (p. 51) cloaking the
Western mind fully to account for medieval constructions of otherness
(see esp. p. 68). In other words, because medievals lacked the tools and
enthusiasms of modern ethnology, nothing of real ideological interest took
place. The same basic opinions toward medieval constructions of alterity,
especially early medieval constructions, are held by R. W Southern who
labels the twelfth century "the age of ignorance" and Benjamin Z. Kedar
who substitutes for Southern's or Hodgen's "ignorance" a notion
of "Catholic disinterest," a lack of intellectual interest in the other
(see Crusade and Mission: European Approaches toward the Muslims [Princeton:
Princeton University Press, 1984], pp. 18-41).
121. De Certeau's discussion of investigations of the real within historical
discourse-the origins of" the thinkable," the possibility and limitations of
meaning-has helped me to articulate the kinds of questions addressing
models of (historical) knowledge, models of knowing the other; see his
Writing of History, trans. Tom Conley (New York: Columbia University
Press, 1988), pp. 35-44.
Chapter 3
Medieval Desert Utopias
1. Lewis Mumford, "Utopia, the City, and the Machine," Utopias and Utopian
Thought, ed. Frank E. Manuel (Boston: Houghton Miffiin, 1965), p. 10.
2. Captain John G. Bourke, On the Border with Crook (New York: Charles
Scribner's Sons, 1891), p. 1. For further accounts of the American desert, as
myth, aesthetic object, and fantasy space, see the collection The Desert
Reader: Descriptions ofAmerica's Arid Regions, ed. Peter Wild (Salt Lake City:
University of Utah Press, 1991). Particularly interesting is William Gilpin's
(1860; 1873) mythologizing of the desert as a land of plenty, a Promised
Land of resources and wealth that is supposed to entice settlers to the
Western wastelands (see pp. 49-60).
3. Jonathan Z. Smith, "The Wobbling Pivot," Map is Not Territory: Studies in the
History of Religions (Chicago: University of Chicago Press, 1978), p. 103.
4. Jean Baudrillard, America, trans. Chris Turner (New York: Verso, 1988), p. 5.
5. Le desert: image et realite (Actes du Colloque de Cartigny 1983), ed. Yves
Christe, Maurice Sartre, Bruno Urio, and Ivanka Urio (Leuven: Editions
Peeters, 1989).
6. See Le desert, esp., pp. 10-11, where the themes of the conference are
schematized.
NOTES
183
7. Such a historical account of the history of space is exemplified by Michel
Foucault, "Of Other Spaces," trans. Jay Miskowiec, Diacritics 16 (Spring
1986): 22-23 [22-27].
8. See Edward W Soja, Postmodern Geographies: The Reassertion if Space in
Critical Social Theory (NewYork: Verso, 1989).
9. Jonathan Z. Smith uses the metaphor of Plato's myth of the two steeds in
order to make a point about the way in which chaos is never contained, but
is an active presence in myths as a source of possibility, creativity, and change
that is nevertheless always tied to order and sacredness. I shall be making
similar claims about the desert's generative and utopic potentialities, in its
role as chaotic force. See Smith, "The Wobbling Pivot," p. 97.
10. EdmondJabes, From the Desert to the Book: Dialogues with Marcel Cohen, trans.
Pierre ]oris (Barrytown, NY: Station Hill Press, 1990), p. xiv.
11. The following account of desert ideas in the ancient religions and cosmologies is an amalgam drawn mainly, not exclusively, from the following (cited
by individual source when quoted directly or when the reader can be usefully directed to a specific source): Knut Tallqvist, "Sumerisch-Akkadische
Namen derTotenwelt" Studia Orientalia 5(1934): 1-47.Alfred Haldar, The
Notion if the Desert in Sumero-Accadian and West-Semitic Religions (Uppsala:
A.-B. Lundequistska, 1950); A.]. Wensinck, The Ocean in the Literature of the
Western Semites (1918; Wiesbaden: Martin Sandig, 1968); and Johannes
Pedersen, "The World of Life and Death," in his Israel: Its Life and Culture
(London: Oxford University Press, 1926), pp. 453-96.
12. Hal dar, The Notion if the Desert, p. 5.
13. Haldar writes: "the idea of the desert as the dwelling-place of demons and
monsters-hence equivalent to the dwelling-place of the dead, or the
Nether World-may easily be assumed to be a feature inherent in all of the
various Near Eastern civilizations" (p. 66). See also Sylvie Lackenbacher,
"L'image du desert d'apres les textes litteraires Assyro-Babyloniens," Le
desert: image et realite, pp. 67-79.
14. Prism D, col. 7, ll. 45-76, in C.J. Gadd, "Inscribed Prisms ofSargon II from
Nimrud," Iraq 16 (1954): 193 [175-200].
15. Prism D, col. 7, ll. 73-74.
16. Gilles Deleuze, The Logic if Sense, trans. Mark Lester, ed. Constantin
V. Boundas (New York: Columbia University Press, 1990), p. 1; Michel
Foucault, "Theatrum Philosophicum," Language, Counter-Memory, Practice:
Selected Essays and Interviews, ed. Donald F. Bouchard, trans. Bouchard and
Sherry Simon (Ithaca: Cornell University Press, 1977), p. 193.
17. See, e.g., Pedersen, "The World of Life and Death," pp. 456,460.
18. See Lackenbacher, "L'image du desert," pp. 72-73.
19. Chantal Dagron and Mohamed Kacimi, Naissance du desert (Paris: Editions
Balland, 1992), p. 61.
20. "Desert," as it appears in the Old Testament, translates four Hebrew words,
the most common of which is midbar. The others-arabah, yeshimon,
chorbah-denote varying degrees of desolateness, and often correspond to
184
21.
22.
23.
24.
25.
26.
NOTES
specific geographical regions of the Middle East. See the entry "Desert" in
John McClintock and James Strong, Cyclopa:dia of Biblical, Theological, and
Ecclesiastical Literature (New York: Harper, 1894) 2: 756-58.
See Pedersen, "The World of Life and Death;' pp. 460-70; and Wensinck, The
Ocean in the Literature <?[Western Semites, pp. 15-19 .A description of the desert
such as Jer.2:5-7 marks it as a dark, desolate land of no return, in terms that
strikingly recall the description of the underworld found at the beginning of
the Akkadian myth oflshtar's Descent to the Nether World. For the text, see
Ancient Near Eastern Texts Relating to the Old Testament, ed. James B. Pritchard
(Princeton: Princeton University Press, 1969), pp. 106-109.
Jonathan Z. Smith underscores the point:"That which is open, that which is
boundless is seen as the chaotic, the demonic, the threatening. The desert and
the sea are all but interchangeable concrete symbols of the terrible, chaotic
openness. They are the enemy par excellence" ("The Influence of Symbols on
Social Change: A Place on Which to Stand," Map is Not Territory, p. 134).
Job 38:8-11. The "divine warrior" typically battles the chaotic force of the
water: in Hebrew myth, Baal combats Prince Sea (ZabulYam) or the sevenheaded water dragon Lotan; in Babylonian, Marduk against Apsu and Tiamat;
and in Sumerian, Ninurta versus Kur. To produce order, the waters must be
walled, channeled, or otherwise contained. On this general mythic pattern,
see Hermann Gunkel, Schopfung und Chaos in Urzeit und Endzeit: eine religionsgeschichtliche Untersuchung (Gottingen: Vandenhoeck und Ruprecht,
1895); 0. Kaiser, Die mythische Bedeutung des Meeres in Aegypten, Ugarit und
Israel (2nd ed.; Berlin: A. Topelmann, 1962); and L. R. Fisher, "Creation at
Ugarit and in the Old Testament," Vetus Testamentum 15 (1965): 313-24. On
the biblical pattern, see Frank Moore Cross, Jr., "The Divine Warrior in
Israel's Early Cult," Biblical Motifs: Origins and Traniformations, ed. Alexander
Altmann (Cambridge: Harvard University Press, 1966), pp. 11-30; and Otto
Eissfeldt, "Gott und das Meer in der Bibel," Studia Orientalia Ioanni Pedersen
(Copenhagen: Munskgaard, 1953), pp. 76-84. As we might expect, the same
mythic pattern manifests itself in the battle against the desert. For example,
both the opening and ending of The Epic of Gilgamesh praise the work of the
king in building walls and boundaries against the desert. See The Epic of
Gilgamesh, trans. Maureen Gallery Kovacs (Stanford: Stanford University
Press, 1989) 1.9-20; 11.314-20.
Recalling Babylonian cosmography: Marduk's famous splitting of Tiamut in
the Enuma elish, 4.135-40.
In Syriac cosmogony, the subterranean ocean plays an even greater role. The
earth itself is said to drink subterranean waters. See Wensinck, The Ocean in
the Literature of Western Semites, pp. 16-17. Traces of this idea is found in
Arabic literature as well, though less prominently. In Masudi, e.g., we find
mention of springs and rivers issuing from the subterranean tehom (Masudi,
Les prairies d'or, ed. and trans. Barbier de Meynard and Pavet de Courteille
[Paris, 1861-77] 1: 203).
See Taufik Canaan, Aberglaube und Volksmedizin im Lande der Bibel (Hamburg:
L. Friederichsen, 1914); Haunted Springs and Water Demons in Palestine
NOTES
27.
28.
29.
30.
31.
32.
33.
34.
35.
185
(Jerusalem: Palestine Oriental Society, 1922); and Damonenglaube im Lande
der Bibel (Leipzig:]. C. Hinrichs, 1929).
For the desert figured as chaos (tohu), see, e.g., Ps. 107:40 and Job 6:18.
Smith, "Earth and Gods," Map is Not Territory, p. 109.
Emile Benveniste, Pouvoir, droit, religion, voL 2 of Le vocabulaire des institutions
europeennes (Paris: Editions de Minuit, 1969), p. 1H8.
See L Keimer, "L'horreur des Egyptiens pour les demons du desert," Bulletin
de l'Institut d'Egypte 26 (1944): 135-47; Serge Sauneron, "Les animaux
fantastiques du desert," sect. 26 of"Remarques de philologie et d' etymologie," Bulletin de l'Institutfranfais d'archeologie orientale 62 (1964): 15-18; and
Alessandro Roccati, "La conception rituelle du desert chez les anciens
Egyptiens," Le desert: image et realite, pp. 127-29.The hieroglyphic sign for the
desert was the same as that designating the necropolis.
Roccati, "La conception rituelle," p. 129.
See, e.g., the story of the "Fated Prince" in Lange and Schafer, "(Zmt)
'Begrabnisplatz' auf Grabstein des Mittleren Reichs aus Abydos," Zeitschrift
fur Agyptische Sprache und Altertumkunde 38 (1900): 109-112. Roccati
compares the image of the desert as fairyland to the function of the forest in
European fairy tales (p. 129), and directs the reader to Mario Liverani,
"Partire sui carro, peril deserto," Annali dell'Instituto Orientale di Napoli 32
(n. s. 22) (1972): 403-415.
See Karl Budde, "The Nomadic Ideal in the Old Testament," New World 4
(1895): 726-45; Paul Humbert, "Osee, le prophete bedouin," Revue de /'hisloire et philosophic de Ia religion 1 (1921): 97-118; "La logique de Ia perspective nomade chez Osee et !'unite d'Osee 2: 4-22," Festschrift fur Karl Marti,
ed. Karl Budde, supp. to Zeitschrift fiir die alttestmentaliche Wissenschaft 41
(1925): 158-66; John W Flight, "The Nomadic Idea and Ideal," journal of
Biblical Literature 42 (1923): 158-226; also, Samuel Nystrom, Beduinentum und
]ahwismus (Lund: C.W K. Gleerup, 1946).
See Shemaryahu Talman, "The 'Desert Motif' in the Bible and in
Qumran Literature," Biblical Motifs: Origins and Traniformations, ed. Alexander
Altmann (Cambridge: Harvard University Press, 1966), pp. 31-63; Paul
Riemann, "Desert and Return to Desert in Pre-Exilic Prophets," diss.,
Harvard University, 1964; Albert de Pury, "L'Image du desert dans I' Ancien
Testament," Le desert: image et realite, pp. 115-26; also, Robert R. Wilson,
"The City in the Old Testament," Civitas: Religious Interpretations of the City,
ed. Peter S. Hawkins (Atlanta: Scholars Press, 1986), pp. 3-13. Wilson
reframes the debate a bit, arguing that the prophets' hope, in Jeremiah and
Hosea, for a return to Israel's nomadic origins is not evidence of antiurban
bias. For the opposing view, see Michel Ragon, "L' exode," in his L'homme et
les villes (Paris: Albin Michel, 1975), pp. 15-30.
See George H. Williams, Wilderness and Paradise in Christian Thought: T11e
Biblical Experience <f the Desert in the History <f Christianity and the Paradise Theme
in the Theological Idea <f the University (New York: Harper, 1962), pp. 10-137;
and George W Coats, Rebellion in the Wilderness: The Murmuring Motif in the
Wilderness Traditions <f the Old Testament (New York: Abingdon Press, 1968).
186
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
NOTES
Williams emphasizes the desert as paradisiacal force, while Coats dismisses the
question of the "desert ideal" altogether, in order to focus on the relationship
between Yahweh and Israel during the period of journey through the desert,
a relationship that he characterizes as "basically positive" (p. 15).
Edmund Leach's anthropological reading of the Old Testament wilderness
motif discusses the desert as a "marginal state" (van Gennep). Leach, however,
insistently reads the desert as "Other World," a timeless place constituting the
goal of movement (exodus) rather than constituting the process of movement
itself, as I am inclined to argue. See his "Fishing for Men on the Edge of the
Wilderness," The Literary Guide to the Bible, ed. Robert Alter and Frank
Kermode (Cambridge: Harvard University Press, 1987), pp. 579-99. See also
Edmund Leach and D. Alan Aycock, Structuralist Interpretations of Biblical Myth
(Cambridge: Cambridge University Press, 1983).
Gregory of Nyssa, In Canticum canticomm, PG 44: 1092D; cited from In
Canticum canticorum, ed. Hermann Langerbeck, in Opera, ed. Werner Jaeger
(Leiden: E.J. Brill, 1960) 6:436-37.
Ambrose, Epistola 71 ad Horontianum, PL 16: 1295.
F. F. Bruce, Biblical Exegesis in the Qumran Texts (London:Tyndale, 1960), p. 26;
qtd. in Talmon, "The 'Desert Ideal'," p. 57.
Talmon, "The 'Desert Ideal'," p. 60.
Qumranic scripture reflects the messianic importance of desert ideology:
see, e.g., 1QH 8:4-5 (from The Thanksgiving Psalms) and 1QS 8:13-14 (from
The Manual of Discipline), in The Dead Sea Scriptures in English Translation,
trans. Theodor Herzi Gaster (Garden City: Doubleday, 1956), p. 56.
1QS 9: 19-20, in The Dead Sea Scriptures, p. 59.
A covenant born not from the quiescent flow of history, but from upheaval,
tohu itself. See 1Q H 8: 4-5 (cf. Isa. 41: 18).
Jabes, From the Desert to the Book, p. 68.
To draw on an etymological pun: de + sertus; L. de, in the negative sense, plus
the past participle of serere, to bind, join.
Maurice Blanchot, "The Limit-Experience," The Infinite Conversation, trans.
Susan Hanson (Minneapolis: University of Minnesota Press, 1993), p. 125.
Blanchot, "The Limit-Experience," p. 127.
Blanchot, "The Limit-Experience," p. 127.
Edmond Jabes, The Book of Questions, vol. 1, trans. Rosemarie Waldrop
(Middletown, CT: Wesleyan University Press, 1976), p. 55.
Zygmunt Bauman, "Desert Spectacular," The Flaneur, ed. Keith Tester
(New York: Routledge, 1994), p. 140.
Jean Baudrillard, America, trans. Chris Turner (New York: Verso, 1988), p. 5.
There is perhaps no better graphic example of the sublime and humiliating
power of the desert in shaping new subjectivities than John Ford's western
Three Gocifathers (1948). Indeed, anything that can be said about the desert's
elemental power to uproot entrenched identities is a footnote to the magnificent desert scene twenty-four minutes into the film.
Philo of Alexandria, De migratione Abrahami 20, in The WOrks of Philo:
Complete and Unabridged, trans. C. D. Yonge (Peabody: Hendrickson, 1993),
NOTES
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
187
pp. 253-54.All references to Philo are cited by title, section, followed by the
page number, in Yonge's translation; square brackets indicate my additions.
L.Th. Lefort, "S. Pachome etAmen-em-Ope," Le Museon 40 (1927): 74.
See Philo of Alexandria, De vita Mosis 266-67, 515; De Decalogo 16, p. 519;
and De specialibus legibus II 199, p. 587.
See De Decalogo 16-17, p. 519.
De Somniis II 170, p. 400.
"Der Priester Johannes," ed. Friedrich Zarncke, Abhandlungen der philologischhistorischen Classe der kiiniglich siichsischen Gesellschaft der Wissenschaften 7
(1879): 919-20.
Philo, in his discussion of the possibility of sin in the wilderness, notes that
the name scorpion suggests the psychic dispersion of the passions. Only
solitude in the desert affords immunity to the scorpion's sting on the path to
salvation (see Legum allegoriae II 86, p. 47).
Legum allegoriae III 170, p. 69.
See De Decalogo 2, p. 518.
De vita contemplativa 22-23, p. 700.
See, e.g., Jerome's famous Epistola 125, where he traces the lineage of
Christian monasticism to John the Baptist, in Nicene and Post-Nicene Fathers,
ed. Philip Schaff and Henry Wace (New York, 1890) 6: 246 ff. Also: John
Cassian, Collationes, 18.6 (PL 49: 1100-1) and De coenobiorum institutis 1
(PL 49:61 ff.).Tracing the origins of the monastic tradition back to John the
Baptist-and, unsurprisingly, the Egyptian monks-was very common in
the Middle Ages, especially in the Anglo-Irish tradition. See Meyer Schapiro,
"The Religious Meaning of the Ruthwell Cross," The Art Bulletin 26 (1944):
236 [232-45].
Origen, Homilies on Luke, PG 13: 1827D. The same sentiments are found in
Clement of Alexandria (Pedagogus 2.10.112, for which see Pedagogue, ed.
Claude Mondesert and Henri !renee Marrou (Paris: Editions du Cerf, 1965),
pp. 212-13; and Methodius of Olympus (The Banquet 8.11.197-98 and
8.12.203, for which see Le Banquet, ed. Herbert Musurillo, trans .Victor-Henry
Debidour (Paris: Editions du Cerf, 1963), pp. 226-27, 232-33). It is clear that
by the end of the fourth century the theme of the desert as space of quietude
and purity pervades Christian writing. In the correspondence of Basil of
Caesara and Gregory ofNazianzus, e.g., the desert functions as a literary trope
for meditation far from the foulness, corruption, and noise of the city. See Basil
of Caesara, Epistola 14, in Lettres, ed.Yves Courtonne (Paris: Les Belles lettres,
1957) 1: 42-45; and Gregory ofNazianzus, Epistolae 4-6, in Lettres, ed. Paul
Gallay (Paris: Les Belles lettres, 1964) 1: 3-8. Saint Jerome, in a letter to his
friend Heliodorus, celebrates the desert's purity and luminosity over against
the "stinking prison" of the city in language that recalls Philo's. See Epistola 14,
in Lettres, ed.Jerome Labourt (Paris: Les Belles lettres, 1949) 1:44.
Eucherius, Epistola de laude eremi, PL 50:701-702.
On the influence of these writings, see Antoine Guillaumont, "La conception du desert chez les moines d'Egypte," Revue de l'histoire des religions 188
(1975): 3-21.
188
NOTES
67. See Gustave Flaubert, Notes de voyage, in Oeuvres completes de Gustave Flaubert
(Paris: Louis Conard, 1910) 2: 356, 367; and Correspondance (Paris: Louis
Conard, 1926-33) 1:429.
68. Edward Gibbon, The Decline and Fall if the Roman Empire (New York:
Modern Library, 1932) 2:15-16.
69. Gibbon continues:"This voluntary martyrdom must have gradually destroyed
the sensibility both of the mind and of the body; nor can it be presumed that
the fanatics who torment themselves are susceptible of any lively affection
for the rest of mankind. A cruel, unfeeling temper has distinguished the monks
of every age and country: their stern indifference, which is seldom mollified
by personal friendship, is inflamed by religious hatred" (The Decline and Fall if
the Roman Empire, 2: 16-17). Gibbon's perspective on asceticism is consistent
with a utilitarian one; see Jeremy Bentham, An Introduction to the Principles if
Morals and Legislation (London:W Pickering, 1823).
70. Rufinus, The Lives of the Desert Fathers: The Historia Monachorum in Aegypto,
trans. Norman Russell (Oxford: A. R. Mowbray, 1981), p. 50.
71. Peter Brown, "The Rise and Function of the Holy Man in Antiquity,"
Journal if Roman Studies 61 (1971): 91 (80-101].
72. John Moschus, Pratum spirituale, PG 87: 2861B. On "becoming the stranger,"
see the discussion of xeneteia in Antoine Guillaumont, "Le depaysement comme
forme d'ascese dans le monachisme ancien," Annuaire de /'Ecole Practique
des Hautes Etudes, Cinquieme Section, Sciences religieuses (1968-69):
31-58.
73. Jacques Lacarriere, The God Possessed, trans. Roy Monkcom (London:
George Allen and Unwin, 1963), p. 57.
74. As Peter Brown has pointed out, the moment of the Holy Man's death
marks the clearest manifestation of his role as mediary between the human
and the divine. At this moment the link is broken (see Brown, The Making if
Late Antiquity (Cambridge: Harvard University Press, 1978], p. 13). Brown
cites Bishop Serapion of Thmuis, writing in 356 to the disciples ofAnthony:
"Consider now: the very moment when the Great Man of our land, the
blessed Anthony who prayed for the whole world, passed from us, the wrath
of God is come upon Egypt and all things are overturned and become
calamitous" ("Une lettre de Serapion de Thmuis aux disciples d'Antoine,"
ed. R. Draguet, Le Museon 64 (1951]: 13).
75. Theoderet, Historia religiosa, PG 82: 1481B.We note here the image of the
"hairy hermit," the ascetic who resembles more animal than man and who
consorts with animals, on the model of a kind of "peaceable kingdom."
Perhaps the most striking example of the ascetic's liminal status, these beastmen, and beast-women, have elected to rehearse, in a way as radical as selfinhumation, the preconditions for the life to come. See Charles Allyn
Williams, The Oriental Affinities of the Legend if the Hairy Anchorite, 2 vols.
(Urbana: University of Illinois Press, 1925; 1927); Paul Peeters, "Review of
Williams, The Oriental Affinities," Analecta Bollandiana 47 (1929): 138-41; and
Alison Goddard Elliott, Roads to Paradise: Reading the Lives if the Early Saints
(Hanover: University Press of New England, 1987), pp. 144-70. Some stories
NOTES
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
86.
87.
88.
89.
90.
189
of holy men and their animals have been collected in Beasts and Saints, trans.
Helen Waddell (New York: Henry Holt, 1934).
The Sayings of the Desert Fathers: The Alphabetical Collection, trans. Benedicta
Ward (London:A.R.Mowbray, 1975),pp.178, 182,116.
Elliott, Roads to Paradise, p. 85; see pp. 85-102 for her analysis of the "secret
flight" motif (when the saint's flight from society remains a secret, necessary
to escape, to take a typical example, an unwelcome marriage).
Robert Browning, "The 'Low Level' Saint's Life in the Early Byzantine World,"
The Byzantine Saint, ed. Sergei Hackel (Oxford: University of Birmingham
Fourteenth Spring Symposium on Byzantine Studies, 1980), p. 121.
J. Laplanche and J.-B. Pontalis, The Language of Psycho-Analysis, trans. Donald
Nicholson-Smith (New York: Norton, 1973), p. 97; see also "Death
Instincts," pp. 97-103; "Life Instincts;' pp. 241-42.
See the Bohairic life of Pachomius, in Pachomian Koinonia, trans. Armand
Veilleux (Kalamazoo, MI: Cistercian Publications, 1980) 1: 269 n.3.
See Athanasius, Life ofAntony and the Letter to Marcellinus, trans. Robert C. Gregg
(New York: Paulist Press, 1980), pp. 37-39; The Coptic Life cifAntony, trans. and
ed. Tim Vivian (San Francisco: International Scholars, 1995), pp. 40-43.
Vitae patrum PL 73: 283D. See also Symeon Metaphrastes's more detailed
account in PG 115: 49.
For the story of his demonic vision and his burial by his pet lions, see the
Vitae patrum PL 73: 423D-425A.
See Theodoret, Historia religiosa, PG 82: 1468. For the Syriac vita, and other
details, see A. J. Fustugiere, Antioche pai"nne et chretienne: Libanius, Chrysostomes,
et les moines de Syrie (Paris: E. de Boccard, 1959), pp. 313, 358. Other examples of vivisepulture abound: the fourth-century anchorites Paul ofThebes,
Zeno, Marcianus, and the seventh-century St. Theodore of Sykeon were
tomb-dwellers; in the next century, Alypios, and, in the tenth century, the
Bulgarian Saint John ofRila both lived in hollow trees that resembled coffins.
Rufinus, The Lives cif the Desert Fathers, pp. 57-58.
Rufinus, The Lives cif the Desert Fathers, p. 59.
Theodoret, Historia religiosa, PG 82: 1326-27.
Athanasius, The Coptic Life cif Antony, p. 47; cf. ch. 14 of Athanasius, Life ~f
Antony, pp. 42-43.
The logic here is that of disavowal, a strategy that aims precisely at the creation of the utopic. Gilles Deleuze would importantly link this to the practice of masochism: "Disavowal should perhaps be understood as the point of
departure of an operation that consists neither in negating nor even destroying, but rather in radically contesting the validity of that which is: it suspends
belief in and neutralizes the given in such a way that a new horizon opens
up beyond the given and in place of it" ("Coldness and Cruelty," trans.Jean
McNeil, in Gilles Deleuze and Leopold von Sacher-Masoch, Masochism
[New York: Zone, 1991], p. 31).
We should preserve an important psychoanalytic distinction here: receptivity,
not passivity, characterizes a masochistic response to the stimuli of the
outside world. Masochism is an active pursuit of stimuli with the goal of
190
NOTES
91.
92.
93.
94.
95.
96.
97.
98.
99.
100.
self-transformation. See Jack Novick and Kerry Kelly Novick, Feaiful
Symmetry: The Development and Treatment of Sadomasochism (Northvale, NJ:
Jason Aronson, 1996), p. 31. According to a Lacanian insight, masochism can
thus be understood as the process of becoming the object through selfnegation. See, e.g., Marcelle Marini,Jacques Lacan:The French Context, trans.
Anne Tomiche (New Brunswick, NJ: Rutgers University Press, 1992), p. 187.
There is the lovely story ofTheodore of Sykeon who, desiring to imitate
John the Baptist, crawled into a cave where he stayed for two years. When
he was found, his body had become a barely animate corpse: his body was
full of worms, his bones showed through his skin, and he smelled powerfully of the grave. His brothers immediately hailed him as a second Job,
ordaining him as subdeacon and then a priest by the time he was only
eighteen years old. See chs. 20-21 of A.]. Festugiere, Vie de Theodore de
Sykeon, 2 vols. (Brussels: Societe des Bollandistes, 1970).
Donald L. Carveth, "Psychoanalytic Conceptions of the Passions," Freud
and the Passions, ed.John O'Neill (University Park, PA: Pennsylvania State
University Press, 1996), p. 45.
The Sayings cif the Desert Fathers, p. 35.
Meister Eckhart is perhaps most famous for promoting the opposite kind
of self-creation, the mystical achievement of what he called "the darkness
of unself-consciousness." For Eckhart, the desert is still the desired state, the
divine Wiiste, the barren Godhead: "the more he makes himself like a
desert, unconscious of everything," the closer he comes to such a state.
Citing Hos. 2: 12, Eckhart ties the desert to revelation: "The genuine word
of eternity is spoken only in the spirit of that man who is himself a wilderness alienated from [denuded of] self and all multiplicity" (Sermon Et cum
factus esset Jesus, in Meister Eckhart: A Modern Translation, ed. Raymond B.
Blakney [New York, 1941], p. 120; cf. Beati pauperes, pp. 227ff.).
The Sayings cif the Desert Fathers, p. 42.
See Philip Rousseau, Ascetics, Authority, and the Church in the Age cifJerome
and Cassian (Oxford: Oxford University Press, 1978), p. 43.
Gilles Deleuze and Felix Guattari, A Thousand Plateaus: Capitalism and
Schizophrenia, trans. Brian Massumi (Minneapolis: University of Minnesota
Press, 1987),p.379.
Roland Barthes, "Le Prince de Hambourg au TNP" (1953), Oeuvres completes,
ed. Eric Marty (Paris: Seuil, 1993) 1:205.
See Slavoj Zizek, The Sublime Object cif Ideology (New York: Verso, 1989).
Take, e.g., Rosi Braidotti 's assessment of postmodern artists Martha Rosier,
Barbara Krueger, and Jenny Holzer: "In their hands, areas of transit and
passage become contemporary equivalents of the desert, not only because
of the enormous, alienating solitude that characterizes them but also
because they are heavily marked by signs and boards indicating a multitude
of possible directions, to which the artist adds her own, unexpected and
disruptive one" (Rosi Braidotti, Nomadic Subjects: Embodiment and Sexual
Difference in Contemporary Feminist Theory [New York: Columbia University
Press, 1994], p. 20).
NOTES
191
101. Dick Hebdige, "Training Some Thoughts on the Future," Mapping the
Futures: Local Cultures, Global Change, ed. Jon Bird, Barry Curtis, Tim
Putnam, George Robertson, and Lisa Tickner (New York: Routledge,
1993), p. 278.
102. Helen Waddell, The Desert Fathers [Vitae Patrum], trans. Helen Waddell (Ann
Arbor: University of Michigan Press, 1957), p. 23.
103. Both traditions, especially the latter, are thoroughly treated in Schapiro,
"The Religious Meaning," from which I draw examples.
104. "Et erat in deserto quadraginta diebus et quadraginta noctibus, et tentatus
a Satana; eratque cum bestiis, et angeli ministrabant illi."
105. The scriptural precedent is Ps. 91:13 (Vulgate 90):"You will walk upon the
asp and the basilisk: and you shall trample under foot the lion and the
dragon." This passage is treated by early Christian and Greek commentators as an allegory of Christ's victory over Satan's temptations. See Jerome's
Tractatus in Marcum 1: 13, in vol. 3, pt. 2 of Sancti Hieronymi presbyteri tractatus sive homiliae in psalmos, in Marci evangelium aliaque varia argumenta, ed.
Germanus Morin (Maredsoli:J. Parker, 1897), pp. 328ff.; Bede, Expositio in
Lucae evangelium, PL 92:369. Commentaries on Ps. 91: 13 include: Jerome,
De psalmo XC, in vol. 3, pt. 2 of Sancti Hieronymi, p. 118; and vol. 3, pt. 3 of
Sancti Hieronymi (1903), p. 71. Greek commentators include Eusebius,
Commentaria in psalmos, PG 23: 1153-56; and bk. 9 of his Demonstratio
Evangelica, PG 22: 674ff. See also excerpts from later Greek commentators
in Balthasar Corderius, Expositio patrum Graecorum in psalmos (Antwerp,
1642) 2: 886-87. A number of medieval psalters illustrate Ps. 91 with a
scene of the temptation: for example, the Stuttgart psalter of the
Carolingian period depicts on the same page (fol. 107v) the figure of
Christ triumphant over the animals and the temptation (see Ernest T.
Dewald, The Stuttgart Psalter, BibliaJolio 23, Wuerttembergische Landesbibliothek,
Stuttgart [Princeton: Publication for the Department ofArt and Archaeology
of Princeton University, 1930], pp. 79-80). Schapiro lists four other psalters
(see his "The Religious Meaning," p. 233).
106. Schapiro points to a twelfth-century relief in New York in which Christ
stands upon a lion in each of the three temptation scenes (see p. 234), as
well as another tympanum (the Portal of the Goldsmiths in Santiago),
where the beasts are represented by a coiled serpent. On the latter, see
A. Kingsley Porter, Romanesque Sculpture rf the Pilgrimage Roads (Boston:
Marshall Jones, 1923), vol. 6., ills. 678-79; Georges Gaillard, Les debuts de la
sculpture romane espagnole: Leon,]aca, Compostelle (Paris: P. Hartmann, 1938).
107. It is thus no surprise that this idea should be materialized as a scene of
Baptism, as on the wooden door of S. Maria im Kapitol in Cologne. See
Richard Hamann, Die Holztur der Ffarrkirche zu St. Maria im Kapitol (Berlin:
Marburg: Verlag des Kunstgeschichtlichen Seminars der Universitat
Marburg a. L., 1926).
108. See Gustav Heider, Beitriige zur christlichen Typologie aus Bilderhandschriften
des Mittelalters (Vienna: Kais-Staatsdruckerei, 1861), p. 57. See George
Williams, Wilderness and Paradise in Christian Thought, pp. 10-64, for a good
192
NOTES
109.
110.
111.
112.
113.
114.
115.
116.
117.
118.
119.
120.
121.
122.
discussion of this bipolarity as it unfolds up to the Middle Ages as "the
never-ending to-and-fro of Christian history" (p. 7).
Schapiro, "The Religious Meaning;' p. 234.
See, e.g., The Apocalypse of Baruch 73: 6, in Robert H. Charles, The
Apocrypha and Pseudepigrapha of the Old Testament (Oxford: Clarendon Press,
1913) 2: 518.
This is now called the Gospel of Pseudo-Matthew, of which see chs. 14,
18-19, 35-36, in J. K. Elliott, The Apocryphal New Testament:A Collection of
Apocryphal Christian Literature in an English Translation (Oxford: Clarendon
Press, 1993), pp. 94-95, 97-98.
Elliott, The Apocryphal New Testament, p. 84.
Jerome, Commentarius in Evangelium secundum Marcum PL 30: 595. Glorieux
lists the commentary as anonymous and of the late fifth century. The comparison to Daniel also appears in the Biblia Pauperum (see Heider, Beitriige
zur christlichen Typologie, p. 115).
The late-antique stories are collected under "Bestiae;' in the index of
PL 74: 23.An important early transmission to the West is Sulpicius Severns,
Dialogi, cap. 13-15, where Postumianus recounts many incidents of holy
men and tamed beasts, and emphasizes that animals are in fact a model of
obedience and reverence to God (see cap. 14). Numerous examples of
Western saints at peace with the animals are mentioned in Charles
Plummer, Vitae sanctorum Hiberniae (Oxford, 1910) 1: cxliii-cxlvii.A central text is Jonas, Vita S. Columbani, PL 87: 1020-1028.
Alcuin, Epistola 82, in PL 100:266-67.
Qtd. in Williams, Wilderness and Paradise in Christian Thought, p. 46.
Brown, The Making of Late Antiquity, p. 90.
Geoffrey Galt Harpham, The Ascetic Imperative in Culture and Critidsm (Chicago:
University of Chicago Press, 1987), p. 25. Otherwise, I find Harpham's reading
very sensitive to the ambivalence of the desert (see, e.g., p. 69).
Bede, Commentarius in Lucem, PL 92: 369.
The Psalter of 1066 (British Library, Add. MS 19352), the ChludoffPsalter,
and Barberini Gr. 372 are examples.
Exodus-and the Commedia-work by"treating history as veiled revelation
full of intimations, mutually confirmative, of an ever-present divine plan"
(S. A. J. Bradley, Anglo-Saxon Poetry [London: J. M. Dent, 1982], p. 49). For
the allegorical interpretations of Exodus, see James E. Cross and S. I.
Tucker, "Allegorical Tradition and the Old English Exodus," Neophilologus
44 (1960): 122-27; and B. F. Huppe, Doctrine and Poetry (Albany, NY: State
University of New York Press, 1959), pp. 217-23.
Guiseppe Mazzotta, Dante, Poet of the Desert: History and Allegory in the
Divine Comedy (Princeton: Princeton University Press, 1979), p. 13. See
also Singleton's reading of the Commedia in terms of the Exodus, which he
argues is the crucial and explicit structure animating the poem. Dante's
journey is structured on the stages of the desert transitus from Egypt to the
Promised Land. See Charles S. Singleton, "In Exitu Israel de Aegypto,"
Dante: A Collection of Critical Essays, ed. John Freccero (Englewood CliffS,
NOTES
123.
124.
125.
126.
127.
128.
129.
130.
131.
132.
133.
134.
135.
136.
137.
193
NJ: Prentice-Hall, 1965), pp. 102-121; and his Dante Studies I: Commedia:
Elements of Structure (Cambridge: Harvard University Press, 19 54), pp. 1-17.
Mazzotta, Dante, p. 12.
Richard of St. Victor, Mysticae adnotationes in psalmos, PL 196: 302.
Jerome, Epistola 64, in PL 25: 448D.
See Honorius of Autun, De anime exsilio et patria, PL 172: 1241-46.
Hugh of St. Victor, Didascalicon: A Medieval Guide to the Arts, trans. Jerome
Taylor (New York: Columbia University Press, 1961), p. 101. Cf. Hugh's In
Ecclesiasten Homiliae, PL 175: 221 C ("All the world is a foreign soil to those
whose native land should be heaven .. .Therefore comes a 'time for scattering' [Eccles. 3: 5], so that man may see he has no stable dwelling here and
may get used to withdrawing his mind"). The world as a desolate place,
human life as a pilgrimage, homo viator in bivio, are of course topoi in the
Middle Ages, and at this time I suspend a discussion of them in favor of
focusing on the desert. See, instead, F. C. Gardiner, The Pilgrimage of Desire
(Leiden: E.J. Brill, 1971).
Augustine, Confessiones 7 .10.16. Pierre Courcelle provides almost one hundred direct reflections of regia dissimilitudinis, most of them from the twelfth
century; see his Les Confessions de Saint Augustin dans le tradition litteraire:
antfxedents et posterite (Paris: Etudes Augustiniennes, 1963), pp. 623-40. The
regia dissimilitudinis is the locus of radical ambiguity, encounter, and thus
potentiality. See, particularly, John Freccero's reading of the first canto of
the Commedia, in "Dante's Prologue Scene," Dante Studies 84 (1966): 12
[1-25]. Also: F. Chatillon, "Regio Dissimilitudinis," Melanges E. Podechard
(Lyon: Facultes Catholiques, 1903), pp. 85-102.
Peter Lombard, Sermo 26, PL 171:436.
Richard of St. Victor, De exterminatione mali et promotione bani, PL 196:
1073ff. Richard uses the images of the flight from Egypt into the desert
and the journey into the Promised Land, from the desert, and over the
Jordan. See Gervais Dumeige, Richard de Saint- Victor et l'idee chretienne de
l' amour (Paris: Presses universitaires de France, 1952), pp. 51-68.
Otloh von St. Emmeran, Liber visionem, ed. Paul Gerhard Schmidt (Weimar:
Hermann Bohlaus, 1989), pp. 42-54. The "venus urens" is at p. 45.
Lucan, Pharsalia, 9.444-445, 453-65, trans. Jane Wilson Joyce (Ithaca, NY:
Cornell University Press, 1993), p. 245.
Vicomte de Santarem, Essai sur l'histoire de Ia cosmographic et de Ia cartographic
pendant le Moyen-Age, ed. Martim de Albuquerque (Lisbon: Administra<;:ao
do Porto de Lisboa, 1989), p. 212.
Jessie Crosland, "Lucan in the Middle Ages, with Special Reference to the
Old French Epic," Modern Language Review 25 (1930): 32-51. See, esp.,
pp. 38,47-51.
The Benjamin major is in PL 196: 63-192. I quote the fine translation in
Richard of St. Victor: The Twelve Patriarchs, The Mystical Ark, Book Three of the
Trinity, trans. Grover A. Zinn (New York: Paulist Press, 1979), p. 310.
Richard of St. Victor, pp. 316-17.
Richard of St. Victor, p. 317.
194
NOTES
138. Richard of St. Victor, p. 318.
139. Richard of St. Victor, p. 332.
140. D.WWinnicott, Playing and Reality (New York: Routledge, 1971), p. 14.
Chapter 4
Desert Ecstasies
1. Helene Cixous, Sorties, qtd. in David Lodge, Modern Criticism and Theory
(New York: Longman, 1988), p. 292.
2. Pliny the Elder, Naturalis Historia 7.2.21; cf. Herodotus, Histories 4.191.
3. Jean Ceard, La nature et les prodiges (Geneva: Droz, 1977), p. 14, trans. mine;
qtd. in James Romm, "Alexander, Biologist: Oriental Monstrosities and the
Epistola Alexandri ad Aristotelem," Discovering New Worlds: Essays on
Medieval Exploration and Imagination, ed. Scott D.Westrem (New York:
Garland, 1991), pp. 16-30. I am indebted to Romm's masterly reading of
the utter.
4. Polychronicon Ranulphi Higden, ed. Churchill Babington, Rolls Series 41
(London, 1865; rpt. 1964), p. 361.
5. Romm, "Alexander, Biologist;' p. 18. I follow Romm's discussion of the
proverb here.
6. Aristotle, De generatione animalium 746 b7-13; Aristotle cites the phrases
two other times in ways that suggest its popular currency.
7. Mandeville's Travels: Texts and Translations, ed. Malcolm Letts (London: Hakluyt
Society, 1953; 2nd ser., no. 101) 1: 118. Cf. Pliny, Naturalis Historia (6.35.187):
"There is nothing surprising in the fact that monstrous forms of animals and
men arise in the extreme reaches of [Africa], because of the molding power
of fiery motility in shaping their bodies and carving their forms."
8. Anaxilas, Hyakinthos Pornoboskos, in Comicorum Graecorum fragmenta, ed.
August Meineke (1840; Berlin: de Gruyter, 1970) 3: fr. 27.
9. See Alexander's utter to Aristotle about India, trans. Lloyd L. Gunderson
(Meisenham am Glan: Hain, 1980), pp. 1-2.
10. Romm, "Alexander, Biologist," p. 25.
11. The Royal Library of Turin mappa mundi (12th c.), e.g., has a rubric
placed to the east of the Persian Gulf that reads: "India deserta et arenosa"
[Indian desert and sand].On the Turin mappa mundi, see de Santarem,
Essai sur l'histoire de Ia cosmographie, pp. 127-53.
12. See Alexander's utter, pp. 17-20. In addition to Romm's reading of this
episode, see A. Cizek, "Ungeheuer und magische Lebewesen in der
Epistola Alexandri ad Magistrum Suum Aristotelem de Situ Indiae;' Third
International Beast Epic, Fable and Fabliau Colloquium, Munster 1979:
Proceedings, ed. Jan Goossens and Timothy Sodman (Cologne: Bohlau,
1981), pp. 78-94.
13. Gilles Deleuze and Felix Guattari, "1227: Treatise on Nomadology-The
War Machine," A Thousand Plateaus: Capitalism and Schizophrenia, trans.
Brian Massumi (Minneapolis: University of Minnesota Press, 1987), p. 371.
14. See, esp., "1227:Treatise on Nomadology," pp. 379-87.
NOTES
195
15. On the development of the "siege mentality" in late-medieval European
culture, see Jean Delumeau, La peur en Occident (XIVe-XVIIIe siecles): Une cite
assiege (Paris: Fayard, 1978); Norman Cohn, The Pursuit of the Millennium
(London: Seckar and Warburg, 1957), p. 71.
16. Descartes's project in Discourse on Method is a quest for the solitude and freedom of philosophical abstraction afforded by the space of the desert, the
"vacant plain" of the engineer's mind (see Rene Descartes, Discourse on
Method and Meditations on First Philosophy, trans. Donald A. Cress [Indianapolis:
Hackett, 1980], p. 6).An insightful commentator on this aspect of Descartes's
project stresses how the desert "means the mind's abstraction from historyits material and cultural disembodiment."The Discourse, in this reading,
recounts the philosopher-saint's efforts to abstract himself: "Descartes composed the Discourse on Method . .. as a hagiographical tale that ends with the
saint's solitary retirement into the desert" (Robert Pogue Harrison, Forests:
The Shadow of Civilization [Chicago: University of Chicago Press, 1992],
p. 112). The temptation here is, then, double: to see the desert as the radical space of abstraction, and to see this abstraction as having affinities with
late-antique, even medieval, projects.
17. See, e.g., Karl Helleiner, "Prester John's Letter: A Mediaeval Utopia," The
Phoenix 13 (1959): 47-57; Leonardo Olschki, "Der Brief des Presbyters
Johannes," Historische Zeitschr!ft 144 (1931): 1-14; and Martin Gosman, "La
royaume du Pretre Jean: !'interpretation d'un bonheur," L'idee de bonheur au
moyen dge: actes du Colloque d'Amiens de mars 1984 (Goppingen: Kiimmerle,
1990), pp. 213-23.
18. See Otto, Bishop ofFreising, The Two Cities:A Chronicle ofUniversal History
to the Year 1146A.D., trans. Charles Christopher Mierow, ed.Austin P. Evans
and Charles Knapp (New York: Octagon, 1966), pp. 443-44.
19. Alexander A. Vasiliev, Prester John: Legend and History, ts. Dumbarton Oaks
Research Library and Collection, Washington, D. C., n. d. (ca. 1950), p. ii.
20. One quite incredible text is the late-fourteenth/ early-fifteenth-century
Libra del bifante don Pedro, which recounts the adventurous travels of the
Infante Dom Pedro on his way to and meeting with Prester John. For the
text and commentary, see Francis M. Rogers, The Travels of the Infante Dom
Pedro of Portugal (Cambridge: Harvard University Press, 1961). Nearly every
traveler and missionary to the East mentions evidence ofPresterJohn's realm
in India: Oderic ofPordenone,John of Monte Corvino, Ricoldo de Monte
Croce, Ramon Lull, John of Plano Carpini,Ascelinus (in Beauvais's Speculum
Historiale), Smbat, Joinville, William Rubruck, Marco Polo. Even after
Jordanus de Severac places Prester John in Ethiopia (ca. 1321-30), writers
like Philippe de Mezieres and the Marquis of Salvies Thomas III
(1356-1416), in his novel Chevalier errant (1395), continued to locate Prester
John in Asia. Indeed, the great explorers of the late fifteenth century knew
about and were concerned to find Prester John. Columbus owned a Latin
Marco Polo, which he copiously annotated: his jottings include two references to Prester John (see Cesare de Lollis, Scritti di Cristofaro Colombo, 2 vols.
[Rome: Ministero della Pubblica Istruzione, 1892; 1894] 2: 452, 454).
196
NOTES
21.
22.
23.
24.
25.
26.
27.
Vasca da Gama, on the first voyage to India (1497-99) carried with him
letters of introduction from King Manuel to Prester John.
Michel de Certeau, "Walking in the City," The Practice if Everyday Life,
trans. Steven Rendall (Berkeley: University of California Press, 1984),
pp. 105-106; emphasis added.
"Der Priester Johannes;' ed. Friedrich Zarncke, Abhandlungen der philologischhistorischen Classe der koniglich siichsischen Gesellschajt der Wissenschaften
7 (1879): 914 [831-1028].
The river described here is of course the River Sambation, or Sabbaticus,
the legendary stony river that flows for six days but rests on Saturday. The
Christian author of the Letter altered this detail, changing it to four days of
rest, corresponding to the four days of the Truce of God. This river was
believed to contain the ten lost Hebrew tribes. The river has both fantastic
value (it was singled out as a marvel, e.g., by Fulcher of Chartres in A History
if the Expedition to Jerusalem 1095-1127, ed. Harold S. Fink, trans. Frances
Rita Ryan [Knoxville: University ofTennessee Press, 1969], pp. 292-93; and
by Jacques de Vi try in his His toria abbreviata in Extracts from Aristeas, Hecataeus,
Origin, and Other Early Writers, trans. Aubrey Stewart [London: Palestine
Pilgrims'Text Society, 1895], pp. 92-93) and utopic value. Toward the end of
the ninth century speculation concerning the whereabouts of the lost tribes
was confirmed by the traveler Eldad, who claimed to have communicated
with four of the tribes. His account of the tribes was widely read, and contains astonishing parallels to the Prester John letter: details of the armies
when they go into battle, geographic features, and a list of virtues all seem to
provide evidence that the author of the Latin Letter was familiar with the
Hebrew story. On this last point, see Vsevolod Slessarev, Presler John: The
Letter and the Legend (Minneapolis: University of Minnesota Press, 1959),
p. 52. Eldad's account is described and translated in A. Niebauer, "Where are
the Ten Tribes?" The Jewish Quarterly Review 1 (1889): 98-114.
The Latin Mandeville and Der jiingere Titurel, e.g., stress the desert's function
as boundary. See John Livingston Lowes, "The Dry Sea and the Carrenare,"
Modern Philology 3 (1905): 14 [1-46].
"The legend ofAlexander's Gate and of the enclosed nations is in reality the
story of the frontier in sublimated mythologized form," writes Andrew
Runni Anderson (Alexander's Gate, Gog and Magog, and the Inclosed Nations
[Cambridge: Mediaeval Academy of America, 1932], p. 8).
Hagiga 12a, cited in Wensinck, The Ocean in the Literature if the VJ!estern
Semites, p. 41. On markers of the known world, see pp. 26-28.
The Book if Enoch describes Sheol as the end of the earth; see chs. 17-22 of
The Book of Enoch, trans. R. H. Charles [1917; London: S. P. C. K., 1974],
pp. 44-49. As a boundary phenomenon, the conflation of desert, sea, and
chaos is particularly common, as we might expect. The Gobi desert, e.g., came
to be seen as marking the boundary limit of the known world. To quote
John of Marignola: "Cylloskagen [Gobi], id est ad montes arene, quos faciunt venti, ultra quos ante Thartaros nullos putavit terram habitabilem, nee
putabatur ultra ali quam terram esse" (Cronica Boemorum, ed.Joseph Emler, in
NOTES
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
197
vol. 3 of Fontes Rerum Bohemicarum [Prague, 1882], p. 495b). The Gobi
was throughout the Middle Ages considered a sea; on "Boden der
Gobi," see Alexander von Humboldt, Central-Asien: Untersuchnungen iiber die
Gebirgsketten und die vergleichende Klimatologie (Berlin: C.J. Klemann, 1844),
pp. 442£f.
This well-known marker of civilization pervades myth. The famous "twin
mountains" (Akkadian Masu), which found their way into the Alexander
stories as the "ubera aquilonis" [breasts of the north], are almost always associated with a gloomy desert, beyond which is paradise. The Book ofEnoch,
the Book of Giants, and, in the Christian tradition, the Book of Parables all
make use of the "twin breasts" of the mountains as geographic boundaries.
See The Books of Enoch: Aramiac Fragments of Qumran Cave 4, ed. J. T. Milik
(Oxford: Clarendon Press, 1976), p. 30. On the legendary Breasts of the
North in the Alexander tradition, see Andrew Runni Anderson, Alexander's
Gate, pp. 25, 43, 51.
The search for Prester John is of course an act of pure imagination, yet without imagination geographic exploration is impossible. On the role of imagination in travel and exploration, see John L. Allen, "Lands of Myth, Waters
of Wonder: The Place of Imagination in the History of Geographical
Exploration," Geographies of the Mind: Essays in Historical Geosophy in Honor of
John Kirtland Wright (New York: Oxford University Press, 1976), pp. 41-61.
Allen shows how exploration persists despite empirical knowledge that otherwise contradicts exploratory goals. Prester John's kingdom is one of his
examples of a goal that persisted for centuries (see pp. 53-54).
Tzvetan Todorov, The Fantastic.-A Structural Approach to a Literary Genre, trans.
Richard Howard (Ithaca: Cornell University Press, 1975), p. 25.
William ofTyre dilates on the terrors of the desert; for a discussion, see Emil
Dreesbach, "Der Orient in der altfranzosischen Kreuzzugliteratur;' diss.,
University ofBreslau, 1901.
Haymo, Bishop of Halberstadt, In Sophoniam prophetam, PL 117: 205.
Compare Ambrose's description of the desert in Historia de excidio urbis
Hierosolymitanae, PL 15: 2075.
Mandeville's Travels: Texts and Translations 1: 191.
Cited in Friedrich Zarncke, "Der Priester Johannes," Abhandlungen der
philologisch-historischen Classe der kiiniglich siichsischen Gesellschqft der Wissenschaften
8 (1883): 146 [1-184].
Cited in The Book of Ser Marco Polo, the Venetian: Concerning the Kingdoms and
Marvels of the East, trans. and ed. HenryYule (NewYork: Scribner, 1903) 1: 201.
Cited in The Book ofSer Marco Polo 1:202. See also Sir Aurel Stein, SandBuried Ruins of Khotan: Personal Narrative of a Journey of Archaeological and
Geographical Exploration in Chinese Turkestan (London: T. F. Unwin, 1903), p. xiv.
Sigmund Freud, "The Loss of Reality in Neurosis and Psychosis," SE 19:
187; see also "The Paths to the Formation of Symptoms," SE 16:372.
Richard of St. Victor, Mysticae adnotationes in psalmos, PL 196: 302.
William Butler Yeats, "The Statues" (1936), The Poems of W B. Yeats, ed.
Richard J. Finneran (New York: Macmillan, 1983), p. 337.
198
NOTES
40. Friedrich Nietzsche, Daybreak: Thoughts on the Prejudices of Morality, trans.
R. J. Hollingdale (Cambridge: Cambridge University Press, 1982), p. 141.
41. Sister Ritamary Bradley, "Backgrounds of the Title Speculum in Mediaeval
Literature," Speculum 29 (1954): 100--115.
42. M. M. Bakhtin, "Discourse in the Novel," The Dialogic Imagination: Four
Essays, ed. Michael Holquist, trans. Caryl Emerson and Michael Holquist
(Austin: University ofTexas Press, 1981), pp. 414-15. Cf.Wolgang Iser:"The
mirror cannot be grasped in transcendental terms any more than it can be
pinned to a dialectic that would eliminate interplay. The structural formula
of fictionality entails not a synthesis of, but an endless unfolding of, interwoven and interacting positions. The lack of any transcendental reference
and the impossibility of any overarching third dimension show literary
fictionality to be marked by an ineradicable duality, and indeed this is the
source of its operational power" ("Staging as an Anthropological Category,"
New Literary History 23 [1992]: 878 [877-88]).
43. See Edmund Bergler, "The Mirror of Self-Knowledge," Psychoanalysis and
Culture: Essays in Honor of Geza R6heim, ed. George B. Wilbur and Warner
Muensterberger (New York: International Universities Press, 1951),
pp. 319-26; and Geza R6heim, Spiegelzauber (Vienna: Internationaler
Psychoanalytischer Verlag, 1919).
44. See M.J. de Goeje, Bibliotheca geographorum Arabicorum (Lugduni Batavorum:
E.J. Brill, 1967) 6: 115.
45. On the use of spy mirrors set up high above the enemy, see Roger Bacon,
The Opus Majus of Roger Bacon, trans. Robert Belle Burke (Philadelphia:
University of Pennsylvania Press, 1928), pp. 578-82. Here he also proposes
installing mirrors so that one army would appear as many in order to terrifY
the enemy. On the use of incendiary mirrors in the crusade against the
Muslims, see Roger Bacon, Opus tertium, in Fr. Rogeri Bacon Opera hactenus
inedita, ed. J. S. Brewer, Rolls series 15 (London, 1859) 1: 116-17.
46. Benjamin ofTudela, The Itinerary of Benjamin ofTudela, trans. Marcus Nathan
Adler (NewYork:Joseph Simon, 1983),p.133.
47. See the narratives of Masudi and Ibn Hauqal, for instance: in Hermann
Thiersch, Pharos:Antike, Islam und Occident. Bin Beitrag zur Architekturgeschichte
(Leipzig and Berlin: Teubner, 1909), pp. 40ff.
48. "Ridicula profecto narratio et quae infanibus persuaderi debeat" (Joannis
Leonis Africani de totius Africae descriptione libri XI in Latinam linguam conversi
Joannis Floriano [Antwerp, 1666], p. 262). For Ibn Hauqal, see M.J. de Goeje,
Bibliotheca geographorum 2: 99.
49. See A. Hilka, "Studien zur Alexandersage," Romanische Forschungen 29
(1911): 8 [1-71]; and Thiersch, Pharos:Antike, Islam und Occident, p. 68.
50. Jean-Clet Martin, "Cartography of the Year 1000: Variations on A Thousand
Plateaus," Gilles Deleuze and the Theater of Philosophy, ed. Constantin V.
Boundas and Dorothea Olkowski (New York: Routledge, 1994), p. 279.
51. The French reads: "Ne ja n'iert si loigteine Ia terre I Ou !'em nus voile
muver Ia guerre I Ne trai"son de nule gent IKe nel veiim errantment" (Yale
MS, ll. 843-46, in La lettre du Prftre Jean: Les versions en ancien franfais et en
NOTES
52.
53.
54.
55.
56.
57.
199
ancien occitan/Textes et commentaires, ed. Martin Gosman [Groningen: Bouma's
Boekhuis, 1982], p. 136).
Michel Foucault, Discipline and Punish: The Birth of the Prison, trans. Alan
Sheridan (New York: Vintage, 1977), p. 220.
Michel Foucault, "The Eye of Power," Power/Knowledge: Selected Interviews and
Other Writings, 1972-1977, ed. Colin Gordon, trans. Colin Gordon, Leo
Marshall, John Mepham, and Kate Soper (New York: Pantheon, 1980), p. 159.
I am here indebted to the very succinct discussion of painting perspective in
John White, The Birth and Rebirth of Pictorial Space (Cambridge: Harvard
University Press, 1987).
See Jean-Frans;ois Lyotard, "Representation, Presentation, Unpresentable,"
The Inhuman: Riflections on Time, trans. Geoffrey Bennington and Rachel
Bowlby (Stanford: Stanford University Press, 1991), p. 120.
Alberti, On Painting and on Sculpture, ed. Cecil Grayson (London: Phaidon,
1972), p. 61.
Both De pictura and, in particular, another treatise, Lorenzo Ghiberti's Third
Commentary, articulated the previously acknowledged relationship between
medieval optics and the new perspective science. Summarizing for their
contemporaries the conception of visual reality that was the basis and justification for this new system, Alberti and Ghiberti emphasized the dominant
medieval notions that seeing involves knowing and that vision is a bodily
act. The definitive edition of the Third Commentary is Julius Ritter von
Schlosser, Lorenzo Ghiberti's Denwiirdigkeiten (Berlin: J. Bard, 1912). For an
extremely helpful concordance and discussion of Ghiberi's medieval
sources, see G. ten Doesschate, De Derde Commentaar van Lorenzo Ghiberti in
verband met de Mildeleeuwsche Optiek (Utrecht: Hoonte, 1940).
Chapter 5 The Marvel and the List
1. Charles-Victor Langlois, "Formulaires de lettres du XIIe, du XIIIe et du
XIVe siecles [1 ],"Notices et extraits des manuscrits de Ia Bibliotheque nationale et
autres bibliotheques 34.1 (1891), p. 1.
2. Giles Constable, Letters and Letter-Collections (Turnhout: Brepols, 1976), p. 11.
3. See Heikki Koskenniemi, Studien zur Idee und Phraseologie des griechischen
Briefes his 400 n. Christus (Helsinki, 1956), pp. 53, 155-200; and W G. Doty,
"Classification of Epistolary Literature," The Catholic Biblical Quarterly 31
(1969): 183-99.
4. Constable (Letters and Letter-Collections, pp. 11-12) makes this point, buttressed
by Carl Erdmann (Studien zur Briifliteratur Deutschlands im elfen ]ahrhundert
[Leipzig: K. W Hiersemann, 1938], pp. 1-2) and by Jean Leclercq ("Lettres de
S. Bernard: Histoire ou litterature?" Studi Medievali 12 [1971]: 1-74).
5. For a satisfactory discussion of the Epistola Alexandri ad Aristotelem and its
relation to historical narrative, see Lloyd L. Gunderson, Alexander's Letter to
Aristotle about India (Meisenheim am Glan: Anton Hain, 1980), pp. 91-122.
The Latin text of the Epistola is edited by W Walther Boer, EpistolaAlexandri
200
NOTES
ad Aristotelem ad Codicum Fidem et Commentario Critico Instruxit (Meisenheim
am Glan:Anton Hain, 1973); the English text in Gunderson, Alexander's Letter
to Aristotle, pp. 140-56. The Anglo-Saxon version, bound into the Beowulf
Manuscript (10/11th ca.; Cotton Vitellius A.xv), is edited by Stanley Rypins,
Three Old English Prose Texts in MS Cotton Vitellius A xv, EETS, o.s. 161
(London: Oxford University Press, 1924). There is a Middle English prose
translation of the Epistola (Worcester Cathedral Library MS 172, fols.
136-46v), edited by Thomas Hahn, "The Middle English Letter of Alexander
to Aristotle: Introduction, Text, Sources, and Commentary," Mediaeval Studies
41 [1979]: 106-60.
6. See Roland Barthes, The Rustle of Language, trans. Richard Howard (New
York: Hill and Wang, 1986), p. 139. Barthes does not suggest merely that historical reference is always illusory. He instead points "to the way a desire for
'history' ... may express itself in conflations of the referent and the signifier"
(Humphrey Morris, "Translating Transmission: Representation and
Enactment in Freud's Construction of History," Telling Facts: History and
Narration in Psychoanalysis, ed. Joseph H. Smith and Humphrey Morris
[Baltimore: Johns Hopkins University Press, 1992], p. 76). In the case of the
medieval genre ofletters, referent (the reality of the past and the way it conditions the reality of the present) and signifier (mythic topoi, cosmic elements) become provisionally imbricated. A strange kind of disbelief
suspension is involved: readers invest in a new kind of reality, one that is
future oriented, whose utopic "effects" have been conferred upon the concrete details of historical knowledge and belief.
7. For the texts and some discussion of these letters, see Robert Priebsch, Letter
from Heaven on the Observance of the Lord's Day (Oxford: Oxford University
Press, 1936); Clovis Brunei, "Versions espagnole, provenyale et franyaise de la
lettre du Christ tombee au ciel," Analecta Bollandiana 68 (1950): 383-96;
W R. Jones, "The Heavenly Letter in Medieval England," Medievalia et
Humanistica 6 (1975): 163-78;Wilhelm Wattenbach, "Ober erfundene Briefe
in Handschriften des Mittelalters, besonders Teufelbriefe," Sitzungsberichte der
koniglich preussischen Akademie der Wissenschaften zu Berlin. Philosophischhistorischen Classe (1892): 91-123; Ludwig Bieler, "Lettres envoyees par le
Diable aux XIIIe et XIVe siecles pleines d'invectives contre les pretres et les
moines," Scriptorium 4 (1950): 335-36; Konrad Burdach, Schlesisch-bohemische
Briifmuster aus der TM:nde des vierzehnten Jahrhunderts (Berlin: Weidmann,
1926), pp. 22-23; and C. M. D. Crowder, Unity, Heresy and Reform,
13 78-1460: The Conciliar Response to the Great Schism (London: Arnold,
1977), pp. 41-45.
8. For example, The Letter of Prester John addressed to Emperor Charles IV is
clearly intended as crusade propaganda.Aziz S.Atiya notes other fictional letters of propagandistic value in his The Crusade in the Later Middle Ages (2nd ed.;
New York: Kraus, 1970), p. 309 n.2. Joseph Gill recounts an event at the
Council of Ferrara in which the Duke of Burgundy's envoys presented letters
to Pope Eugenius IV, ignoring the Byzantine emperor, who was noticeably
affronted. Only after letters were prepared on the spot in the duke's name and
NOTES
9.
10.
11.
12.
13.
201
presented to the emperor was he appeased (The Council cif Florence
[Cambridge: Cambridge University Press, 1959], pp. 157-58).
I use the term "argument"-as Bill Nichols has, in his excellent book on
documentary film to which my thinking here about the dialectical impulses
of fiction and documentary, same and other, is indebted-to suggest something of the persuasive, instrumental, hence ideological, meanings of such
documents of alterity (see Representing Reality, esp. pp. 3-31). For a compelling reading of how such an argument works, see James Romm,
"Alexander, Biologist," pp. 16-30. Romm shows how the Letter manifests the
failures ofWestern political aggression and scientific taxonomy in the face of
the East's natural plenitude. It is worth pointing out that the term argumenta
was used by Isidore of Seville to describe a genre of writing-intermediating
between fable and history-that involves reporting things which are possible
even if they did not actually happen. If history relates real events, and fables
events that never happened and could not have because they are contra naturam, then the argumentum marks the space of the possible. See Ernst Robert
Curti us, European Literature and the Latin Middle Ages, trans. Willard R. Trask
(Princeton: Princeton University Press, 1953), pp. 452-53.
Nichols, Representing Reality, p. 225.
Guibert ofNogent, De virginitate, in PL 156: 579-608; see col. 587.
Eusebius Pamphili, Ecclesiastical History, Books 1-5, trans. Roy J. Deferrari
(Washington, DC: Catholic University of America Press, 1953), pp. 76-82.
On the correspondence, see Richard A. Lipsius, Die Edenessische Abgar-sage:
kritisch Untersucht (Braunschweig: C. A. Schwetschke und Sohn, 1880); Ernst
von Dobschi.itz, "Der BriefWechsel zwischen Abgar und Jesus," Zeitschrift fiir
Wissenschaftliche Theologie 43 (1900): 422-86; and Eduard Schwartz, "Zur
Abgarlegende," Zeitschrift fur die neutestamentaliche Wissenschaft (1903): 61-66.
Egeria mentions in her Itinerarium (17.1, 19.6) that a letter in Christ's hand
which had been preserved and reproduced, possessed miraculous powers
(Itinerarium Egeriae, ed. E. Franceschini and R.Weber, Corpus Christianorum,
series latina, 175 [Turnhout: Brepols, 1953]). Indeed, this letter "enjoyed
wide circulation as an amulet affixed to doorposts and walls" (see J. K. Elliott,
The Apocryphal New Testament: A Collection ofApocryphal Christian Literature in
an English Translation [Oxford: Clarendon Press, 1993], p. 538; text ofletter
on pp. 541-42).
About the Letter, Ann Knock writes, "The account of monsters and other
phenomena now known as the Letter cif Pharasmanes to Hadrian on the Wonders
cif the East enjoyed the same kind of popularity in the Middle Ages as the
Alexander legends, with whose development it was closely linked. Drawing
on a wide range of sources, the Letter itself was used extensively by Gervais of
Tilbury and the anonymous compiler of the Liber monstrorum, and its influence is seen in other accounts of this type" (P. McGurk and Ann Knock, "The
Marvels of the East," An Eleventh-Century Anglo-Saxon Illustrated Miscellany,
ed. P. McGurk et al. [Copenhagen: Rosenkilde and Bagger, 1983], p. 88). For
the transmission, see D. J. A. Ross, Alexander Historiatus: A Guide to Medieval
fllustrated Alexander Literature (London: Warburg Institute, 1963), pp. 32-33.
202
NOTES
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
For the text (Paris, Bibliotheque N ationale nouv. acq .lat. 1065, fols. 92v-9 5r),
see Henri Omont, "Lettre al'Empereur Adrien sur les merveilles de l'Asie,"
Bibliotheque de /'Ecole des Chartres 74 (1913): 507-515. For five additional
unpublished rnss., see Knock, "The Marvels of the East," p. 88.
With the Anglo-Saxon Beowulf rns., the famous Latin Miribilia texts of
Cotton Tiberius B. v. and the early twelfth-century Oxford, Bodley 614
trace their sources to the Epistola Premonis ad Trajanum Imperatorem. For a text
of the letter, see Edmond Faral, "Une source latine de l'Histoire d' Alexandre:
La Lettre surles Merveilles de l'Inde," Romania 43 (1914): 199-215; 353-70.
See also M. R.James, Marvels if the East (De Rebus in Oriente Mirabilibus):A
Full Reproduction if the Three Known Copies (Oxford: Roxburghe Club, 1929),
pp. 33-40.
On the three versions of the Collatio, see D.J.A. Ross, Alexander Historiatus,
pp. 31-32; and George Cary, The Medieval Alexander, ed. D.J.A. Ross (1956;
Cambridge: Cambridge University Press, 1967), pp. 13-14; and Edmond
Lienard, "Collatio Alexandri et Dindirni," Revue beige de philologie et d'histoire
15 (1936): 819-38.
See Jules Berger de Xivrey, Traditions teratologiques ou recits de l'Antiquite et du
Moyen Age en Occident sur quelques points de !a fable du merveilleux et de l'histoire
naturelle publies d'apres plusiers manuscrits inedits grecs, latins et en vieux franfais
(Paris, 1836).
On the Letter included in Sindbad's sixth voyage as a probable influence on
the "whole concept and content" (p. 50) of the Letter if Presler john, see
Vsevolod Slessarev, Prester john: The Letter and the Legend (Minneapolis:
University of Minnesota Press, 1959), pp. 50-51.
Mary B. Campbell, The Witness and the Other World: Exotic European Travel
Writing, 40{}-1600 (Ithaca: Cornell University Press, 1988), p. 75.
Campbell, The Witness and the Other World, p. 79; emphasis in original.
As Cary points out, "this work, in its original form, was supposed to have
been directed against Alexander by his Cynic opponents; but Lienard
reached a conclusion which will be accepted by most readers of the Collatio,
that the author's sympathies were with Alexander, and that the work was
intended as an attack, either upon the ascetic philosophy preached by the
Cynics or, possibly, upon the early Christian accusers of Alexander. By
degrees, however, Dindimus came to be accepted as an admirable ascetic, and
the work was used against Alexander, whose replies were often mutilated so
as to give Dindimus the best of the argument" (pp. 13-14). See Edmond
Lienard, "Collatio Alexandri et Dindirni," Revue Beige de philologie et d'histoire
15 (1936): 819-38.
Nichols, Representing Reality, p. 28.
Constable, Letters and Letter-Collections, p. 13.
Fredric Jameson, "Of Islands and Trenches: Neutralization and the
Production of Utopian Discourse," The Ideologies if Theory: Essays
1971-1986, vol. 2 Syntax of History (Minneapolis: University of Minnesota
Press, 1988), p. 81.
Ambrose, Ep. 66, in PL 16: 1225A.
NOTES
203
25. See Klaus Thraede, Grundziige griechisch-romischer Briifiopik (Munich: Beck,
1970), pp. 183-84; and Adolf Biitow, Die Entwicklung der mittelalterlichen
Briifsteller bis zur Mitte des 12. ]ahrhunderts, mit besonderer Beriicksichtigung der
Theorieen der ars dictandi (GreifSwald: Buchdruckerei H. Adler, 1908),
pp. 53-56. This relation of a presence to an absence is in fact central to medieval
tropes of writing. Cf. John ofSalisbury: "Littere ... absentium dicta sine voce
loquuntur" (Metalogicon, 1.13, ed. C. Webb [Oxford: Clarendon, 1929], p. 32).
26. Bill Nichols's discussion of the function of the arrival scene in ethnographic
film to invoke presence and distance at once has been helpful for thinking
about literal and metaphoric arrival scenes in the context of medieval wonderletters (see his Representing Reality, pp. 221-23). On arrival scenes, see
also Mary Louise Pratt, "Fieldwork in Common Places," pp. 27-50; and
James Clifford, "On Ethnographic Allegory," Writing Culture: The Poetics and
Politics of Ethnography, ed. James Clifford and George E. Marcus (Berkeley:
University of California Press, 1986), pp. 98-121.
27. James Clifford, "On Ethnographic Authority," Representations 1 (1983): 118
[118-46].
28. Mandeville's Travels, Edited from MS. Cotton Titus C. XVI, ed. Paul Hamelius,
EETS 153 (London: Oxford University Press, 1919), pp. 144-45.
29. Cf. John of Plano Carpini's sense of an essential incongruity between the
strangeness he has seen and the Christian mission that brought him into
such encounters: "But if for the attention of our readers we write anything
which is not known in your parts, you ought not on that account to call us
liars, for we are reporting for you things we ourselves have seen or have
heard from others whom we believe to be worthy of credence. Indeed it is
a very cruel thing that a man should be brought into ill-repute by others on
account of the good that he has done" (Prologue, History of the Mongols, in
Christopher Henry Dawson ed., The Mongol Mission: Narratives and utters of
the Franciscan Missionaries in Mongolia and China in the Thirteenth and
Fourteenth Centuries (New York: Sheed and Ward, 19 55), p. 4).
30. Pratt, "Fieldwork in Common Places," p. 32.
31. Stephen Greenblatt, Marvelous Possessions: The Wonder of the New World
(Chicago: University of Chicago Press, 1991), p. 25.
32. Greenblatt, Marvelous Possessions, p. 7.
33. For a brief discussion and description of the Livre des Merveilles, see Jean
Richard, "La vogue de !'Orient dans la litterature occidentale du Moyen
Age," in his L£s relations entre /'Orient et /'Occident au Moyen Age: Etudes et
documents (London: Variorum, 1977), pp. xxi, 560.
34. The example and quote are from Alan T. Gaylord's unpublished paper "Jews
and Women in Mandeville: Beneath or Beyond 'Tolerance,' "which he read
at the Binghamton conference in October 1993.
35. Nichols, Representing Reality, p. 225.
36. Cf. Romm, "Alexander Biologist," p. 19.
37. While the generic distinctions between a list and a catalogue appear to be
formal and quantitative (a catalogue has longer entries than a list), for the
purposes of my reading of their ideological functions in medieval culture,
204
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
NOTES
I shall treat both, following Nicholas Howe, as "didactic strategies for ordering
large quantities of material" (The Old English Catalogue Poems [Copenhagen:
Rosenkilde and Bagger, 1985), p. 20). See pp. 21-28 for a discussion of the
differences between the two, where the list is described as a "naming form"
and the catalogue as a "describing form" (p. 22).
Howe, The Old English Catalogue Poems, p. 27.
Howe, The Old English Catalogue Poems, p. 17.
The desire for quiet is not to be underestimated for medievals who had neither windows to block nor air conditioners to drown out the sounds of
nature. At §21, a phrase in the Latin hexameter there affirms that in Prester
John's land "nulla venena nocent nee garrula rana coaxat" [no poisons harm
or noisy frog croaks]. I have written about sound as a form of otherness in
"Acoustical Alterity," Exemplaria 16.2 (2004): 349-65.
Martin Gosman, "La royaume du Pn~tre
Jean: !'interpretation d'un bonhem," L'idee de bonheur au moyen age: actes du Colloque d'Amiens de mars 1984
(Goppingen: Kiimmerle, 1990), p. 220.
Reception of wonder-documents like the Letter, as Mary Campbell has suggested of the Wonders of the East, is not to be understood finally in terms of
belief-whether or not early readers "believed" the fantastically distorted
world they encountered in fiction. Rather, they are to be understood in
rhetorical terms-how the rhetoric presents actuality, how "[i] t constitutes a
set of credible schemata" (p. 74). See The Witness and the Other World, pp. 74-5.
See Umberto Eco, The Open Work (Cambridge, MA: Harvard University
Press, 1989).
Gosman, "Le royaume," p. 221.
Gosman, "Le royaume," p. 216.
Gosman, "Le royaume," p. 220.
Jacques Le Goff, "The Medieval West and the Indian Ocean: An Oneiric
Horizon," in his Time, Work, and Culture in the Middle Ages, trans. Arthur
Goldhammer (Chicago: University of Chicago Press, 1980), p. 199.
The moralization of monsters recalls an observation about the freezing of
utopic space that de Certeau makes in his reading of the Christian
Morgenstern poem "Der Lattenzaun" [The picket fence]: in this poem the
"Zwischenraum," or in-between space, of the fence is transformed at the
hands of an architect into a house; the state intervenes; and the architect
flees. De Certeau remarks that the appropriation of the between spaces, their
"political freezing," must necessarily result in a fleeing "far away from the
blocs of the law" (p. 128). Once frozen, utopic space must be abandoned:
forgotten only to be recalled in sadness. See Michel de Certeau, "Spatial
Stories," in his The Practice of Everyday Life, trans. Steven Rendall (Berkeley:
University of California Press, 1984), pp. 127-28.
Louis Marin, Utopics: The Semiological Play ofTextual Spaces, trans. Robert A.
Vollrath (Atlantic Highlands, NJ: Humanities Press, 1984), p. xxvi.
Honorius of Autun, Elucidarium 1.13 in PL 172: 1117.
George Boas, in his survey of the patristic and medieval sources on the
original condition of man, emphasizes this aspect of prelapsarian existence.
NOTES
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
205
See his Essays on Primitivism and Related Ideas in the Middle Ages (New York:
Octagon, 1948).
Augustine, De civitate Dei, 15.9. For evidence of giants, the saint relied on, in
addition to scripture and Pliny, the archaeological evidence of outsize bones,
which he himself claimed to have seen at Utica.
See, for e.g., the discussion of St. Ambrose's treatment of Adam before and
after the Fall in Boas, Essays on Primitivism, pp. 42-43.
I do not wish to suggest that medieval views on the supernatural and natural
(and preternatural, a category introduced by Aquinas) are monolithic. The
tensions, inconsistencies, and variations inhering in such notions, as elaborated
over a millennium, certainly militate against generalizing them. My point is
more basic: that at the moment the supernatural becomes disengaged from
the social, that is, after the Fall, utopia becomes a rhetorical figure of loss, of
mourning for some missing unity or copresence. On the complex relations of
natural, supernatural, and preternatural, and the effects of these categories
on the status of evidence in medieval and renaissance culture, see Lorraine
Daston, "Marvelous Facts and Miraculous Evidence in Early Modern Europe,"
Critical Inquiry 18 (1991): 93-124. On the cultural ramifications of the shift
from a notion of the supernatural as the objectified values of the social group
to subjective, personal ones, see the argument of Peter Brown, "Society and
the Supernatural:A Medieval Change," Daedalus 104 (Spring 1975): 133-51.
Emphasis mine; Thomas Aquinas, Summa theologica, trans. Fathers of the
English Dominican Province, 3 vols. (New York, 1947) 1:520.
Brown, "Society and the Supernatural," p. 144.
Now we can postulate a utopic dimension to the Wife of Bath's lamenting,
in the opening of her tale, the ecclesiastical sanitization of the countryside,
the dispelling of the otherworldly creatures who provide in no small measure
her own subjectivity (as transformer of a world).
Freud initially defined melancholy oppositionally, that is, he set up a binary
relation of melancholy to mourning where the former was the pathological
side of the latter, a kind of ceaseless mourning (see Freud's 1917 essay,
"Mourning and Melancholia," The Standard Edition cif the Complete
Psychological Works cif Sigmund Freud, ed. James Strachey [London: Hogarth,
1953-74]14: 243-58). However, in his later The Ego and the Id (1923), Freud
deconstructed the binary he had set up earlier, in the belief that the two
could not be so clearly separated in the actual process of grieving.
Melancholia came to be seen then as crucial to the work of mourning. See
Freud, The Ego and the Id, in SE 19: 12-66.
Judith Butler, Gender Trouble: Feminism and the Subversion cif Identity (New
York: Routledge, 1990), pp. 61-62.
My description of asceticism as an act of self-discipline, the outcome of
which is empowerment or satisfaction, is informed by Geoffrey Galt
Harpham's brilliant treatment of the subject in his The Ascetic Imperative in
Culture and Criticism (Chicago: University of Chicago Press, 1987).
The other version of the St. Thomas legend is Odo of Rheim's letter of
1126-35.
206
NOTES
62. The Hildesheim MS of the Letter, a translation into Latin of the French
version of the Letter, and hence of late date and heavily interpolated,
contains the scene of St. Thomas dispensing the Eucharist at a ritual event
held once a year. See "Uber eine neue, bisher nicht bekannt gewesene
lateinische Redaction des Briefes des Priester Johannes," ed. Friedrich
Zarncke, Berichte iiber die Verhandlungen der koniglich siichsischen Gesellschaft der
Wissenschaften zu Leipzig. Philologische-historische Classe 29 (1877), p. 128,
§§47-48. St. Thomas figures more prominendy in the French versions than
in others, especially the earlier Latin ones. On the French versions and the
larger question of the connection of the Letter to St. Thomas, see V sevolod
Slessarev, Presler John: The Letter and the Legend (Minneapolis: University of
Minnesota Press, 1959), esp. pp. 9-31, 60-61. The narrative ofElyseus contains a fuller version of St. Thomas's ritual act. See "Der Priester Johannes,"
ed. Friedrich Zarncke, Abhandlungen der philologisch-historischen Classe der
koniglich siichsischen Gesellsch<ift der Wissenschaften 8 (1883): 123-24, §§15-20.
63. This is an element conserved in several accounts of St. Thomas's miracleworking in India. In Odo of Rheims's letter (§ 17), as in the Elysaeus narrative (§ 15), instead of a lake a deep river flows around the mountain, access to
which was open on the saint's feast day. In addition, there is compelling evidence, consisting of an Ethiopian collection of saints' lives and two other
early Eastern accounts, to suggest that this was one of the features of a simple prototype of De adventu. See Enrico Cerulli, Etiopi in Palestina. Storia della
comunita etiopica di Gerusalemme, 2 vols. (Rome: Libreria dello Stato,
1943-47) 1: 177-79. Furthermore, the image of the fluctuating lake may be
based on a natural occurrence, the rising and falling oflake Urmia in northwest Iran, where it is said that an island becomes a peninsula. Ugo Monneret
de Villard, who first made this connection, also argues, suggestively, that the
name Hulna, the site of St. Thomas's shrine (though not the only place
claimed as such in the Middle Ages), derives from Urmiyah (Urmi). See
Monneret de Villard, I.e leggende orientali sui magi evangelici (Vatican:
Biblioteca apostolica vaticana, 1952), pp. 153-55.
64. Thus the insistence in these utopic texts that "there is no liar among us."
Deception is not compatible with institutionalized indeterminacy. Cf. Letter,
§§51-52, and Elyseus, §§6, 16 and 22.
65. Victor Turner, "The Center Out There: Pilgrim's Goal," History if Religions
12 (1973): 200 [191-230]. See also David Napier's definition of ritual as "the
stage for the unification of the plural" (p. 174) in his Foreign Bodies: Essays in
Peiformance,Art, and Symbolic Anthropology (Berkeley: University of California
Press, 1992).
66. Not attested in Zarncke's list of textual variants, "per devium" occurs in
Oppert's Latin text (Gustav Oppert, Der Presbyter Johannes in Sage und
Geschichte. 2nd ed. Berlin, 1870), p. 169. It is tempting to see here, despite the
awkwardness of the Latin, the measurement-a kind of imaginary journey
across Prester John's lands-back to the tower of Babel tracing a route of
trespass, through byways or off the beaten track (de/via). The very narrative
that authorizes frontiers to be demarcated also displaces or trespasses over
NOTES
207
them. The founding of an identity must occur somewhere along the path
between fixed sites, on the way from one to another. Travel is the work of
utopia.
67. Walter of Compiegne, e.g., placed Muhammad's tomb in Mecha, while
asserting that other writers place it, equally appropriately, in Babel. See his
Otia de Machomete, ed. R. B. C. Huygens, Sacris Erudiri 8 (1956), p. 327.
Historical discussions of the legend include Alexandre Eckhardt, "Le
cercheil flottant de Mahomet," Melanges de philologie romane et de litterature
medievale offerts aErnest Hoepffner (Paris: Belles Lettres, 1949), pp. 77-88; and
John Tolan, "Un cadavre mutile: le dechirement polemique de Mahomet,"
Le Moyen Age 104 (1998): 53-72. I am indebted to both essays.
68. This quote from Guido Terrena's Errores Sarracenorum, part of the "sextus
decimus error," is representative of the widespread Western belief that Islam
was a religion of idolatry and that Muslims traveled to Mecca to worship
Muhammad's burial place. Even the otherwise sober Ramon Lull insisted
that Muslims believed Muha111mad to be buried in Mecca. This confusion
of Mecca with Madina and of the Hajj with Christian pilgrimage practice
was widespread: see, for e.g., the fourteenth-century Liber Nicolay, which,
like the anonymous Iniquus Mahometus, tells the widely known story of
Muhammad's seduction of a woman that leads to his murder, dismemberment, his body fed to pigs, except for the foot, which then becomes the
sacred object of pilgrimage in Mecca. But there's an interesting twist on this
story in the Liber Nicolay--the foot is placed in a magnetically suspended
iron coffin:
Omnes Sarraceni peregrinationem faciunt ad Mecham et adorabant ibi
pedem in archa, pedem Machumeti. Archa vero in aere detinetur suspense et trahitur a tribus magnis lapidibus calamitis in cathenis pedentibus super earn. Non est enim ex ilia parte deaurata archa quem superius
catamite tangunt. Credunt multi simplices Sarraceni quod non artificiose
sed potius virtuose illud sit factum. (fol. 353v, Bibliotheque Nationale
f. lat. 14503)
Errores Sarracenorum is in Enrico Cerulli, II "Libro della Scala" e Ia questione
delle fonti arabo-spagnole della Divina Commedia (Vatican City: Biblioteca
Apostolica, 1949), pp. 491-502 (quote on p. 500). Iniquus Mahometus, ed.
A. Mancini, is in "Per lo studio della leggenda di Maomette in Occidente,"
Rendiconti della R. Accademia Nazionale dei Lincei 10 (1934): 325-49 (for
description of Muhammad's death, see pp. 345-49).
69. Confusion about the Hajj was endemic; see Norman A. Daniel, Islam and the
Wi>st:The Making if an Image (Edinburgh: Edinburgh University Press, 1960),
pp.217-20.
70. Representing Muhammad as divine or saintly-if antidivine or antisaintlyinvolved drawing upon a topos in saint's lives: the levitating saint.
Examples are plentiful: praying Mary levitates in Hildebert of Lavardin's
(ca. 1056-1133) Vita Beatae MariaeAegyptiacae (PL 171: 1327D); Mary of
Loreto, who levitates a whole house; St. Francis; and Joseph of Cupertino.
208
NOTES
71. For example, Cardinal Rodrigo Ximenez (1170?-1247), archbishop of
Toledo, described the Black Stone as magnetic (see his HistoriaArabum, 3, in
Historia Saracenica qua res gestae Muslimorum inde a Muhammede Arabe. ..
Arabice olim exarata a Georgio Elmacino, etc., ed. Thomas Erpenius (van Erpe)
[Leiden, 1625]).
72. See, e.g., Embrico of Mainz's Vita Mahumeti, ed. Fritz Hubner, Historische
Viertelsjahrschrift 29 (1935): 487-88 [441-90]; Walter of Compiegne's Otia de
Machomete, ed. R. B. C. Huygens, Sacris Erudiri 8 (1956): 327 [287-328]; and
Andrea da Barberino's Guerrino il meschino, ed. and trans. Gloria Allaire, in
her essay "Portrayal of Muslims in Andrea da Barberino's Guerrino il
Meschino," Medieval Christian Perceptions of Islam: A Book of Essays ed. John
Victor Tolan (New York: Garland, 1995), pp. 252-53.
73. It should not be surprising that, in the anti-Muslim polemical literature, there
is in fact a floating Saracen idol. In the twelfth-century Chanson d'Antioche,
20,000 Turks gather around the tent of the "Soudan de Sarmasane" to witness
the floating idol of Muhammad held in the air by virtue of four magnets. See
Chanson d'Antioche, ed. Suzanne Duparc-Quioc (Paris: P. Geuthner, 1976),
ll. 4891ff. Seen. 74 for references to other floating idols.
74. Augustine, Concerning the City of God against the Pagans, trans. Henry
Bettenson (Baltimore: Penguin, 1972) 21.7.977-78. Augustine's example
should be placed in the context of two early stories of Alexandrian temples:
the first in Pliny, who in his Natura/is Historia (34.42.148) illustrates the magnetic power of lodestone with the story of a certain architect Timochares
who "had begun to use lodestone for constructing the vaulting in the
Temple of Arsinoe [wife of Ptolemy II, Philadelphus King of Egypt,
286-247 B.C.] at Alexandria, so that the iron statue contained in it might
have the appearance ofbeing suspended in midair; but the project was interrupted by his own death and that of King Ptolemy who had ordered the
work to be done in honour of his sister." The second, according to Eckhardt,
is found in Rufinus ofAquileia (Ecclesiastical History 2.23), where the legend
of the floating idol in the Alexandrian Temple of Serapis is told. Eckhardt
finds the origin of the floating Muhammad here. This seems reasonable
given, as Eckhardt documents, the medieval transmission of similar stories of
floating idols: the anonymous De promissionibus et praedictionibus Dei, Bede's
fourth wonder of the world, the magnetically suspended statue of
Bellerophon at Smyrna. For Bede's text, De septem miraculis mundi ab
hominibus factis, see H. Omont, "Les sept merveilles du monde au Moyen
Age," Bibliotheque de /'Ecole des Chartes 43 (1882): 40-59. Also, see Eckhardt
"Le Cercueil flottant de Mahomet," pp. 79-82, for the story of the floating
idol ofSerapis as told by the lexicographer Suidras (tenth ca.) and his compilator Cedrenus (eleventh ca.); the poets Claudius and Cassiodorus; and
Isidore of Seville (Etymologiae 16.1).
75. Robert Young, White Mythologies: Writing History and the T#st (New York:
Routledge, 1990), p. 82.
76. Here Young provides a neat summary of Derrida's concept, originally
expounded by Vincent Descombes.
NOTES
209
77. Vincent Descombes, Modern French Philosophy, trans. L. Scott-Fox and
]. M. Harding (Cambridge: Cambridge University Press, 1980), p. 145.
78. See]. Laplanche andJ.-B. Pontalis, The Language of Psychoanalysis, trans. Donald
Nicholson-Smith (New York: Norton, 1973), pp. 111-14. Defining attributes
of the self such as "experiences, impressions, and memory traces may be
revised at a later date to fit in with fresh experiences or with the attainment of
a new stage of development. They may in that event be endowed not only
with a new meaning but also with psychical effectiveness" (p. 111).
79. Jacques La can, from his lectures on anxiety, March 7, 1963 and February 27,
1963; qtd. in Samuel Weber, Return to Freud: Jacques Lacan's Dislocation of
Psychoanalysis, trans. Michael Levine (Cambridge: Cambridge University
Press, 1991), pp. 161,160.
80. Qtd. in Weber, Return to Freud, p. 164.
81. As Weber writes: "The object o is ... not accessible to symbolization, it is
what falls out of the signifYing chain, or what it leaves behind. Nor can this
strange object be reflected in a mirror, since, like the Moebius strip with
which Lacan at times compares it, it has no definable, fixed border; indeed,
its structure seems to be that of such a twisted border" (p. 158).
Chapter 6
Monstrous Topoi
1. Audre Lorde, Interview with Pratibha Parmar and Jackie Kay, in Charting the
Journey: Writings by Black and Third World Women, ed. Shabnam Grewal, Jackie
Kay, Liliane Landor, Gail Lewis, and Pratibha Parmar (London: Sheba
Feminist Publishers, 1988), p. 130.
2. Stuart Hall, "Minimal Selves," Identity/The Real Me: Post-Modernism and the
Question of Identity, ed. L. Appignanesi, ICA Documents 6 (London: ICA,
1987), p. 44.
3. I borrow the words from Gilles Deleuze, "Michel Tournier and the World
without Others," The Logic of Sense (New York: Columbia University Press,
1990), pp. 301-321. Deleuze uses the phrase to indicate the function of the
other in its capacity to fill the world with possibilities: "The Other, as structure, is the expression of a possible world" (p. 308). However, near the end of
"Michel Tournier," the phrase comes to denote that which is antithetical to
a perverse world, in that the pervert, living in a world without others, lives
without the possible. I would stress quite the opposite: utopia's intrinsic relation to perversion renders it entirely open to the other, to the possible.
4. Michel de Certeau, "Spatial Stories," p. 115.
5. Georges Van Den Abbeele, Travel as Metaphor: From Montaigne to Rousseau
(Minneapolis: University of Minnesota Press, 1992), p. xvii.
6. Louis Marin, "Frontiers of Utopia: Past and Present," Critical Inquiry 19
(1993): 415 [397-420].
7. A difficult journey perhaps of a year and a half, the time, Otto reports, that
it took prelates from Armenia, who were meeting with the Pontiff at the
same time as Hugh, to make "the wearisome journey." See Otto of Freising,
210
NOTES
8.
9.
10.
11.
12.
13.
14.
15.
The Two Cities: A Chronicle cif Universal History to the Year 1146 A.D., trans.
Charles Christopher Mierow, ed.Austin P. Evans and Charles Knapp (New
York: Octagon, 1966), p. 441.
Ottonis episcopi Frisingensis, Chronica sive historia de duabus civitatibus, ed.
Roger Wilrnans (Leipzig: Hiersemann, 1925), in Monumenta Germaniae
Historica, ed. Georg Heinrich Pertz (Hannover: Hiersemann, 1868) 20: 266.
In English, see The Two Cities, p. 443.
The idea of a frozen river as an aid for crossing is an obvious borrowing from
the legendary Stragan of the Alexandrian romances. See, e.g., Friedrich
Pfister, ed., Der Alexanderroman des Archipresbyters Leo (Heidelberg: C. Winter,
1913), p. 90. Previous readers have seen the unfrozen river only as a device
"picked arbitrarily and without any natural justification to stand in the way
of the advancing king" (Vsevolod Slessarev, Prester John: The Letter and the
Legend [Minneapolis: University of Minnesota Press, 1959], p. 29).
As Otto reports: "Audivimus eum periculum transmarinae ecclesiae post
captam Edissam lacrimabiliter conquerentem et ab hoc Alpes transcendere
ad regem Romanorum et Francorum pro flagitando auxilio volentem" [we
heard him making pitiful lament concerning the peril of the church beyond
the sea since the capture of Edessa, and saying that he was minded on this
account to cross the Alps to the king of the Romans and the Franks to ask
for aid].
Michel de Certeau, "Spatial Stories," p. 128.
Marin, "Frontiers of Utopia," p. 414.
The image of the bridge often performs, while maintaining a space between
two states, a spiritual function. In John Gobi's Scala coeli (Strasbourg, 1483),
e.g., a knight works through his doubts regarding taking up the cross when
he dreams of himself on a bridge suspended high above a deep canyon
(no. 401).As a space ofhesitation, bridges are especially perilous. In a Franciscan
exemplum, a Norman canon lawyer's lack of spiritual commitments cost
him his life. As the lawyer was crossing a bridge over the Seine at Rouen, he
was levitated in the air and carried all the way to the church of St. Marie de
Pres where he was dropped to his death. See Liber exemplorum ad usum praedicatorum, ed. A. G. Little (Aberdeen, 1908), pp. 41-42 n. 67.
lain Chambers, Migrancy, Culture, Identity (New York: Routledge, 1994),
p. 26; emphasis added.
"5.Talis est consuetudo terrae illius, quia non sunt ibi nisi tria iudicia dampnationis, ut dampnati conburantur aut in aquis demergantur vel fers ad
devorandum tradantur, hoc est ursis, leonibus, leobardis. Ibi etiam non effuditur sanguis humanus alienis christianis. 6. Quia terra veratatis est, ideo
nemo mentitur nee iurat, nisi prout decet. Quod si quis fecerit aut fornicatur
aut adulteratur, secundum praedictam legem dampnatur. Etiam talis est consuetudo terrae illius, ut nemo ducat uxorem ante 30 annos; et nemo accedit
ad uxorem propriam nisi ter in anno pro sobole creando" [5.1t is customary
in those lands that are only three sentences: the condemned are burned, or
drowned, or given over to wild animals-bears, lions, leopards-to be
devoured. Thus no blood is spilt of these wayward Christians. 6. Because this
NOTES
211
is a land of truth, no one lies or takes an oath unless it is proper. Because if
anyone should do that, or fornicate, or commit adultery, the aforementioned
second punishment applies. And it is customary that no one marries a wife
before the age of thirty, and no one approached his own wife but three times
a year for the purpose of creating offspring].
16. Hayden White, "The Value ofNarrativity in the Representation of Reality,"
in his The Content and the Form: Narrative Discourse and Historical Representation
(Baltimore: Johns Hopkins University Press, 1987), p. 14.
17. Chaldean is the language of N estorian Christians living in and beyond the
Islamic Empire.
18. Tracking Quicumque vult poses some difficulties, given the date of the
Elyseus narrative. Not found in the Vulgate, the initia of the psalm, according to the Repertorium hymnologicum, ed. Ulysse Chevalier (Louvain:
1892-1912; Bruxelles, 1920-21), and Initia carminum, ed. Hans Walther
(Gottingen:Vandenhoeck & Ruprecht, 1959-), are attested only as early as
the fourteenth century: Quicumque vult animam firm iter salvare, I tres personas
(and variants); Quicumque vult salvus esse, I ipsum.fidem est necesse (sixteenth ca.);
and Quicumque vult sortem uranicam, I corde credat fidem cat (fourteenth ca.
MS). Mandeville, however, may hold the key: in the Egerton MS, a story
of Athanasius's quarrel with the pope centers on the story of the psalm:
In this city [Trebizond] lies Saint Athanasius, that was bishop of
Alexandria and he made the psalm Quicunque vult [Quicunque uult saluus
esse etc. in the Paris MS (f. 44v, Bibliotheque Nationale Nouv.Acq. Fran<;:.
4515)]. This Athanasius was a great doctor of divinity, and for he
preached more profoundly of holy writ than other did, therefore he was
accused to the Pope of heresy; and the Pope sent for him and gert [put]
him in prison. And whilst he was in prison, he made the psalm beforesaid and sent it to the Pope and said, "If I be an heretic," quoth he, "then
is all heresy that here is written, for this is my trowth." And when the
Pope saw that, he said it was all wholly our belief and gert deliver him
out of prison and commanded that the psalm be said ilk a day at prime;
and he held Athanasius for a good man and a holy. (Mandeville's Travels:
Texts and Translations, ed. Malcolm Letts [London: Hakluyt Society, 1953;
2nd ser., no. 101]1: 103-104)
Another candidate, at least chronologically, is a quite popular twelfthcentury drinking poem, Quicumque vult esse bonus frater, I bibat semel his ter
quater! See Poesies populaires latines du Moyen Age, ed. Edelestand du Meril
(Paris: E Didot, 1847), p. 202 n. 2.
19. The term is de Certeau's; see his "Montaigne's 'Of Cannibals': The Savage
'I,' "Heterologies: Discourse on the Other, trans. Brian Massumi (Minneapolis:
University of Minnesota Press, 1986), p. 69.
20. See de Certeau's discussion of travel narrative in "Ethno-Graphy: Speech, or
the Space of the Other: Jean de Lery," The Writing of History, trans. Tom
Conley (New York: Columbia University Press, 1988), pp. 209-243.
212
NOTES
21. Michel de Certeau, The Writing of History, p. 219. On the ideology of
crusade, de Certeau cites Alphonse Dupront, "Espace et humanisme,"
Bibliotheque d'Humanisme et Renaissance 8 (1946): 19 [7-104].
22. See Michel Foucault, "Of Other Spaces," Diacritics 16 (1986): 22-23
[22-27].
23. Johannes Fabian, Time and the Other: How Anthropology Makes Its Object (New
York: Columbia University Press, 1983), p. 26.
24. De Certeau, The Writing if History, p. 219.
25. Text in Friedrich Zarncke, "Der Priester Johannes;' Abhandlungen der philologischhistorischen Classe der koniglich sachsischen Gesellschajt der Wissenschaften 7
(1879): 941-44 [831-1 028]. There is considerable disagreement on the
identity of the recipient of this papal letter: see Richard Hennig, "Neue
Forschungen zur Sage des Priesterkonigs," Universitas 4 (1949): 1261-65;
Constantine Marinescu, "Le Pretre Jean, son pays. Explication de son nom,"
Academie Roumaine, Bulletin de Ia Section Historique 10 (1923): 77-78; The book
if Ser Marco Polo, the Venetian: concerning the kingdoms and marvels if the East,
trans. and ed. Henry Yule (3rd ed. rev. by Henri Cordier; New York: Scribner,
1903) 1: 231; C. E Beckingham, The Achievements if Prester John (Oxford:
School of Oriental and African Studies, University of London, 1966),
pp. 11-13; and Zarncke, "Der Priester Johannes," pp. 945-46.
26. In an interview with Michel Foucault, the editors of Herodote provocatively
claim that geographers and travelers, in their use of the inventory or catalogue, are charged with the strategic function of collecting information,
"which in its raw state does not have much interest and is not in fact usable
except by power. What power needs is not science but a mass of information
which its strategic position can enable it to exploit." Travelers are intelligencegatherers, and their work involves in part collecting and mapping information that is exploitable by powers such as the papacy, merchant clans, and
military strategists. To the editors' comment, Foucault responds with an
"anecdote":"A specialist in documents of the reign ofLouis XIV discovered
while looking at seventeenth-century diplomatic correspondence that many
narratives that were subsequently repeated as travelers' tales of all sorts of
marvels, incredible plants and monstrous animals, were actually coded
reports. They were precise accounts of the military state of the countries traversed, their economic resources, markets, wealth and possible diplomatic
relations. So that what many people ascribe to the persistent naivete of certain eighteenth-century naturalists and geographers were in reality extraordinarily precise reports whose key has apparently now been deciphered"
("Questions on Geography;' Power/Knowledge [New York: Pantheon, 1980],
p. 75). The identity of the scholar to whom Foucault refers remains, to the
best of my knowledge, unknown. The notion, however, that traveler's tales
derive their ideological value from turning marvels into coded figures in the
service of political and economic power accords well with the more general
claim advanced here that any translation of otherness into the terms of the
same necessarily involves a bringing back or return ofknowledge, which can
then be put to cultural use. To what extent do such codes operate in the
NOTES
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
213
Letter of Presler john? Though well beyond the bounds of this study, the
question has prompted me to consider otherness as born of political
expedience. Considering the cultural valuation of alterity would lead, e.g.,
to further research on the production of medieval maps. Did merchants
intentionally disseminate maps depicting sea-serpents and other beasties at
the borders of their trade routes in order to simultaneously discourage
exploration and establish mercantile monopolies?
Georges Van Den Abbeele, Travel as Metaphor, p. xviii.
Van Den Abbeele, Travel as Metaphor, p. xvii.
Van Den Abbeele, Travel as Metaphor, pp. xviii-xix.
See James Clifford, "Travelling Cultures," Cultural Studies, ed. Lawrence
Grossberg, Cary Nelson, and Paula Treichler (New York: Roudedge, 1992),
pp. 96-112.
Michel de Certeau, "Walking in the City," The Practice of Everyday Life, p. 107.
Alberic ofTrois Fontaines, Chronica, MGH 23: 853-54.
Cicero, Topica, trans. H. M. Hubbell (Cambridge, MA: Harvard University
Press, 1960), p. 382; qtd. and trans. in Van Den Abbeele, Travel as Metaphor,
p. xxi. Translation is modified from both.
Mary Carruthers, The Book of Memory:A Study of Memory in Medieval Culture
(Cambridge: Cambridge University Press, 1990), p. 7.
See Carruthers, The Book of Memory, p. 129.
Ned Lukacher, Primal Scenes: Literature, Philosophy, Psychoanalysis (Ithaca:
Cornell University Press, 1986), p. 27.
On the linkage of cultural foundation to the failure of repression and the
work of memory in epic narratives, see Elizabeth]. Bellamy, Translations of
Power: Narcissism and the Unconscious in Epic History (Ithaca: Cornell
University Press, 1992). For a brilliant account of the work ofbeginning in
medieval English culture, see D. Vance Smith, The Book of the Incipit:
Beginnings in the Fourteenth Century (Minneapolis: University of Minnesota
Press, 2001).
Sigmund Freud, Civilization and Its Discontents, in SE 21: 64-145.
Freud, Civilization and Its Discontents, p. 70.
Freud, Civilization and Its Discontents, p. 69. Even in the act of recuperation
and in the work of reconstruction (as in reconstituting the ego), there
remains an element of disaster. That is, in Freud's own myth about psychoanalysis, the analyst qua archaeologist may not so much be discovering a primordial condition of existence as discovering what W R. Bion has called "a
primitive catastrophe" (see W R. Bion, "On Arrogance;' in his Second
Thoughts: Selected Papers on Psycho-Analysis [London: Jason Aronson, 1967],
p. 88). As I suggested in the preceding section, the transformational energy
vital to utopia is inextricable from the violence of catastrophe.
The trope of the analyst as archaeologist is recurrent in Freud. It appears in
a letter to Wilhelm Fliess (December 21, 1899), The Complete Letters of
Sigmund Freud to Wilhelm Fliess, 1887-1904, ed. and trans. Jeffrey Moussaieff
Masson (Cambridge, MA: Belknap Press, 1985), pp. 391-92; in Fragment of an
Analysis of a Case of Hysteria (1905), SE 7: 12; and in "Constructions in
214
42.
43.
44.
45.
46.
4 7.
48.
49.
50.
51.
52.
53.
54.
NOTES
Analysis" (1937), SE 23: 259-60. Indeed, as Henry Sussman notes, "it was
not by accident that Freud maintained a collection of ancient figurines in
the apartment at Berggasse 19 where he also kept his office" (Henry
Sussman, Psyche and Text: The Sublime and the Grandiose in Literature,
Psychopathology, and Culture [Albany, NY: State University ofNewYork Press,
1993], p. 4 7). On the linkage of the psychoanalytic process and Freud's
antiquities collection as modalities of recuperating the material of the past
on the way to constructing a functional subjectivity, see John Forrester,
"Mille e tre': Freud and Collecting," The Cultures if Collecting, ed. John
Elsner and Roger Cardinal (Cambridge: Harvard University Press, 1994),
pp. 224-51.
See Freud, The Interpretation if Dreams (1900), SE 5:574.
J. Laplanche and J.-B. Pontalis, The Language if Psychoanalysis, p. 318.
Laplanche and Pontalis here direct the reader to Freud's emphasis on the
shifting natures of fantasy in "A Child is Being Beaten" (1919) and the
Schreber case (1911).
Laplanche and Pontalis, The Language of Psychoanalysis, p. 318.
Jean Laplanche and Jean-Bertrand Pontalis, "Fantasy and the Origins of
Sexuality," Formations if Fantasy, ed.Victor Burgin, James Donald, and Cora
Kaplan (New York: Methuen, 1986), p. 26.
Barry Curtis and Claire Pajaczkowska," 'Getting There': Travel, Time and
Narrative," Travellers' Tales: Narratives if Home and Displacement, ed. George
Robertson, Melinda Mash, Lisa Tickner, Jon Bird, Barry Curtis, and Tim
Putnam (NewYork:Routledge, 1994),p.199.
Mandeville's Travels:Texts and Translations, ed. Malcolm Letts (London: Hakluyt
Society, 1953; 2nd ser., no. 101) 1:214.
Mandeville's Travels, p. 215.
Laplanche and Pontalis, The Language if Psychoanalysis, p. 318.
Slavoj Zizek, The Sublime Object if Ideology (New York: Verso, 1989), p. 45.
On play as response to trauma, see Jacob A. Arlow, "Trauma, Play,
Perversion;' Psychoanalytic Study of the Child 42 (1987): 31-44; and Otto
Fenichel, "On Acting," Psychoanalytic Quarterly 15 (1946): 144-60.
Sigmund Freud, "Formulations on the Two Principles of Mental
Functioning" (1911), in SE 12: 222.
See D.WWinnicott, Playing and Reality (New York: Routledge, 1971). The
connection of Althusser's imaginary to Winnicott's "spaces of play" is, especially as far as ideological practice is concerned, much stronger than any
association of the perhaps more obvious linkage of Althusser with Lacan's
imaginary. On the comparison ofAlthusser's and Lacan's conception of subjectivity and the imaginary, see Grahame Lock, "Subject, Interpellation, and
Ideology," Postmodern Materialism and the Future if Marxist Theory: Essays in the
Althusserian Tradition, ed. Antonio Callari and David F. Ruccio (Hanover:
Wesleyan University Press, 1996), pp. 78-80.
Louis Althusser, "Ideology and Ideological State Apparatuses (Notes toward
an Investigation)," Lenin and Philosophy and Other Essays, trans. Ben Brewster
(New York: Monthly Review Press, 1971), p. 163.
NOTES
215
55. Althusser, "Ideology and Ideological State Apparatuses," p. 162.
56. Stephen Heath, "Lessons from Brecht," Screen 15 (1974): 114 [103-128]; the
quote fromAlthusser is from his "Marxism and Humanism," For Marx, trans.
Ben Brewster (London: New Left Books, 1977), p. 234.
57. Althusser, "Ideology and Ideological State Apparatuses," p. 234.
58. I borrow the terrns that Benjamin uses to describe photography, and later
montage, in its ideological formulation. See Walter Benjamin, Understanding
Brecht, trans.Anna Bostock (London: New Left Books, 1973), p. 7.
59. See Nicholas Howe, The Old English Catalogue Poems (Copenhagen:
Rosenkilde and Bagger, 1985), pp. 3(}-32; Fritz Sax!, "Illustrated Medieval
Encyclopedias," in his Lectures (London: Warburg Institute, 1957) 1: 228-54;
and Simone Viarre, "Le commentaire ordonne du monde dans quelques
sommes scientifiques des XIIe et XIIIe siecles," Classical Influences on
European Culture, A.D. 50()-1500, ed. R. R. Bolgar (Cambridge: Cambridge
University Press, 1971), pp. 203-215.
60. Umberto Eco, "The New Middle Ages," On Signs, ed. Marshall Blonsky
(Baltimore: Johns Hopkins University Press, 1985), p. 502.
61. Eco lists the "Objects contained in the treasure of Charles IV ofBohemia:
the skull ofStAdalbert, the sword ofSt Stephen, a thorn from the crown of
Jesus, pieces of the cross, tablecloth from the Last Supper, one ofSt Margaret's
teeth, a piece of bone from St Vitalis, one of St Sophia's ribs, the chin of
St Eobanus, a whale rib, an elephant tusk, Moses' rod, clothing of the Virgin.
Objects from the treasure of the Due de Berry: a stuffed elephant, a basilisk,
manna found in the desert, a unicorn horn, a coconut, StJoseph's engagement
ring" ("Towards a New Middle Ages," p. 502 n. 3).
62. Patti White, Gatsby's Party: The System and the List in Contemporary Narrative
(West Lafayette, IN: Purdue University Press, 1992), pp. 108-109.
63. White, Gatsby's Party, p. 165 n. 20; Gaston Bachelard, The Poetics of Space,
trans. Maria Jolas (Boston: Beacon Press, 1969), p. 193.
64. I account here only for the interpolations in the Latin text. Interpolations to
the vernacular MSS, especially the late ones, are needless to say extensive.
Common to these later interpolations is the kind of information found in
lapidaries. See, e.g., the interpolation in BM Egerton 1781 (152r), an Irish
text of the fifteenth century, which introduces a list of gems and their properties. For the Irish text, see David Greene, "The Irish Versions of the Letter
ofPresterJohn," Celtica 2 (1952): 125 [117-45].
65. The twelfth-century MS Berlin 956 (fols. 24-25), a lapidary ascribed to
St. Jerome, opens with the description of a journey to India, the land of the
carbuncle, emerald, and other gemstones, a place so remote that navigating
the Red Sea alone takes six months, while crossing the ocean to India
requires another year. For William of Auvergne and Albertus Magnus, India
was the proper site of the fantastic precisely because gems of marvelous virtue
were easily found there. See Lynn Thorndike, A History of Magic and
Experimental Science (New York: Columbia University Press, 1923) 2: 236-37.
66. A transcription of the fourteenth-century MS appears in Fire ogfyrretyve for en
star Deel.forhen utrykte Prc:EVer af oldnordisk Sprag og Literatur, ed. Konrad Gislason
216
67.
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
NOTES
(Copenhagen, 1860), pp. 416-18; the Italian tale appears in an edition of
Carlo Gualteruzzi, II Novellino. Le ciento Novelle antike (Bologna, 1525).
A French translation of the Icelandic text, along with the Italian version,
appears in Reinhold Koehler, "La nouvelle italienne du Pretre Jean et de
l'Empereur Frederic et un recit islandais," Romania 5 (1879): 76-79.
Koehler, "La nouvelle italienne," p. 77; translation mine.
Koehler, "La nouvelle italienne," pp. 76-78; translations mine (with the assistance of Professor M. Roy Harris).
The ideological significance of gift exchange is most famously discussed by
Marcel Mauss, The Gift: The Form and Reason for Exchange in Archaic Societies,
trans.W D. Halls (New York: Norton, 1990). See also Jacques Derrida's reading of Mauss and the problem of exchange in Given Time: I. Counteifeit
Money, trans. Peggy Kamuf (Chicago: University of Chicago Press, 1992),
pp. 34-70.
Frederick Turner, Beyond Geography: The Western Spirit against the Wilderness
(New Brunswick, NJ: Rutgers University Press, 1983), p. 89. In his polemical book, Turner here suggests that attitudes toward gems and metals mark
important differences between cultures. The crusaders, Marco Polo, and
Columbus were united, he suggests, in their quest for things: "gold, silver,
and stones, [which]like technology, are pathetic substitutes for a lost world,
a lost spirit life" (p. 90).
Or to follow the Marxist perspective: things imprison subjects through their
embodiment and dissimulation of social relations and the forms such
relations take.
Wilhelm von Humboldt, "Uber die Verschiedenheit des menschlichen
Sprachbaues und ihren Einfluss auf die geistige Entwicklung des
Menschengeschlects (1830-1835)," in Einleitung zum Kawiwerk, vol. 7 of
Wilhem von Humboldts Werke, ed. Albert Leitzmann (Berlin: B. Behr, 1907),
p. 60; Emphasis added.
Fredric Jameson, "Of Islands and Trenches: Neutralization and the
Production of Utopian Discourse," The Ideologies of Theory: Essays
1971-1986, vol. 2 Syntax of History (Minneapolis: University of Minnesota
Press, 1988), pp. 80-81.
Sergei M. Eisenstein, "Literature and Cinema: Reply to a Questionnaire"
(1928), Writings, 1922-34, vol. 1 of Selected T%rks, ed. and trans. Richard
Taylor (Bloomington: Indiana University Press, 1988), p. 96.
Stephen Heath, "Lessons from Brecht," Screen 15 (1974): 112 [103-128].
Eisenstein, "The Montage of Attractions" (1923), Writings, 1922-34, p. 34.
See Eisenstein, "The Montage of Film Attractions" (1924), p. 40; and
"Literature and Cinema: Reply to a Questionnaire," Writings, 1922-34,
pp. 95-99.
Eisenstein, "The Montage of Film Attractions," p. 49.
I am reminded here of Brecht's treatment of Chinese painting, a fragment of
which Stephen Heath quotes and discusses: "Chinese painting leaves room,
the eye can wander, dispersed: 'the things represented play the role of
elements which could exist separately and independently, yet they form a
NOTES
217
whole through the relations they sustain among themselves on the paper
without, however, this whole being indivisible.' Not an organic unity-a
meaning-but a series of meanings and remeanings ... a multi-perspective
without the fixity of depth. Instead of representations, displacements-of
eye, of subject (in both senses of the term) [-]a materiality of texture which
bailles the 'innocence' of reflection" (Heath, "Lessons from Brecht," 105).
80. In Georges Bataille's notion of depense (unproductive expenditure), his theory of the need for absolute loss, is implicit a critique of any materialist
enterprise (like montage) that seeks some order of reality beyond the phenomenal. While, in a moment, I draw upon Bataille's notion of Christianity's
"substantializing" of the sacred through limitless idealization, I would
emphasize precisely what Bataille leaves out of his account: the harnessing,
to human and social ends, of the agitational energy of ideality. See Bataille,
"The Notion of Expenditure;' Visions of Excess: Selected Writings, 192 7-19 3 9,
ed. and trans. Allan Stoekl (Minneapolis: University of Minnesota Press,
1985), pp. 116-29.
81. Isidore of Seville (Etymologiae 12.2.25-28) idealized the dog. No doubt his
source was Solinus (Collectanea rerum mem.orabilium, ed. Theodor Mommsen
(Berlin, 1895]14.11).
82. In the Middle Ages, the meaning of the salamander was intensely ambivalent. From Pliny (Natura/is Historia 29.76), the medieval bestiary and
Physiologus received the idea that the salamander lives in fire, and poisons
everything with which it comes into contact. See the bestiaries published in
Melanges d'archeologie, d'histoire et de litterature, ed. Charles Cahier and Arthur
Martin (Paris: Mme Ve Poussielgue-Rusand, 1847-56) 3: 271-74. See also
Le Bestiare: Das Thierbuch des normannischen Dichters Guillaume le Clerc, ed.
Robert D. Reinsch (Leipzig: 0. R. Reisland, 1892), pp. 33ff.Against this tradition, Isidore of Seville (Etymologiae 12.4.36) and others took the salamander for a symbol of Christ or another eminent martyr: the fire has the power
of purification, of resurrection (as the phoenix rises from the ashes). Konrad
of Megenberg bound the two traditions together (see Konrad von
Megenberg, Das Buch der Natur, ed. Hugo Schulz lGriefswald: ].Abel, 1897],
pp. 234-44). He reports that Pope Alexander III was obsessed with obtaining the wondrous fireproof garments made from the salamander, at the same
time that he was emphasizing the purifYing capacity of the fire, in which the
soul would be cleansed just like the salamander. The pope seems attracted to
both its marvelous and its allegorical dimensions. In any case, salamanders
(asbestos) proved a stock feature of Eastern wonders. See, e.g., Fulcher of
Chartres, Historia Hierosolymitana 3.13, where the animal is listed among
"The Different Kinds of Beasts and Serpents in the Land of the Saracens,"
and where there is an echo of the Holy Trinity in the discussion of the salamander who "has three names but in body is one and the same"; see also,
Marco Polo, The Travels, trans. Ronald Latham (New York: Penguin, 1958),
pp. 89-90. Salamander is one of several Greek loanwords in the Letter, and
should not be taken as evidence of a Greek original. Alexander A. Vasiliev
(Prester John: Legend and History, ts. Dumbarton Oaks Research Library and
218
NOTES
83.
84.
85.
86.
Collection, Washington, DC, undated, p. 90) argued against the Latin origin
of the document based on the presence of Graecisms, and added, for good
measure, that references to the salamander and its pellicula (fleece) suggest
knowledge of and intimacy with the Byzantine silk industry. Vsevolod
Slessarev rightly called the references "too tenuous to be of much importance" (Presler john: The Letter and the Legend [Minneapolis: University of
Minnesota Press, 1959], p. 47).
Modern explanations of this decidedly incongruous line are unsatisfactory.
Zarncke tried to explain it as yet another device highlighting the prosperity
oflndia. It works, he suggested, by downplaying the value of horses, animals
considered quite precious in the West (Zarncke, "Der Priester Johannes,"
p. 928). But, even as Zarncke himself notes, later versions of the Letter
ignored such subtlety, changing the line to: "equous habemus multos et
velocissimos." Slessarev (p. 49) chooses the lectio simplicior, reading the line as
the author's sudden awareness that, amidst all the marvelous possessions, the
fact remained that India imported its horses, a fact that travelers (such as
Marco Polo, Jordanus de Severac, John of Montecorvino) and merchants
alike could take for granted. The earliest mention of India's importation of
horses seems to be Cosmas Indicopleustes (see The Christian Topography of
Cosmas, an Egyptian Monk, trans. and ed. J. W McCrindle [London: Hakluyt
Society, 1897], p. 372). Surely Slessarev's account seems satisfactory as an
explanation for the appearance of such a line, but what is overlooked is the
way the text turns an ordinary animal into a rare commodity.
The dual focus in utopic. discourse on the local and the global is perfectly
compatible with a method ofhypercitation. The Letter, as assemblage of citation, shares an epistemophilic overdrive with montage composition. Indeed,
Eisenstein himself insists that a "glut of citations is just one more manifestation of the principle of montage" (see Jacques Aumont, Montage Eisenstein,
trans. Lee Hildreth, Constance Penley, and Andrew Ross [Bloomington:
Indiana University Press, 1987], p. 11). Compare also Walter Benjamin's selfdescription of his Arcades Project as that which "has to develop to the highest
degree the art of citing without quotation marks. Its theory is intimately
related to that of montage"; see "N (On the Theory of Knowledge,
Theory of Progress)," The Arcades Project, trans. Howard Eiland and Kevin
McLaughlin (Cambridge, MA: Belknap Press of Harvard University Press,
1999), p. 458.
Fredric Jameson, "Pleasure: A Political Issue," The Ideologies ofTheory: Essays
1971-1986, vol. 2 Syntax of History (Minneapolis: University of Minnesota
Press, 1988), p. 73.
A provocative psychoanalytic reading of the prescriptive power of narrative
to override the trauma of disempowerment is offered by Duncan Barfield,
"Reading Perversion," British journal of Psychotherapy 9 (1993): 336-45. Ifi
read him correctly, Barfield is suggesting that, in general, perverse narrative
structures-such as utopia-work, through exercising rigorous control over
descriptive detail, to overcome and reverse traumatic experience. I am
tempted then to make this argument: Prester John's total domination over
NOTES
87.
88.
89.
90.
91.
92.
93.
94.
95.
96.
219
the world, continually stressed in copious narrative detail where his wealth
and power are described as unequaled, is in effect reversed to fulfill a Western
European desire. The Letter serves as the vehicle to move the locus of power
from Prester John to the West: a translatio imperii of sorts. The trauma of disempowerment, inflicted by the Saracens and by Prester John (both placing
the West in a position of inferiority) is transmuted into triumph, into
control. Such is the trajectory and aim of perversion. The perverse, indeed
utopic, answer to the challenge of counting the stars and the sands is to insist
that it can be done.
See Percy Ernst Schramm, Herrschaftszeichen und Staatssymbolik (Stuttgart:
Hiersemann, 1955) 2: 663.
Steven Shaviro, Passion and Excess: Blanchot, Bataille, and Literary Theory
(Tallahassee: Florida State University Press, 1990), p. 20.
Bataille refers to the Grail: is there a hint of the Grail in the image of the
golden and silver vases? Ulrich Knefelkamp raises this possibility; see Die
Suche nach dem Reich des Priestkonigs Johannes (Gelsenkirchen, Germany:
Muller, 1986), p. 158 n.125.
Georges Bataille, "The Sacred," Visions if Excess: Selected Writings, 192 7-193 9,
ed. and trans. Allan Stoekl (Minneapolis: University of Minnesota Press,
1985), p. 242.
Sergei Eisenstein, "The Structure of the Film," Film Form: Essays in Film
Theory, ed. and trans.Jay Leyda (New York: Harvest, 1949), p. 170 [150-178).
Eisenstein,"Structure ofthe Film,"pp.173, 167.
Eisenstein, "Structure of the Film," p. 172.
Walter Benjamin, "N (On the Theory of Knowledge, Theory of Progress),"
p. 461.
Considering the ambiguity and instability here in psychoanalytic terms, I
would suggest that they correspond to the latent ambiguity of objects that
are, in Klein's sense, not yet fully mastered. In other words, facing a world of
good objects and bad objects means that, as Foucault puts it, "ambivalence is
established as a natural dimension of affectivity" (Michel Foucault, Mental
fllness and Psychology, trans. Alan Sheridan [Berkeley: University of California
Press, 1987), p. 20). The potential here for anxiety is great; loss of an object
(Holy Land) necessitates the search for a substitute (PresterJohn's kingdom);
the successful search is ecstatic: "In considering the dynamics of the process,
the concept of anxiety is clearly needed. Melanie Klein has laid great stress
on the fact that it is dread of the original object itself, as well as the loss of
it, that leads to the search for a substitute. But there is also a word needed for
the emotional experience of finding the substitute, and it is here that the
word ecstasy may be useful" (Marion Milner, "The Role of Illusion in
Symbol Formation," Transitional Objects and Potential Spaces: Literary Uses if
D. W Winnicott, ed. Peter L. Rudnytsky [New York: Columbia University
Press, 1993), p. 17).
Kaja Silverman's deconstruction of the dominant psychoanalytic paradigm
of cinematic identification (the experience of the film as introjective,
ideopathic) was the impetus for my reading of the ecstatic dynamics of the
220
NOTES
montage-list and its centrality to the utopic project. Silverman was the first
to connect Eisenstein to the production of what she calls "political ecstasy";
see The Threshold cif the Visible IMJrld (NewYork: Routledge, 1996), pp. 83-121.
She extends her earlier work on heteropathic identification in the dynamic
of sympathy; see Male Subjectivity at the Margins (New York: Routledge,
1992),pp.205-207,264-70.
Postscript
*
It is better to approach the best than to arrive there (trans. mine). Otto of
Freising, Gesta Fredirici 1.4.
t Oscar Wilde, "The Soul of Man under Socialism," The Soul of Man under
Socialism and Selected Critical Prose, ed. Linda Dowling (London: Penguin,
2001), p. 141 [127-60].
tt J. R. Platt, The Step to Man (New York: John Wiley & Sons Ltd., 1966), p. 196.
This sentence, famous because of Buckminster Fuller's citation of it in his
Utopia or Oblivion: The Prospects for iVlankind (New York: Overlook Press,
1969), is often wrongly attributed to Fuller.
1. Leszek Kolakowski, "The Death of Utopia Reconsidered," The Tanner
Lectures on Human Values, vol. 4, ed. Sterling M. McMurrin (Salt Lake City:
University of Utah Press, 1983), p. 237 [229--47].
2. Kolakowski, "Death of Utopia," pp. 241--42.
3. On masochism as a political strategy, see Theodor Reik, Masochism and
Modern Man (New York: Rinehart, 1942). I have argued for a political reading of masochism, specifically its centrality as an index of the postwar
American cultural and critical agenda; see my "Masochism in America,"
American Literary History 14.2 (2002): 389-411.
4. See Nancy Gibbs, "Apocalypse Now," Time Magazine (July 1, 2002).
5. Qtd. in Austin Miles, Setting the Captives Free: Victims cif the Church Tell Their Stories
(Amherst, NY: Prometheus Books, 1990). Watt has denied ever saying this.
6. Current rabbinical law forbids Jews from setting foot on the Temple Mount
unless they are ritually purified; the ashes of the red heifer had been required
by ancient Hebrews to purifY worshipers who went into the Temple for
prayer.
7. Rod Dreher, "Red-Heifer Days," National Review Online, April 11, 2002,
<http:/ /www.nationalreview.com/ dreher/ dreher041102.asp>.
8. Herbert Marcuse, "The End of Utopia," Five Lectures: Psychoanalysis, Politics,
and Utopia (Boston: Beacon Press, 1970), p. 62 [62-82].
9. Albert Toynbee, A Study cif History (London: Oxford University Press, 194 7),
qtd. in Robert Lindner, Prescription for Rebellion (New York: Rinehart, 1952),
p. 213.
10. See Brendan O'Neill, "The Never-Ending Search," BBC News Magazine,
November 26, 2004, <http:! /news.bbc.co.uk/2/hi/uk_news/magazine/
4044765.stm>. Karl Mannheim has emphasized that the disappearance of
utopic thinking "ultimately would mean the decay of human will" and that
NOTES
221
it "would lead us to a 'matter-of-factness' ... a static state of affairs in which
man himself becomes no more than a thing," having been reduced to "a
mere creature of impulses" (Karl Mannheim, Ideology and Utopia: An
Introduction to the Sociology of Knowledge, trans. Louis Wirth and Edward Shils
[New York: Harcourt Brace, 1985], pp. 262, 262-63).
11. See Pierre Krijbolder, Crucifixion and Turin Shroud Mysteries Solved, trans.
John Hagen (Rotterdam: FirstQ Press, 1999).
Appendix
1. Translators of the Letter include Sir E. Denison Ross ("Prester John and the
Empire of Ethiopia," in Travel and Travellers of the Middle Ages, ed. Arthur
Percival Newton [London: Routledge & Kegan Paul, 1926]), who translates
only 35 of the 100 paragraphs into which Friedrich Zarncke ("Der Priester
Johannes," Abhandlungen der philologisch-historischen Classe der koniglich siichsischen Gesellschajt der Wissenschajten 7 [1879]: 831-1028) divided the text;
Robert Silverberg (The Realm of Presler john [New York: Doubleday, 1972]),
who follows Ross's text very closely and adds nothing to it; George Boas
(Essays on Primitivism and Related Ideas in the Middle Ages [New York:
Octagon, 1948]), who made a partial translation of twenty-four paragraphs;
and Alexander A. Vasiliev (Prester john: Legend and History, ts. Dumbarton
Oaks Research Library and Collection, Washington, D. C. [ca. 1950]), whose
unpublished fuller translation unfortunately does not discriminate interpolations (marked here B or C) from original text (marked 0). I have used the
best of the translations-Boas's andVasiliev's-as guides, carefully following,
when at times they did not, Zarncke's Latin text. There are also translations
into German by Ulrich Knefelkamp (Die Suche nach dem Reich des
Priestkonigs johannes [Gelsenkirchen: Muller, 1986]) and by A.-D. von den
Brincken ("Prester Iohannes, Dominus Domantium-ein Wunsch-Weltbild
des 12. Jahrhunderts," Ornamenta Ecclesiae: Kunst und Kunstler der Romanik,
ed.Anton Legner [Ki:iln: Bi:ihlau, 1985], pp. 83-97); one into Italian by Gioia
Zaganelli (La Lettera del Prete Gianni [Parma: Pratiche, 1990]); and one
into Danish by Allan Karker (Jon Pra:st: Presbyter Johannes' brev til Emanuel
Komnenos, synoptisk udgivet pa latin, dansk og svensk [Copenhagen: Tutein &
Koch, 1978]).
INDEX
Adorno, Theodor, 25
Alan ofLille, 5; Contra paganos, 30-1
Alberic ofTrois Fontaines, 135-6
Alberti, 98-9
Albrecht von Scharfenberg, 149
Alcuin, 78
Alexander: letters, 105-7; romance,
13,85
Alexander III (Pope), 133
Alexius I Comnenus: letter to Count
Robert of Flanders, 32
allegory: medieval science and, 18-19,
22-3; pleasure and, 108
alterity, see otherness
Althusser, Louis, 141
Alvarus, Paul, 26
Ambroise: Estoire de Ia guerre sainte, 50-1
Ambrose, 109
Anaxilas, 86
Anderson, Benedict, 39
anti-utopia, 151
anxiety: related to otherness, 110, 126
Apophthegmata patrum, 71-2
Aquinas, Thomas, 117
Aristotle, 86
art of memory, 136-7
asceticism, 50
Aymeri de Narbonne, 21
Bachelard, Gaston, 142
Bacon, Roger, 23, 43, 94
Bakhtin, Mikhail, 93-4
Barthes, Roland, 75, 105
Bataille, Georges, 149
Baudrillard,Jean, 67
Bauman, Zygmunt, 67
Bede, 78
Benedict of Peterborough, 136
Benjamin ofTudela, 94
Biblia Pauperum, 77
Blade Runner, 150, 151
Blanchot, Maurice, 66-7
Blemmyae, 18
body: violations of, 33--6,42-3
Borkenau, Franz, 50
boundary: contact zone and, 40;
polemical crossings, 37-8; river
as, 129
Bourke, John G., 57
Bradley, Ritamary, 93
Brazil, 151
Brown, Peter, 71, 118
Budde, Karl, 64
Camille, Michael, 1
Campbell, Mary, 107
cannibalism: as fantasy, 51; imputed to
Christians, 45-6; imputed to
Mongols, 12-13,47
Carruthers, Mary, 136
Christianity: as predicated upon loss,
117; Right-wing theology, 152-3
Cicero, 136
Cimabue, 98
The City of Lost Children, 151
Cixous, Helt:ne, 85
Coats, George, 64
Cohen, Jeffrey, 2
community: non-discursive, 45
Constable, Giles, 108
224
INDEX
Council of Lyons, 42
Council ofNablus, 36
Crosland,Jessie, 81
crusades: propaganda, 28, 32-5; the
same and, 133
Cynocephali, 16--18; Saracens and, 17, 26
d' Aguilers, Raymond, 45-6
Daniel, Norman, 1, 36
Dante: 57; Commedia, 78-9,81
d'Arundel, Roau, 20
De adventu patriarchae Indorum ad Urbem
sub Calixto papa secunda, 120-1
de Certeau,Michel, 19,51,89-90,127,
129, 135
Deleuze, Gilles, 61, 75, 87-8
della Francesca, Piero, 98-9
Derrida,Jacques, 125
Descartes, Rene, 88
desert: ancient cosmologies and, 61-4;
as binary, 58-9, 64-5; chaos and,
62-3; ecstasy and, 75; hermits and,
68-75; hybridity and, 85-8; Letter
cifAlexander to Aristotle and, 87; as
metaphor, 76; as model of
transformation, 6, 66--7; Old
Testament and, 64-7; Qumran
literature and, 65-6; as receptive to
fantasy, 58; as sacred, 58, 63, 78; as
space of becoming, 83, 87-9; as
space of demons, 61
difference, as hierarchical, 16; see also
otherness
Dog-Men, see Cynocephali
Donnie Darko, 151
Dumezil, Georges, 95
Ebstorf mappa mundi, 13, 22
Eco, Umberto, 115, 142
Eisenstein, Sergei: agit cinema, 7,
145-6, 150
Elliott, Alison, 72
Elyseus: narrative of, 120, 122, 130-3
End Time, 153
enjoyment: imputed to other, 46-51
Erchimbert, 26
Eucharist, 49-50, 120-1
Eucherius, 69
Eulogius, 26
Eusebius of Caesara, 106
Fabian, Johannes, 52
fantasy, 1, 3, 12; desire and, 138-9; loss
and, 140; othering and, 45
fetishism, 5, 145
Flaubert, Gustave, 69-70
Flight, John W, 64
Foucault, Michel, 38, 52, 61, 94
Fourth Lateran Council (1215), 36,49
Fradenburg, L. 0. Aranye: on
transformative force of otherness, 2
Frederick I Barbarosa: letter to Saladin,
28-9
Frederick II Hohenstaufen, 41-4;
Prester John and, 44
Freud, Sigmund, 92, 126, 137-8, 140
Frye, Northrop, 21
Fulcher of Chartres, 6, 45
Gaylord,Alan, 111
Gerald ofWales, 28, 40
Gibbon, Edward, 70
Giotto, 98
Glover, Edward: on phobias, 4
Goethe, Wolfgang von, 45
Gog and Magog, 13, 90
Gosman, Martin, 114-16
Gratian: Decretum, 36
Greenblatt, Stephen, 110
Gregory of Nyssa, 65
Guibert ofNogent, 6, 27,33-5,39, 46,
106-7
Hall, Stuart, 127
Hardey, L. P., 138
Haymo of Halberstadt, 91
Heath, Stephen, 141
Heaton, John: definition of otherness, 11
Hebdige, Dick, 76
Heidegger, Martin: on boundaries, 14
Henry of Avranches, 43
Hereford mappa mundi, 13, 22
INDEX
herring: English glut of 1238, 11
Higden, Ranulph, 86
history: anthropology and, 52;
representation of Roman, 28-9
Hiuen Tsang, 92
Honorius of Autun, 79, 117
Horkheimer, Max, 25
Hugh ofJabala, 128-9
Hugh of St. Victor, 28, 79, 137
Humbert, Paul, 64
Humbert of Moyenmoutier: Adversus
simoniacos, 33
Humbert of Romans, 39
Ibn Chordadbeh, 94
ideology, 140-1
India: as neutral space, 20-1
Islam: as heresy, 26; as perverse threat,
26, 28-30; see also Muslims
Jabes, Edmond, 60, 66, 67, 127
Jameson, Fredric, 20, 108
Joachim of Fiora, 25
John of Salisbury, 33
Jung, Carl Gustav: on fantasy, 1
Khan, Masud: on perversion, 4
Kolakowski, Leszek, 151-2
Krijbolder, Pierre, 154
Lacan,Jacques, 38, 46, 94, 126
Langlois, Charles-Victor, 105
Latini, Brunetto, 81
Le Goff, Jacques: on India, 116; on
Indian Ocean, 15; on
transformative force of
otherness, 2
Letter cif Prester John, see Prester John
Lombard, Peter, 79
Lorde,Audre, 127
Lucan, 80-1
Lull, Ramon, 125
Macrobian map, 23
Magnus, Albertus: De natura loci, 23-4
Mandeville, John, 86, 91-2, 109-12, 139
225
Marcuse, Herbert, 154
Marie de France, 137
Marin, Louis, 14, 117, 128
Martin,Jean-Clet, 96
Marvels of the East, 18
masochism, 70, 80, 152
The Matrix, 151
Ma Twan-Lin, 92
Mazzotta, Guiseppe, 79
Mellinkoff, Ruth, 1
mirrors: fantasmatics of vision and, 94;
relation to fiction, 93-5
Mongols, 11-13
monsters: etymology of, 19; Muslims
and, 30
montage: lists and, 147-8; see also
Eisenstein, Sergei
Moschus,John, 71
Muhammad: death of, 51; as monster,
31; tomb of, 124-5
Mumford, Lewis, 57
Muslims: associated with Antichrist, 25;
see also monsters; Saracens
myth: fiction and, 20-1, 45; history and,
52; ruins and, 138; taxonomy of, 21
Nachtriiglichkeit, 126
Napier, A. David, on alterity and
freedom, 2-3
nationalism, 46; myth and, 51
Neckham,Alexander, 81
Nichols, Bill, 106
Nichols, Stephen, 40
Nietzsche, Friedrich, 93
Noachid map, 23
Oriental other, in dialectical relation to
West, 5
Origen, 69
Othello, 18
otherness: boundary phenomena and,
13-14, 123; as coping mechanism,
4; equivocal image of, 1, 12, 14; as
ghostly version of self, 125-6;
historical knowledge of, 52; letters
and, 105-9; monstrous, 16, 19
226
INDEX
Othlo of St. Emmeran, 80-2
Otto ofFreising, 28, 89, 116, 128-9, 151
parataxis: as utopic form, 114-15, 142
Paris, Matthew: Chronica maiora,
11-13,47
Peter the Venerable: Liber contra
sectam sive haerisim Saracenorum,
31,37
Philo of Alexandria, 68-9
Pi, 151
The Planet ciftheApes, 134
Plato, 59-60
Platt,John Rader, 151
Pliny, 23; Natura/is Historia, 15, 20, 85,
112-13
Polo, Marco, 92
Pratt, Mary Louise, 40
Prester John: desert and, 90-1; Letter,
88-99; Letter and lists, 113-16;
Letter as response to difference,
4-5; tower and, 68, 94-9; travel
and, 128-36
primal scene, 137
Purfoot, Thomas, 45
Radbertus, Paschasius, 49
Ralph ofDiceto, 136
Reconquista, 39
Richard I, 25,44-51
Richard Coer de Lyon, 44-51
Richard of St. Victor, 79,82-3,92-3
Richerus of Rheims, 130
Riemann, Paul, 64
rites of passage: liminality and,
22,65
Robert the Monk, 27,33-5
Roger of Howden, 25, 136
Romm,James, 86-7
Rufinus, 70-1
Ruthwell Cross: inscription as utopic,
76-7
sacred: language, 40; corporealized, 149
St. Ambrose, 65
St. Augustine, City cif God, 15-16, 79,
117,124
St. Thomas, 120-3
Saladin, 48-9
Salimbene, 42
Saracens: atrocities, 32; monsters
and, 17; threat to Christian
body, 33
Sargon II, 61
science: Frederick II and, 42-3; nomadism
and, 87-8; see also allegory
Scot, Michael, 43
Shaun cifthe Dead, 151
Shaviro, Steven, 149
Simmel, Georg, "The Stranger," 2
Smith, Jonathan Z., 58
Southern, R. W, 26
space: neutral, 20, 44
Strange Days, 151
Stylites, Symeon, 73
Suger of St. Denis, 95
Talman, Shemaryahu, 64
Tammuz,60
Tartars, see Mongols
Todorov, Tzvetan, 91
Toynbee,Albert, 154
translatio imperii, 28
travel stories, 127-36; meaning of
home and, 135
Turner, Frederick, 52
Turner,Victor, 122
Twelve Monkeys, 151
28 Days Later, 151
Urban II: launching crusades at
Clermont, 27
utopia: ambivalence as feature of, 3;
community and, 40; as predicated
upon loss, 6, 117-22; as process of
change, 4; as response to threat, 4;
travel and, 129, 138-9
Van DenAbbeele, Georges, 134
Von Humboldt, Wilhelm, 145
INDEX
Waddell, Helen, 76
Watt,James G., 153
White, Hayden, 18, 130
Wilde, Oscar, 151
William ofRubroek, 37
William ofTyre, 25
Williams, George, 64
Winnicott, D.W, 83, 140
wonders: 117-18;lists and, 111-16
Wynkyn de Worde, 45
Yeats, William Butler, 93
Young, Robert, 125
Zizek, Slavoj, 38, 46, 48,50-1,
75, 140
227